CUSO Regulatory Affairs

4 weeks ago

New York, United States Credit Agricole Full time

Summary:

The Regulatory Affairs team is responsible for coordinating and facilitating communications between the Bank and its various regulators on behalf of all US business operations and entities, as well as for coordinating the regulatory remediation efforts within the region. The team is primarily responsible for all interaction with regulatory agencies and bodies and for ensuring effective communication between executives in the US and France concerning such interaction. The team also oversees the production of requested documents and the organization of regulatory exams and meetings. In addition, the team serves in a coordination and assessment role to confirm that all regulatory remediation efforts are conducted in an appropriate and prescribed manner, thus ensuring the quality and effectiveness of all necessary improvements.

Job Description:

Exciting opportunity to become an Associate at Credit Agricole Corporate and Investment Bank as part of the Regulatory Affairs team in New York, reporting to the CUSO Head of Regulatory Affairs. Qualified applicants should have knowledge of Market Risk and Liquidity concepts, and investment banking.

By way of broader context, the Regulatory Affairs team coordinates the Bankâs relationships with the various banking regulators in the U.S. Within this context, your responsibilities will include:

ÂÂÂÂÂÂÂ Prepare, document, and retainÂRegulatory requests & responses working closely with the Liquidity Risk, Market Risk and Treasury team, and/or subject matter experts as well as with other teams within Bank to ensure accuracy

ÂÂÂÂÂÂÂ Support and track requests from management, auditors or regulators related to regulatory examinations, meetings, and findings

ÂÂÂÂÂÂÂ Coordinate responses to follow up requests made by regulators during exams and enhanced continuous monitoring of the regulators

ÂÂÂÂÂÂÂ Provide written summaries/minutes of regulatory meetings

ÂÂÂÂÂÂÂ Assist in the administration of the firmâs regulatory remediation program and committee meetings supporting these efforts

ÂÂÂÂÂÂÂ Partner with internal stakeholders, audit and regulators establishing strong working relationships while maintaining effective challenge

ÂÂÂÂÂÂÂ Understand and become familiar with the various data sources, platforms, tools, and manage large and complex data requested by regulators.

ÂÂÂÂÂÂÂ Function as a key contributor and demonstrate knowledge of Treasury and Liquidity risk as well as broader functional knowledge

ÂÂÂÂÂÂÂ Identify opportunities for process enhancement, simplification, and automation.

ÂÂÂÂÂÂÂ Coordinate responses to regulatory information requests and arrange meetings with Bank personnel.

ÂÂÂÂÂÂÂ Escalate any identified issues to management on a timely basis

ÂÂÂÂÂÂÂ Focus on the regulatory environment and provide a holistic overview of the landscape to the impacted stakeholders

ÂÂÂÂÂÂÂ Engage with control colleagues across the firm, business, operations management, legal, compl

ÂÂÂÂÂÂÂ Ability to balance multiple tasks in a fast-paced, complex and evolving environment

ÂÂÂÂÂÂÂ Ability to collaborate and establish relationships across organizations and employee levels, including senior leaders, with the confidence to formulate, advocate and drive ideas forward

ÂÂÂÂÂÂÂ Ability to work with limited supervision and manage multiple tasks while exceling in a dynamic, demanding environment

ÂÂÂÂÂÂÂ Self-starter and strongly motivated to achieve higher standards over time

ÂÂÂÂÂÂÂ Strong communication skills, both verbal and written and attention to detail required. Knowledge of the French language is a plus

ÂÂÂÂÂÂÂ Strong technical skills â including PowerPoint, Word, Excel, SharePoint

ÂÂÂÂÂÂÂ Strong problem solving and analytical skills. Ability to understand the business / knowledge of regulation surrounding business.

ÂÂÂÂÂÂÂ A positive attitude and team spirit with exceptional interpersonal and collaboration skills

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