Current jobs related to Head of US Compliance - Philadelphia - RQIHUS

  • Head of US Compliance

    2 days ago

    Philadelphia, Pennsylvania, United States RQIHUS Full time

    Job Title: Head of US ComplianceAt RQIHUS, we are seeking a highly skilled and experienced Head of US Compliance to lead our regulatory compliance efforts in the US market.Job SummaryThe Head of US Compliance will be responsible for developing and implementing a comprehensive compliance program that ensures our US operations are in compliance with all...

  • Head Coach

    4 weeks ago

    Philadelphia, Pennsylvania, United States Community College of Philadelphia Full time

    Job Title: Head CoachThe Head Coach is a key member of the College's athletic department, responsible for leading the volleyball program to success. This is a part-time position that requires a strong passion for coaching and a commitment to the College's mission.Responsibilities:Recruit and select assistant coaches and student athletesCoordinate tryouts and...

  • Assistant Head of School for Academics

    2 weeks ago

    Philadelphia, Pennsylvania, United States Archdiocese of Philadelphia Full time

    Job SummaryWe are seeking a highly qualified and experienced educator to serve as the Assistant Head of School for Academics. This is a key leadership position that will play a critical role in shaping the academic vision and direction of our school.Key ResponsibilitiesCollaborate with the Head of School and other senior leaders to develop and implement the...

  • Head Coach

    2 weeks ago

    Philadelphia, Pennsylvania, United States Community College of Philadelphia Full time

    Job Title: Head CoachJob Summary:The Head Coach is responsible for the overall development and advancement of a competitive athletic program, in consultation with the Director of Athletics, demonstrating high moral and ethical behavior and good sportsmanship. In developing athletes, the Head Coach must recognize the academic needs of the student as primary...

  • Head of CMC

    4 weeks ago

    Philadelphia, United States Fraser Dove International Full time

    Head of CMC DevelopmentAre you a dynamic leader with expertise in pharmaceutical development?Do you excel at managing cross-functional teams in a fast-paced, multi-disciplinary environment?Are you ready to lead the development and supply of innovative pharmaceuticals?Fraser Dove International is partnering exclusively with a pioneering life sciences...

  • Head Coach

    1 month ago

    Philadelphia, Pennsylvania, United States Community College of Philadelphia Full time

    Job Title: Head CoachJob Summary:The Head Coach is responsible for the overall development and advancement of a competitive athletic program at Community College of Philadelphia. This is a part-time position that requires a strong understanding of effective coaching practices, knowledge of NCAA/NAIA/NJCAA rules and regulations, and the ability to maintain...

  • Head Coach

    3 weeks ago

    Philadelphia, Pennsylvania, United States Community College of Philadelphia Full time

    Job Title: Head CoachJob Summary:The Head Coach is responsible for the overall development and advancement of a competitive athletic program at Community College of Philadelphia. This is a part-time position that requires a strong leader to oversee the recruitment and selection of assistant coaches, student athletes, and team staff.Key...

  • Head Baker/Gelato Engineer

    1 month ago

    Philadelphia, Pennsylvania, United States Philadelphia Brewing Company Full time

    Job Title: Head Baker/Gelato EngineerWe are seeking a highly skilled and experienced Head Baker/Gelato Engineer to join our team at Aurora Grace Chocolates in Philadelphia, PA.Job Summary:The Head Baker/Gelato Engineer will be responsible for leading our bakery and gelato production team, ensuring high-quality products and efficient...

  • Head Coach

    5 months ago

    Philadelphia, United States Community College of Philadelphia Full time

    General Description The head coach is responsible for the overall development and advancement of a competitive athletic program, in consultation with the Director of Athletics, demonstrating high moral and ethical behavior and good sportsmanship. In developing athletes, the head coach must recognize the academic needs of the student as primary and...

  • Marine Machinery Mechanic

    1 month ago

    Philadelphia, Pennsylvania, United States US Army Corps of Engineers Full time

    Job SummaryThis announcement uses the DHA for Certain Personnel of the DoD Workforce direct hire authority to recruit and appoint qualified candidates to certain positions in the competitive service. We are seeking a highly skilled Marine Machinery Mechanic (Drag Tender) to join our team at the US Army Corps of Engineers.ResponsibilitiesPerform maintenance...

  • Head of Pharmaceutical Development

    4 weeks ago

    Philadelphia, Pennsylvania, United States Fraser Dove International Full time

    Head of CMC Development OpportunityFraser Dove International is partnering with a pioneering life sciences organisation to find an experienced leader to oversee global CMC & MSAT activities.About the Role:As the Head of CMC Development, you will be responsible for leading the development and manufacturing of novel pharmaceuticals for clinical trials,...

  • Radiology Department Head

    1 week ago

    Philadelphia, Pennsylvania, United States destinationone Consulting Full time

    Job Overviewdestinationone Consulting is a leading recruitment agency specializing in diverse sectors, including Healthcare and Health Tech. We are building a database of opportunities in these fields. By applying, you ensure our recruiters can quickly match you with suitable roles when they arise.Radiology Department Heads oversee radiology departments,...

  • Head of Financial Risk Management

    3 weeks ago

    Philadelphia, Pennsylvania, United States Transamerica Full time

    Job Title: Head of Financial Risk ManagementTransamerica is seeking a seasoned professional to lead our financial risk management efforts. As Head of Financial Risk Management, you will be responsible for providing strategic guidance and oversight to ensure the effective management of financial risks across the organization.Key Responsibilities:Develop and...

  • Head of Financial Risk Management

    3 weeks ago

    Philadelphia, Pennsylvania, United States Transamerica Full time

    Job Title: Head of Financial Risk ManagementTransamerica is seeking a seasoned professional to lead our financial risk management efforts. As Head of Financial Risk Management, you will be responsible for providing strategic guidance and oversight to ensure the effective management of financial risks across the organization.Key Responsibilities:Develop and...

  • Athletic Program Head Coach

    2 months ago

    Philadelphia, Pennsylvania, United States Community College of Philadelphia Full time

    Position Overview:The role of the Athletic Program Head Coach is crucial in steering the advancement and success of a collegiate sports program. Working closely with the Athletics Director, the Head Coach is instrumental in fostering ethical conduct, promoting sportsmanship, and ensuring a harmonious balance between academic success and athletic performance....

  • Head of Financial Risk Management

    4 weeks ago

    Philadelphia, Pennsylvania, United States Transamerica Full time

    Job Title: Head of Financial Risk ManagementTransamerica is seeking a seasoned professional to lead our financial risk management efforts. As Head of Financial Risk Management, you will be responsible for providing strategic guidance and oversight to ensure the effective management of financial risks across the organization.Key Responsibilities:Develop and...

  • Head of Financial Risk Management

    3 weeks ago

    Philadelphia, Pennsylvania, United States Transamerica Full time

    Job Title: Head of Financial Risk ManagementTransamerica is seeking a highly skilled and experienced Head of Financial Risk Management to join our team. As a key member of our risk management function, you will be responsible for providing strategic leadership and guidance on financial risk management across the organization.Key Responsibilities:Develop and...

  • Head of Financial Risk Management

    3 weeks ago

    Philadelphia, Pennsylvania, United States Transamerica Full time

    Job Title: Head of Financial Risk ManagementTransamerica is seeking a highly skilled and experienced Head of Financial Risk Management to join our team. As a key member of our risk management function, you will be responsible for providing financial risk management leadership and expertise to support the company's strategic objectives.Key...

  • Head of Pharmaceutical Development

    2 weeks ago

    Philadelphia, Pennsylvania, United States Fraser Dove International Full time

    Lead Pharmaceutical Development and ManufacturingFraser Dove International is partnering with a pioneering life sciences organisation to find an experienced leader to oversee global CMC & MSAT activities.As the Head of Pharmaceutical Development, you will be responsible for leading the development and manufacturing of novel pharmaceuticals for clinical...

  • Head of Enterprise Risk

    1 month ago

    Philadelphia, United States Citizens Financial Group, Inc. Full time

    Job Description The Head of Enterprise Risk Management (ERM) will lead the development and implementation of the ERM and Risk Appetite frameworks, ensuring compliance with regulatory requirements and alignment with the bank's strategic goals. This role is critical in identifying, assessing, aggregating, mitigating, and monitoring risks across the...

Head of US Compliance

5 months ago

Philadelphia, United States RQIHUS Full time
Job DescriptionJob Description

JOB PURPOSE

Leads day-to-day regulatory compliance and compliance best practices, oversight of regulatory filings in support of the business, and regulatory engagement for R&Q Legacy. Must have insurance regulatory/compliance experience.

KEY RESPONSIBILITIES

  • Oversee the development, maintenance and administration of a comprehensive program for internal compliance, regulatory controls, and reviews throughout the US to ensure entity-wise compliance with applicable federal and state laws and regulations
  • Lead regulatory engagement by maintaining contact and productive relationships with the regulators of the US businesses
  • Lead troubleshooting in those instances where business practices or business objectives may not mesh with regulatory expectations
  • Keep abreast of regulatory and legal developments governing regulatory compliance and oversee the development and implementation of changes to existing and proposed procedures, policies, and programs
  • Oversee third-party examinations and audits and ensure that information requests from insurance carrier partners, auditors, and regulators are completed accurately and on-time
  • Partner with US business units regarding need for new or revised compliance standards and procedures
  • Oversee drafting and dissemination of new and revised compliance standards and procedures
  • Recognize, develop, and implement cost effective compliance related solutions for the US compliance program
  • Ensure that the US compliance and regulatory controls plan is adhered to by all departments and that company behavior reflects the rules, regulations and related company policies and procedures
  • Provide advice, guidance, and insight to management and staff regarding new/emerging compliance issues and on ethics, business conduct, and compliance matters including the development and oversight of compliance training programs
  • Consult and guide the company in establishment of controls to mitigate compliance risk
  • Identify and communicate the need for compliance education programs and oversee the development and implementation of compliance training for all staff members
  • Oversee third-party examinations and audits and ensure that information requests from insurance carrier partners, auditors, and regulators are completed accurately and on-time
  • Support the US General Counsel in other projects and day to day activities as these arise
  • To maintain compliance with any applicable US, UK, or International statutory or regulatory obligation as required by the role. This includes but not limited to obligations arising from:
    • The prudent management of the business
    • Placing due regard on the interests of customers
    • Observing rules on Sanctions and financial crime
    • Regulatory requirements and local licensing restrictions
    • Promoting and following the Group’s whistleblowing procedures
    • Promoting and providing guidance to reports in relation to the Group’s Whistleblowing policies and procedures
    • Where applicable, following the Company’s Consumer Duty principles to deliver good outcomes for retail customers.

SKILLS / KNOWLEDGE

  • Proficient with a computer, particularly in Microsoft Office suite including Word, Excel, PowerPoint
  • Thorough knowledge of insurance laws and regulations, as well as regulatory and compliance guidelines
  • Excellent leadership skills with an ability to lead, train, motivate, empower, engage, and assist a team, delegate tasks, and problem-solve
  • Strong organizational skills and attention to detail
  • Ability to think critically and analytically, solve problems, and plan and organize activities
  • Ability to work in a fast-paced environment and multi-task effectively under strict deadlines
  • Ability to work independently and collaboratively
  • As a Manger, you are expected to demonstrate the following skills:
    • Teambuilding: Builds consensus via shared decision making. Fosters a sense of shared accountability and group responsibility. Creates a work environment based on inclusiveness, welcoming others’ suggestions, and points of view. Regularly looks for common ground and encourages collaboration among team members.
    • Communication: Communicates clearly and effectively at all levels. Produces easily understandable reports and presentations. Effectively deals with others, both internally and externally. Provides timely feedback and follow up, and encourages open communication, cooperation, and the sharing of knowledge.
    • Leadership: Provides an appropriate amount of structure, direction, and feedback to ensure a high level of group performance. Structures projects and assignments with clear goals and measurable outcomes so that team members can creatively individualize solutions.

Education

  • J.D. with 10 years of insurance regulatory experience strongly preferred. Alternatively, a bachelor’s degree in insurance, law, finance, business administration, or relevant fields, with 15 years of insurance regulatory experience will be considered.
  •  Professional certifications(s) (e.g., Certified Regulatory Compliance Manager (CRCM), Market Conduct Manager (MCM), Certified Risk Professional (CRP), CPCU, etc.) are a plus

Experience

  • 10+ years’ experience in insurance with extensive knowledge, experience, and understanding of insurance operations, and the insurance industry, particularly in insurance runoffs
  • Experience in the insurance regulatory/compliance industry is required. Will driving compliance controls applicable to economic sanctions, anti-money laundering, privacy, conflicts of interest, code of conduct, anti-corruption, anti-trust, anti-boycott, insider trading and records management preferred