Current jobs related to BSA & Compliance Analyst - Saint Paul - Blaze Credit Union

  • BSA Analyst

    2 weeks ago

    Saint Cloud, Minnesota, United States The Symicor Group Full time

    BSA Analyst Job DescriptionWe are seeking a highly skilled BSA Analyst to join our team at The Symicor Group. As a BSA Analyst, you will be responsible for administering the Bank Secrecy Act/Anti-Money Laundering Program and related procedures in accordance with Bank's policies, procedures, and applicable federal regulations.Key Responsibilities:Administer...

  • Compliance Officer

    1 month ago

    Saint Joseph, Missouri, United States Gpac Full time

    Compliance Officer Job DescriptionThe Compliance Officer plays a critical role in ensuring the bank maintains a strong and effective compliance management system. This involves assessing the overall adherence to bank protection laws and regulations through periodic reviews of applicable processes and procedures.Key Responsibilities:Maintain current knowledge...

  • Senior Compliance Analyst

    4 weeks ago

    Saint Paul, Minnesota, United States Abbott Laboratories Full time

    About the RoleAbbott Laboratories is a global healthcare leader that empowers individuals to live their best lives. As a Senior Compliance Analyst, you will play a critical role in ensuring the Medical Devices Division meets quality expectations while delivering value to customers.Key ResponsibilitiesOversee IT Compliance testing of new or modified...

  • Compliance Officer

    5 months ago

    Saint Joseph, United States Gpac Full time

    Compliance Officer:The Compliance Officer is responsible for various compliance areas including training, monitoring reviews, policy and procedures, and product development with each department of the bank. The Compliance Officer helps ensure the Bank maintains a strong and effective compliance management system by assessing the overall adherence to bank...

  • Trade Compliance Analyst

    1 month ago

    saint paul, United States Cetera Financial Group Full time

    The surveillance analyst position works directly with the Senior Analyst team leader. The role will include post-trade reviews on financial products to identify potential risks and violations of broker-dealer policies. This role will also include the identification of trends and patterns of the advisor’s trading behavior to mitigate undue risk to the...

  • Financial Compliance Analyst

    3 months ago

    Saint Paul, United States Cetera Financial Group Full time

    The surveillance analyst position works directly with the Senior Analyst team leader. The role will include post-trade reviews on financial products to identify potential risks and violations of broker-dealer policies. This role will also include the identification of trends and patterns of the advisor’s trading behavior to mitigate undue risk to the...

  • Compliance Analyst- Ad Review

    1 month ago

    Saint Paul, United States Cetera Financial Group Full time

    Cetera Financial Group is currently seeking a Compliance Analyst for Ad Review. This is a great opportunity to join our team and ensure that all retail communication complies with firm policy, FINRA, and SEC rules.This is a hybrid role.What you will do:Review retail communication against applicable laws, firm policy, and regulations.Be able to explain the...

  • Regulatory Compliance Specialist

    2 days ago

    Saint Paul, Minnesota, United States National Guard Employment Network Full time

    Job Title: Sr. Regulatory AnalystThe National Guard Employment Network is seeking a highly skilled Sr. Regulatory Analyst to join our team. As a key member of our BI Product Filing & Regulatory Department, you will be responsible for managing the development, submission, negotiation, and approval of rate, rule, and form filings in compliance with regulatory...

  • Senior Compliance Specialist

    2 months ago

    Saint Paul, Minnesota, United States Abbott Laboratories Full time

    About Abbott LaboratoriesAbbott Laboratories is a leading global healthcare company that provides innovative solutions to improve people's lives. Our diverse portfolio of products and services spans the spectrum of healthcare, including diagnostics, medical devices, nutritionals, and pharmaceuticals.Job SummaryWe are seeking a highly skilled Senior...

  • Cyber Security Compliance Audit Specialist

    2 days ago

    Saint Paul, Minnesota, United States Beacon Hill Staffing Group Full time

    Cyber Security Compliance Audit Analyst Job DescriptionWe are seeking a highly skilled Cyber Security Compliance Audit Analyst to join our team at Beacon Hill Staffing Group. The ideal candidate will have a strong background in cybersecurity compliance and audit, with experience in leading compliance initiatives and coordinating internal and external...

  • Senior Compliance Analyst

    1 month ago

    St. Paul, United States Abbott Laboratories Full time

    Abbott is a global healthcare leader that helps people live more fully at all stages of life. Our portfolio of life-changing technologies spans the spectrum of healthcare, with leading businesses and products in diagnostics, medical devices, nutritionals and branded generic medicines. Our 114,000 colleagues serve people in more than 160 countries.At Abbott,...

  • Program Analyst

    2 weeks ago

    Saint Paul, Minnesota, United States Department Of Transportation Full time

    Job SummaryWe are seeking a highly skilled Program Analyst to join our team at the Department of Transportation. As a Program Analyst, you will play a critical role in designing, developing, and implementing financial policy guidance and frameworks.Key ResponsibilitiesDesign and develop financial policy guidance and frameworks to ensure effective management...

  • Cash Management Analyst

    2 weeks ago

    Saint Paul, Minnesota, United States AgriBank Full time

    Job Title: Associate Finance Operations Cash Management AnalystAgriBank is seeking a highly skilled Associate Finance Operations Cash Management Analyst to join our Finance Operations team.Key Responsibilities:Execute operational transactions and reconcile assigned accounts to ensure accuracy and compliance.Support clients on multiple operational systems,...

  • Compliance Officer

    2 weeks ago

    Saint Joseph, Missouri, United States St. Jo Frontier Casino Full time

    Job SummaryThe St. Jo Frontier Casino is seeking a highly skilled Compliance Specialist to join our team. As a key member of our compliance department, you will play a vital role in ensuring our casino operations meet the requirements of state and federal regulators.Key Responsibilities:Conduct daily Title 31 audits to ensure compliance with BSA and state...

  • Quality and Compliance Manager

    4 weeks ago

    Saint Paul, Minnesota, United States Riverland Community Health Full time

    Job Title: Quality and Compliance ManagerRiverland Community Health is seeking a highly skilled Quality and Compliance Manager to join our team. As a key member of our leadership team, you will be responsible for building systems that support an environment of continuous improvement, regulatory compliance, and clinical quality.Key...

  • Senior International Tax Analyst

    2 weeks ago

    Saint Paul, Minnesota, United States H.B. Fuller Full time

    Senior International Tax AnalystH.B. Fuller is seeking a highly skilled Senior International Tax Analyst to join our global tax team. As a key member of our tax department, you will play a critical role in managing complex tax matters, ensuring compliance, and driving strategic tax initiatives.Key Responsibilities:U.S. International Compliance (50%): Collect...

  • HR Business Analyst

    4 weeks ago

    Saint Paul, Minnesota, United States Stride Full time

    PXP Analyst Job DescriptionThe PXP Analyst plays a crucial role in providing data-driven insights and analytical support to the PXP team. This position involves creating and implementing management plans, preparing and executing reports, and making recommendations for process improvements.Key Responsibilities:Create and implement precise management plans for...

  • Business Analyst

    4 weeks ago

    Saint Paul, United States Robert Half Full time

    Job DescriptionJob DescriptionWe are offering a 3-4 month contract employment opportunity for a Business Analyst in Saint Paul, Minnesota. This role is situated in the tech industry and will focus on leading the implementation of a new grants management software solution. The Business Analyst will be expected to collaborate effectively with cross-functional...

  • Regulatory Analyst

    2 weeks ago

    Saint Paul, Minnesota, United States Travelers Full time

    Job Title: Sr Regulatory AnalystAbout Us:At Travelers, we're committed to delivering exceptional products and services to our customers. We believe that our diverse workforce is a key factor in our success, and we're dedicated to creating an inclusive environment where everyone can thrive.Job Summary:We're seeking a highly skilled Sr Regulatory Analyst to...

  • HR Analyst

    2 weeks ago

    Saint Paul, Minnesota, United States Stride Full time

    Job DescriptionThe PXP Analyst provides data, analysis, program, and project support for the PXP team, including business process improvements and reengineering. This role requires a strong analytical mindset, excellent communication skills, and the ability to work collaboratively with cross-functional teams.Key Responsibilities:Create and implement precise...

BSA & Compliance Analyst

3 months ago

Saint Paul, United States Blaze Credit Union Full time
Job DescriptionJob Description

This position assists the BSA and Compliance department with Bank Secrecy Act (BSA) responsibilities and ensures the Credit Union stays within compliance with rules and regulations. This position will serve as a BSA resource, supporting the BSA Program and a resource to the Credit Union associates for reviews and approvals.

Major Duties and Responsibilities

  • Reviews Credit Union operation functions under direction of BSA & Compliance Manager to support and maintain the company's regulatory, legal and policy compliance. Supports BSA and Compliance associates as needed.
  • Review BSA/AML alerts in Verafin; create case and perform research on any alert that should have additional investigation done
    • Once done with research escalate the alert to Sr BSA and Compliance Specialist to review and decision. Questions or further review, escalate to BSA and Compliance Manager.
  • Audit all accounts opened online on a weekly basis
  • Enter information into Verafin from the Business Profile form for new business accounts on a weekly basis.
  • Promptly answer all calls &/or emails coming into the department helpline(s).
  • Scan in and electronically file the Signature Guarantee/ Validation Logs on a monthly basis
  • Reviews computer-generated audit reports for suspicious or fraudulent activity and for consistency and compliance with credit union procedures, policies, and regulations Assists with audit and compliance reviews as noted on the yearly audit plan by preparing written reports noting effective controls and compliance with regulations or providing recommendations for changes to minimize risk
  • Assists the Compliance Officer and ERM Regulatory Officer with implementation of new compliance regulations as needed
  • Complete the Monetary Instrument Log on a monthly basis
  • Maintains current knowledge of regulatory and industry changes and makes recommendations for any necessary changes in policies and procedures
  • Respects the confidential nature of information received in the performance of duties and is able to render impartial and unbiased judgments
  • Assumes responsibility for acquiring and maintaining advanced knowledge of credit union products, services, promotions, and marketing materials
  • Assumes responsibility for the BSA Officer duties to ensure that the credit union is in compliance with all proper regulatory reporting requirements related to Bank Secrecy Act
  • Examine, evaluate and investigate eligibility for or conformity with laws and regulations and Blaze business decisions.
  • Assist Credit Union associates with inquiries to proceed after reviewing compliance rules and regulations and Blaze business decisions.
  • Review of policies and procedures to ensure compliant with rules and regulations.

Other Duties

  • Comply with applicable laws and regulations, including but not limited to, the Bank Secrecy Act, the Patriot Act, and the Office of Foreign Assets Control
  • Exhibit Blaze’s 5A culture – Ambassador, Achievement, Ambition, Ability and Attitude?
  • Regular and predictable attendance
  • Perform other duties as assigned to support effective department operation

Experience/Education/Certifications/Licenses

  • High School degree or equivalent
  • 2 – 3 years of similar or related experience
  • Associates degree in business related field a plus
  • Knowledge of Verafin Anti-Money Laundering software and/or DNA core processing systems a plus

Demonstrated Knowledge

  • Strong analytical skills
  • High level of ethics, integrity and confidentiality
  • Strong knowledge of auditing, accounting, and management principles and concepts
  • Proficient in internal control concepts and standards, and able to comprehend/interpret policies, procedures, laws and regulations
  • Ability to work both independently and as a member of a team
  • Knowledge of Microsoft Office
  • Able to handle a variety of tasks and changing priorities simultaneously and in an effective manner
  • Ability to work with all levels of management and credit union associates, and respond to questions