Compliance Specialist

4 weeks ago


Saint Joseph, United States St. Jo Frontier Casino Full time
Job DescriptionJob Description

The Compliance Specialist plays an integral role in ensuring casino operations are meeting the requirements of both the state and federal regulators. With guidance from the Senior Corporate Compliance Manager, this position will participate in a variety of projects including Title 31/Anti-Monday Laundering, Minimum Internal Controls, record keeping, interacting with casino personnel and preparing reports.

ESSENTIAL DUTIES AND RESPONSIBILITIES

  1. Responsible for the daily Title 31 audits to ensure compliance with the BSA and State regulatory requirements.
  2. Maintenance of the property’s AML Title 31 training.
  3. Responsible for filing CTRs and SARs with FinCEN and State Regulators.
  4. Responsible for performing the monthly know your customer (KYC) procedure for the property.
  5. Maintain an organized system of record keeping for all applicable reports and documents.
  6. Utilize property reports and resources to identify and research potentially suspicious activity submitting Suspicious Activity Incident Reports (SAIRs) for AML related activities to the SAR Committee.
  7. Prepare and issue Exception Notices for instances of noncompliance with Title 31 procedures.
  8. Maintain a working knowledge of the regulations and requirements, for both gaming and AML.
  9. Ability to prioritize projects, adhere to deadlines, work independently, and use critical thinking to analyze data.
  10. Assist property Leadership to ensure regulatory compliance with MICS.
  11. In-person supplemental Suspicious Activity training for employees.
  12. Review and log reports and directives related to employee regulatory infractions.
  13. Assist property leadership with licensing renewals for both gaming and non-gaming.
  14. Ensure the property is in compliance with all aspects of Responsible Gaming
  15. Assist the General Manager with property submission for quarterly Compliance Committee meetings
  16. Participates in the maintenance of the property system of internal controls. Maintenance includes amendments and revisions to control verbiage to provide for effective and compliant casino operations.
  17. Other related tasks as assigned by Corporate Compliance or the General Manager.

QUALIFICATIONS

To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below represent the knowledge, skills, and/or abilities required. Must be 21 years of age or older.

All Employees must be knowledgeable of all Company policies and procedures, including fire and safety regulations.

EDUCATION and/or EXPERIENCE

Gaming experience or working in an industry with reporting responsibilities to State or Federal Regulators preferred.

CERTIFICATES, LICENSES, REGISTRATIONS

Must be able to obtain and maintain Missouri Gaming Commission Level 2 Occupational License

SUPERVISORY RESPONSIBILITIES

None


  • Compliance Specialist

    4 weeks ago


    Saint Joseph, United States St. Jo Frontier Casino Full time

    Job DescriptionJob DescriptionThe Compliance Specialist plays an integral role in ensuring casino operations are meeting the requirements of both the state and federal regulators. With guidance from the Senior Corporate Compliance Manager, this position will participate in a variety of projects including Title 31/Anti-Monday Laundering, Minimum Internal...


  • Saint Joseph, Missouri, United States Exide Technologies Full time

    About the RoleExide Technologies is seeking an experienced Environmental Sustainability Manager to join our team. As a key member of our operations team, you will be responsible for ensuring compliance with environmental regulations and developing strategies to minimize our environmental footprint.Key ResponsibilitiesDevelop and implement environmental...


  • Saint Paul, Minnesota, United States CommonBond Communities Full time

    Home is the foundation for everything in life. Since 1971, our model has been about supporting residents in finding stability and achieving their goals. It's why we're more than housing-we combine quality affordable homes with our on-site Advantage Services-because we believe that with the right support and opportunities, all people can thrive. Today, over...

  • Compliance Specialist

    3 weeks ago


    Saint Petersburg, United States GA Foods Full time $22 - $24

    Job DescriptionJob DescriptionCompliance SpecialistGreat opportunity for a high-caliber self-starter to join our growing team! Willing to train the right individual who is self-directed, possesses strong administrative, organizational, computer and communication skills, and eagerness to learn. Essential Duties:Prepares and completes online all state Medicaid...


  • Saint Joseph, United States Astrix Full time

    Our client is a global, research-driven pharmaceutical focusing on treatment options for diseases and conditions for which there is no satisfactory treatment option to date. The company is looking for a Regulatory Affairs Specialist to join the team. This is an amazing opportunity to work on cutting edge treatments and make a difference!Type of Role: 1.5...


  • Saint-Maden, Bretagne, United States Spectra Credit Union Full time

    Job OverviewPosition Title: Compliance and Risk Management SpecialistCompany: Spectra Credit UnionLocation: Alexandria, VAPosition Summary: The Compliance and Risk Management Specialist is responsible for the establishment and upkeep of a thorough Enterprise Risk Management framework to guarantee adherence to regulatory standards and statutory obligations....


  • Saint Paul, Minnesota, United States Murata Electronics Full time

    Regulatory Compliance SpecialistLocation:US Murata Viosis a global medical device company dedicated to creating a paradigm shift in the way healthcare is delivered. Through the utilization of our internet-of-things medical-grade sensors and virtual patient care services, we plan to lower the cost of healthcare and improve patient outcomes. Murata Viosis...

  • Culinary Specialist

    1 week ago


    Saint Joseph, Michigan, United States Caretel Inns St. Joseph Full time

    Job OverviewPosition: Culinary SpecialistDepartment: Food ServicesEmployment Type: Full or Part Time, On-Site OnlyCompany Overview: Caretel Inns St. Joseph is a distinguished skilled nursing and assisted living facility, dedicated to providing exceptional care and service. We are in search of a dedicated and passionate Culinary Specialist to enhance our...


  • Saint Louis, United States Benjamin F Edwards & Co Full time

    Job OverviewPosition: Regulatory Compliance Specialist – Sales and Supervisory PracticesOverviewIn the role of Regulatory Compliance Specialist – Sales and Supervisory Practices, you will oversee both announced and unannounced examinations of sales practices within branch offices. These evaluations will concentrate on the conduct of individual Financial...


  • Saint Charles, Missouri, United States Synerfac Full time

    About the RoleAs a Safety and Compliance Specialist at Synerfac, you will play a critical role in ensuring the health and safety of our employees and the environment. This position requires a strong understanding of regulatory compliance and the ability to develop and implement effective safety programs.Key ResponsibilitiesDevelop and implement health and...


  • Saint Paul, United States Innovize Full time

    Job DescriptionJob DescriptionJob DescriptionTitle: Supplier Compliance SpecialistDepartment: QualityReports to: Quality ManagementStarting Salary: $84,136+ FLSA Status: Exempt, Full Time Benefits: Full time associates are eligible for benefits the first of the month following 30 days of service. Medical Insurance HDHP, HSA Plan - Employer Contribution of...


  • Saint Paul, Minnesota, United States Jobot Full time

    About the RoleWe are seeking a highly skilled Safety and Compliance Specialist to join our team at Jobot. As a key member of our Environmental Health and Safety team, you will be responsible for ensuring the safety and well-being of our employees and the public.Key ResponsibilitiesSafety Leadership: Provide guidance and support to team members to ensure...


  • Saint Paul, Minnesota, United States Jobot Full time

    About the RoleWe are seeking a highly skilled Safety and Compliance Specialist to join our team at Jobot. As a key member of our Environmental Health and Safety team, you will be responsible for ensuring the safety and well-being of our employees and the public.Key ResponsibilitiesSafety Leadership: Provide guidance and support to team members to ensure...


  • Saint Johnsbury, Vermont, United States Rockefeller Financial Full time

    About Rockefeller Capital ManagementRockefeller Capital Management is a premier independent financial advisory services firm, established in 2018. Originally founded in 1882 as the family office of John D. Rockefeller, the firm has transformed to provide strategic counsel to ultra- and high-net-worth individuals, families, institutions, and corporations...


  • Saint Joseph, Missouri, United States Meet Full time

    Position Overview: We are looking for a dedicated Veterinary Pharmacovigilance Specialist to join our dynamic team. This role is crucial in ensuring adherence to pharmacovigilance standards set by various regulatory authorities.Key Responsibilities:Oversee and manage pharmacovigilance case reports, ensuring alignment with both internal protocols and global...


  • Saint Paul, United States AbleNet, Inc. Full time

    POSITION SUMMARY:The Regulatory & Compliance Specialist is responsible for overseeing AbleNet’s organizational compliance with government laws and regulations. Their duties include coordinating with company management to identify potential risks, implementing policies and procedures to uphold laws and regulations and monitoring the company’s adherence to...


  • Saint Joseph, United States IMKO Full time

    Job DescriptionJob DescriptionWater Treatment Specialist/MaintenanceJob Summary:The Water Treatment Specialist/Maintenance is responsible for ensuring the safe and effective operation of water treatment systems, including monitoring, maintaining, and troubleshooting equipment. This role involves maintaining water quality standards, performing regular...


  • Saint-Brieuc, Bretagne, United States Pueo Business Solutions LLC Full time

    Pueo Business Solutions LLC is dedicated to assembling top-tier talent and innovative tools for every project. Our workforce, known as Pueo's Parliament, consists of professionals eager to thrive in a small business environment that promotes career advancement and autonomy. To support our mission and foster professional growth, our Parliament has facilitated...

  • Environmental, Safety

    3 months ago


    Saint Joseph, United States Van-Am Tool & Engineering Full time

    Job DescriptionJob DescriptionAre you passionate about promoting safety and environmental compliance in the workplace? Van-Am is looking for a dedicated individual to join our team as a Safety, Environmental, and Security Specialist. In this role, you will be responsible for conducting thorough audits and assessments to ensure safety, environmental, and...


  • Saint Joseph, United States Meet Full time

    Our client is seeking a highly skilled and motivated Senior Specialist in US Regulatory Affairs Operations. This position, based in either St. Joseph, MO or Athens, GA, offers a unique opportunity to be a vital part of a dynamic team, focusing on regulatory compliance and product maintenance for veterinary products.Key Responsibilities:Independently manage...