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Risk Senior Auditor

2 months ago

New York, United States SoHo Dragon Full time
Job DescriptionJob DescriptionSalary:

SoHo Dragon represents an investment bank with offices in New York, NY that needs to hire a Risk Senior Auditor.


The Senior Auditor will be responsible for doing continuous monitoring and ongoing risk assessment of these groups, lead/participate in audits in the areas above, and be part of the pool that covers the broader scope of the team.

Primary responsibilities will include, but not limited to: Working independently and responsibly on assigned tasks

Actively participating in all stages of the audit process: planning, testing, report drafting, and recommendation follow-up

Participating or leading periodic continuous monitoring meetings and annual risk assessments

Effectively communicating with auditees, developing a good relationship, anticipating and understanding any potential issues, and timely escalating when there is an issue

Analyzing assigned business processes, procedures, risks; and evaluating the internal controls to facilitate adopting a risk-based approach

Preparing high quality workpapers that support any findings and conclusions

Participating in department wide transformation projects, actively contributing to the changes and demonstrating readiness and willingness to apply the changes

Expertise on trading desk activities

Expertise on risk management

 

Profile: 

We are looking for a resource to support the audit team on testing strategy and execution on risk management and trading desk audits.