Senior Internal Auditor
3 weeks ago
Interactive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry.
Responsibilities
- Conduct audits of firm's programs including customer onboarding, customer due diligence, surveillance, sanction, training, etc.
- Plan and execute audit test steps
- Prepare audit report that document identified control deficiencies
- Communicate audit findings to the management and obtain remedial action plans
- Track remedial action plans to completion
- Keep abreast with various securities, commodities, banking regulations regarding AML/Financial Crimes
- Assist in ad-hoc projects or other audits of group entities
Requirements
- 3-5 years of experience (either at a consulting firm or through an internal audit program at a financial institution)
- Ability to identify gaps in controls at the macro level
- CPA certification is a plus
- Experience planning audit engagements (using a risk-based approach), including coordinating efforts with independent third parties and audits of other subject matter teams
- Excellent communication skills, including the ability to communicate opinions and identified issues in a clear and concise manner
- Capable of performing data analytical tasks
Company Benefits & Perks
- Competitive salary, annual performance-based bonus and stock grant
- Retirement plan 401(k) with a competitive company match
- Excellent health and wellness benefits, including medical, dental, and vision benefits. Company paid medical healthcare premium.
- Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
- Paid time off and a generous parental leave policy
- Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
- Corporate events, including team outings, dinners, volunteer activities and company sports teams
- Education reimbursement and learning opportunities
- Modern offices with multi-monitor setups
Interactive Brokers Group, Inc. (Nasdaq: IBKR) is a global financial services company headquartered in Greenwich, CT, USA, with offices in over 15 countries. We have been at the forefront of financial innovation for over four decades, known for our cutting-edge technology and client commitment.
IBKR affiliates provide global electronic brokerage services around the clock on stocks, options, futures, currencies, bonds, and funds to clients in over 200 countries and territories. We serve individual investors and institutions, including financial advisors, hedge funds and introducing brokers. Our advanced technology, competitive pricing, and global market help our clients to make the most of their investments.
Barron's has recognized Interactive Brokers as the #1 online broker for six consecutive years. Join our dynamic, multi-national team and be a part of a company that simplifies and enhances financial opportunities using state-of-the-art technology.
-
Senior Internal Auditor
2 months ago
Greenwich, Connecticut, United States Interactive Brokers Full timeJob DescriptionInteractive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry. Responsibilities Conduct audits of firm's programs including customer onboarding, customer due diligence, surveillance, sanction,...
-
Senior Internal Auditor
2 days ago
Greenwich, Connecticut, United States Interactive Brokers Full timeJob DescriptionInteractive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry. Responsibilities Conduct audits of firm's programs including customer onboarding, customer due diligence, surveillance, sanction,...
-
Senior Internal Auditor
1 week ago
Greenwich, United States Interactive Brokers Full timeJob Description Interactive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry. Responsibilities Conduct audits of firm's programs including customer onboarding, customer due diligence, surveillance, sanction,...
-
Information Technology Internal Auditor
4 weeks ago
Greenwich, United States GXO Logistics, Inc. Full timeThe Senior, IT Audit is responsible for designing and conducting various IT Internal Audits, ensuring audit work is performed in accordance with IIA standards and GXO policies and procedures. This position will also work with a team of external co-source resources to execute audits. Additionally, he/she will be required to liaison the SOC1 reporting program...
-
Information Technology Internal Auditor
4 weeks ago
Greenwich, United States GXO Logistics, Inc. Full timeThe Senior, IT Audit is responsible for designing and conducting various IT Internal Audits, ensuring audit work is performed in accordance with IIA standards and GXO policies and procedures. This position will also work with a team of external co-source resources to execute audits. Additionally, he/she will be required to liaison the SOC1 reporting program...
-
Information Technology Internal Auditor
4 weeks ago
Greenwich, United States GXO Logistics, Inc. Full timeThe Senior, IT Audit is responsible for designing and conducting various IT Internal Audits, ensuring audit work is performed in accordance with IIA standards and GXO policies and procedures. This position will also work with a team of external co-source resources to execute audits. Additionally, he/she will be required to liaison the SOC1 reporting program...
-
Information Technology Internal Auditor
1 day ago
Greenwich, United States GXO Logistics, Inc. Full timeThe Senior, IT Audit is responsible for designing and conducting various IT Internal Audits, ensuring audit work is performed in accordance with IIA standards and GXO policies and procedures. This position will also work with a team of external co-source resources to execute audits. Additionally, he/she will be required to liaison the SOC1 reporting program...
-
Information Technology Internal Auditor
19 hours ago
Greenwich, United States GXO Logistics, Inc. Full timeThe Senior, IT Audit is responsible for designing and conducting various IT Internal Audits, ensuring audit work is performed in accordance with IIA standards and GXO policies and procedures. This position will also work with a team of external co-source resources to execute audits. Additionally, he/she will be required to liaison the SOC1 reporting program...
-
Senior Internal Auditor
7 days ago
Greenwich, United States Interactive Brokers Full timeJob Description Interactive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry. Responsibilities Conduct audits of firm's programs including customer onboarding, customer due diligence, surveillance, sanction,...
-
Senior Internal Auditor
2 months ago
Greenwich, United States Interactive Brokers Full timeJob DescriptionJob DescriptionJob DescriptionInteractive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry. Responsibilities Conduct audits of firm's programs including customer onboarding, customer due...
-
Senior Internal Auditor
1 day ago
Greenwich, United States Interactive Brokers Full timeJob DescriptionJob DescriptionJob DescriptionInteractive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry. Responsibilities Conduct audits of firm's programs including customer onboarding, customer due...
-
Senior Internal Auditor
1 month ago
Greenwich, Connecticut, United States Interactive Brokers Full timeJob Description Interactive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry. Responsibilities Conduct audits of firmâs programs including customer onboarding, customer due diligence, surveillance,...
-
IT Auditor
1 week ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout INTERACTIVE BROKERSThis is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...
-
IT Auditor
2 days ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout INTERACTIVE BROKERSThis is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...
-
IT Auditor
3 days ago
Greenwich, United States Interactive Brokers Full timeAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...
-
IT Auditor
1 week ago
Greenwich, United States Interactive Brokers Full timeAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...
-
IT Auditor
2 days ago
Greenwich, United States Interactive Brokers Full timeAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...
-
IT Auditor
2 weeks ago
Greenwich, United States Interactive Brokers Full timeJob DescriptionJob DescriptionAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and...
-
IT Auditor
24 hours ago
Greenwich, United States Interactive Brokers Full timeJob DescriptionJob DescriptionAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and...
-
Greenwich, United States Elite Placement Group Full timeSenior Analyst, Accounting and Financial Reporting Responsibilities: Ensure accurate and timely compilation of accounting information, analysis and reporting in accordance with Generally Accepted Accounting Principles (GAAP) and company policies and procedures Support the Company's internal financial reporting process, including the preparation of...
