Senior Internal Auditor
4 weeks ago
Interactive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry.
Responsibilities
- Conduct audits of firm's programs including customer onboarding, customer due diligence, surveillance, sanction, training, etc.
- Plan and execute audit test steps
- Prepare audit report that document identified control deficiencies
- Communicate audit findings to the management and obtain remedial action plans
- Track remedial action plans to completion
- Keep abreast with various securities, commodities, banking regulations regarding AML/Financial Crimes
- Assist in ad-hoc projects or other audits of group entities
Requirements
- 3-5 years of experience (either at a consulting firm or through an internal audit program at a financial institution)
- Ability to identify gaps in controls at the macro level
- CPA certification is a plus
- Experience planning audit engagements (using a risk-based approach), including coordinating efforts with independent third parties and audits of other subject matter teams
- Excellent communication skills, including the ability to communicate opinions and identified issues in a clear and concise manner
- Capable of performing data analytical tasks
Company Benefits & Perks
- Competitive salary, annual performance-based bonus and stock grant
- Retirement plan 401(k) with a competitive company match
- Excellent health and wellness benefits, including medical, dental, and vision benefits. Company paid medical healthcare premium.
- Wellness screenings and assessments, health coaches and counseling services through an Employee Assistance Program (EAP)
- Paid time off and a generous parental leave policy
- Daily company lunch allowance provided, and a fully stocked kitchen with healthy options for breakfast and snack
- Corporate events, including team outings, dinners, volunteer activities and company sports teams
- Education reimbursement and learning opportunities
- Modern offices with multi-monitor setups
-
Senior Internal Auditor – Anti Money Laundering
1 month ago
Greenwich, Connecticut, United States Interactive Brokers Full timeJob DescriptionInteractive Brokers is hiring an experienced auditor to perform independent assessment of AML Compliance program of its broker dealer entities. Ideal candidate should have prior experience with testing or managing AML Compliance obligations of US brokerage or banking firms. Responsibilities Conduct audits of firm's AML Compliance programs...
-
Senior Data Analyst
4 weeks ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout INTERACTIVE BROKERSThis is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...
-
Senior Java Developer
3 weeks ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout INTERACTIVE BROKERSThis position is onsite - 5 days a week. Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push boundaries to offer our...
-
Full-Stack Developer
1 month ago
Greenwich, Connecticut, United States Interactive Brokers Full timeAbout INTERACTIVE BROKERSThis is a hybrid role (three days in the office/two days remote). Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and challenging the status quo. We push...
-
Director of Communications and Marketing
3 weeks ago
Greenwich, Connecticut, United States Eagle Hill School Full timeDirector of Communications and Marketing | Greenwich, CT The School Located in Greenwich, Connecticut, Eagle Hill School offers children with language-based learning disabilities the opportunity to transform into confident and resilient students empowered with strategies to meet challenges and flourish beyond Eagle Hill. The school serves approximately...
-
Technology Compliance
4 weeks ago
Greenwich, Connecticut, United States Interactive Brokers Full timeJob Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. ResponsibilitiesThe Senior Compliance Analyst's primary focus will be to:Support compliance coverage of the firm's technology and data enterprise, and coverage for...
-
Director of Communications
6 days ago
Greenwich, Connecticut, United States Rocky Hill Country Day School Full timeRocky Hill Country Day School seeks a highly qualified Director of Communications & Marketing for a 50% position. RHCD students build competencies in thinking critically, navigating the world ethically, and communicating intentionally in order to discover their full selves and use their wisdom for good. We focus on an interactive, inquiry-based educational...
-
Old Greenwich, Connecticut, United States Equinox Full timeJob Description As an Equinox personal trainer your career becomes an empowered lifestyle founded on maximizing both your personal and client performance. Under the guidance of two dedicated managers you will develop and refine an approach to programming, education, business, and financial planning that ensures your Personal Training career is as unlimited...
-
Information Technology Internal Auditor
1 week ago
Greenwich, United States GXO Logistics, Inc. Full timeThe Senior, IT Audit is responsible for designing and conducting various IT Internal Audits, ensuring audit work is performed in accordance with IIA standards and GXO policies and procedures. This position will also work with a team of external co-source resources to execute audits. Additionally, he/she will be required to liaison the SOC1 reporting program...
-
Information Technology Internal Auditor
1 week ago
Greenwich, United States GXO Logistics, Inc. Full timeThe Senior, IT Audit is responsible for designing and conducting various IT Internal Audits, ensuring audit work is performed in accordance with IIA standards and GXO policies and procedures. This position will also work with a team of external co-source resources to execute audits. Additionally, he/she will be required to liaison the SOC1 reporting program...
-
Information Technology Internal Auditor
1 week ago
Greenwich, United States GXO Logistics, Inc. Full timeThe Senior, IT Audit is responsible for designing and conducting various IT Internal Audits, ensuring audit work is performed in accordance with IIA standards and GXO policies and procedures. This position will also work with a team of external co-source resources to execute audits. Additionally, he/she will be required to liaison the SOC1 reporting program...
-
Senior Internal Auditor
1 month ago
Greenwich, United States Interactive Brokers Full timeJob DescriptionJob DescriptionJob DescriptionInteractive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry. Responsibilities Conduct audits of firm's programs including customer onboarding, customer due...
-
Senior Internal Auditor
6 days ago
Greenwich, United States Interactive Brokers Full timeJob DescriptionJob DescriptionJob DescriptionInteractive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry. Responsibilities Conduct audits of firm's programs including customer onboarding, customer due...
-
Senior Internal Auditor
4 weeks ago
Greenwich, Connecticut, United States Interactive Brokers Full timeJob Description Interactive Brokers is hiring an experienced auditor to perform independent assessment of its broker dealer entities. Ideal candidate should have prior experience with auditing in the financial services industry. Responsibilities Conduct audits of firmâs programs including customer onboarding, customer due diligence, surveillance,...
-
Senior Analyst, Accounting and Financial Reporting
16 hours ago
Greenwich, United States Elite Placement Group Full timeSenior Analyst, Accounting and Financial Reporting Responsibilities: Ensure accurate and timely compilation of accounting information, analysis and reporting in accordance with Generally Accepted Accounting Principles (GAAP) and company policies and procedures Support the Company's internal financial reporting process, including the preparation of...
-
Sr. Manager or Director, SEC
4 days ago
Greenwich, United States Building Products Company Full timeAbout the JobThis individual will be responsible for executing the company's external financial reporting processes, including SEC reporting, technical accounting research, and compliance with accounting standards. This role will play a critical role in ensuring the accuracy, completeness, and integrity of the company's financial disclosures and filings. The...
-
Sr. Manager or Director, SEC
4 weeks ago
Greenwich, United States Building Products Company Full timeAbout the JobThis individual will be responsible for executing the company's external financial reporting processes, including SEC reporting, technical accounting research, and compliance with accounting standards. This role will play a critical role in ensuring the accuracy, completeness, and integrity of the company's financial disclosures and filings. The...
-
Senior Accountant
2 weeks ago
Greenwich, United States Creative Financial Staffing Full timePosition: Senior Accountant Location: Stamford, CT This investment management firm is looking for a Senior Accountant. The Senior Accountant is responsible for the firm's management company, general partner entities, and investment accounting and reporting. Key Responsibilities of the Senior Accountant: Maintain books/records including cash management,...
-
Senior Accountant
4 days ago
Greenwich, United States Creative Financial Staffing Full timePosition: Senior Accountant Location: Stamford, CT This investment management firm is looking for a Senior Accountant. The Senior Accountant is responsible for the firms management company, general partner entities, and investment accounting and reporting. Key Responsibilities of the Senior Accountant: Maintain books/records including cash management,...
-
Senior Data Analyst
1 month ago
Greenwich, United States Interactive Brokers Full timeJob DescriptionJob DescriptionAbout INTERACTIVE BROKERS!This is a hybrid role (three days in the office/two days remote).Interactive Brokers Group has been consistently at the forefront of trading innovation, starting with the invention of the first floor-based handheld computer in 1983. We pride ourselves on being primarily a technology company and...
-
BDC Fund Accountant
4 weeks ago
Greenwich, United States Tandym Group Full timeAn investment advisory firm in Connecticut is currently seeking a new Fund Accountant for a promising opportunity with their BDC Fund Accounting team. In this role, the Fund Accountant will be responsible for assisting with the management of accounting and internal controls for lending funds. Responsibilities: The Fund Accountant will: Assist in build-out...
-
Senior Foundation Officer-Major Gift
4 weeks ago
Greenwich, United States Yale New Haven Health Full timeOverview: To be part of our organization, every employee should understand and share in the YNHHS Vision, support our Mission, and live our Values. These values - integrity, patient-centered, respect, accountability, and compassion - must guide what we do, as individuals and professionals, every day. The Senior Foundation Major Gift Officer is responsible...
-
Controller
3 weeks ago
Greenwich, United States Brewer Morris Full timeThe Controller is responsible for overseeing all accounting and financial operations of the fund. Reporting directly to the Chief Financial Officer (CFO), the Controller will ensure the accuracy of financial statements and other critical fund reporting. The ideal candidate will have experience in the real estate credit industry, as well as expertise in...
-
Staff/Senior Accountant
2 weeks ago
Old Greenwich, United States Tandym group Full timeA Connecticut-based advisory firm is seeking a Staff / Senior Accountant to join their team. Responsibilities: The Staff / Senior Accountant will: Prepare calculations, support and journal entries for regular transactions, complex allocations, intercompany activity and various accruals Perform account review and analysis Maintain books and records for...
-
Senior Compliance Analyst
4 weeks ago
Greenwich, United States CareerBuilder Full timeTechnical Compliance Analyst Looking for someone with strong experience in NIST, ISO, COBIT and SEC Typical Duties And Responsibilities Manage annual IT testing for internal and external audits, risk assessments, and regulatory, legal, and policy compliance Lead preparation for annual IT testing activities Conduct IT Compliance training sessions to prepare...
-
Technology Compliance
4 weeks ago
Greenwich, United States Interactive Brokers Full timeJob Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. Responsibilities The Senior Compliance Analyst's primary focus will be to: Support compliance coverage of the firm's technology and data enterprise, and coverage for...
-
Technology Compliance
1 month ago
Greenwich, United States Interactive Brokers Full timeJob DescriptionJob Description Job Description Interactive Brokers is looking for a motivated, IT audit, risk or compliance professional with experience working in financial services, or similar regulated environment. ResponsibilitiesThe Senior Compliance Analyst's primary focus will be to:Support compliance coverage of the firm's technology and data...
-
Controller
3 weeks ago
Greenwich, United States Brewer Morris Full timeThe Controller is responsible for overseeing all accounting and financial operations of the fund. Reporting directly to the Chief Financial Officer (CFO), the Controller will ensure the accuracy of financial statements and other critical fund reporting. The ideal candidate will have experience in the real estate credit industry, as well as expertise in...