Deputy Compliance Officer

2 weeks ago

Dallas, United States United Texas Bank Full time
Job DescriptionJob DescriptionUnited Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer’s needs in a timely, personal, and professional manner.

We are seeking a talented and motivated Deputy Compliance Officer to join our compliance team. Reporting direct to the Chief Compliance Officer, the Deputy Compliance Officer plays a key role in supporting UTB’s community bank compliance program. This position reports onsite in our north Dallas office.

What You’ll Do:
  • Compliance Policies: Develop, maintain, and revise UTB’s compliance policies and procedures in adherence with regulatory requirements. Provide guidance and communication on the Compliance Management Program for the Community Bank operations. Provide recommendations to various business units regarding the implementation of new rules and regulations. 
  • Regulatory Update Monitoring: Monitor regulatory changes and updates to ensure compliance with GLBA, Reg E, CRA, TILA, TISA, and other federal and state regulatory requirements. Work with department managers and staff to help in understanding and implementing regulatory changes that impact the Bank’s processes, products, services, or clients.
  • Activity Monitoring: Monitor bank activities to detect and address potential compliance issues, as well as prepare and submit required regulatory reports and filings. Identify potential areas of compliance vulnerability and risk. Develop and implement corrective actions plans for resolution as needed. Perform regulatory research in response to business unit compliance inquiries, projects, and changes. Assist departments in performing risk assessments.
  • Audits and Examinations: Coordinate and assist in the administration of independent, state and federal regulator and auditor examinations and reviews. Provide responses to regulatory examinations and audits and document actions taken to ensure identified deficiencies are corrected.
  • Reporting and Filing: Ensure timely and accurate CTR filings.  Create and deliver reports regarding all aspects of the compliance program to bank leadership, committees, and the Board. Ensure proper reporting of any violations or potential violations as appropriate and/or required. 
  • Compliance Training: Design, administer, and track UTB’s Compliance Training Program. Educate managers and employees of key compliance risks and the steps to mitigate those risks. 
Your Education and Experience:
  • Bachelor’s degree from a college or university required.
  • A minimum of 5 years banking compliance required.
  • Experience serving as the Compliance Officer or Compliance Manager at a community bank highly preferred
  • Extensive experience with and advanced knowledge/understanding of the Federal Reserve Consumer Affairs, BSA/AML, and Fair Lending examination procedures and the ability to interact professionally with examination personnel and Federal Reserve Bank Supervision Management staff.
  • Advanced knowledge of Bank administration, lending and operations products and services; related state and federal laws and regulations, and other Bank operational policies and procedures.
  • Excellent ability to interpret and communicate regulatory guidance.
  • Experience in developing and implementing compliance policies, programs, and procedures, including regulatory risk assessments.  
  • Experience in developing and delivering compliance communications to business unit and support function personnel.
  • Professional accreditation such as a Certified Regulatory Compliance Manager (CRCM), Certified Internal Auditor (CIA), Certified Risk Professional (CRP), and Certified Anti-Money Laundering Specialist (CAMS) is preferred.

UTB Employee Benefits:

As a full-time UTB employee you’ll enjoy an array of benefits including a generous Paid Time Off allowance available for use during your first year along with a great paid holiday schedule. We also offer our employees a selection of other benefits including:
  • Medical
  • Dental
  • Vision
  • 401K with Employer Match
  • Flexible Spending Account (FSA)
  • Health Savings Account (HSA)
  • Telehealth – Employer Provided
  • Health Reimbursement Arrangement (HRA)
  • Life Insurance – Employer Provided
  • Supplemental Life - Voluntary
  • Short-term Disability
  • Long-term Disability
  • Employee Assistance Program
  • Prescription Discount
  • Discount Legal Services
  • ID Theft Protection Services

United Texas Bank is an equal opportunity employer. Qualified candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.

 

Powered by JazzHR

o91UFIt0EA

  • Deputy Compliance Officer

    4 weeks ago

    Dallas, United States United Texas Bank Full time

    United Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs in a timely, personal, and professional manner. We are seeking a talented and motivated Deputy Compliance Officer...

  • Deputy Compliance Officer

    3 weeks ago

    Dallas, United States United Texas Bank Full time

    United Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs in a timely, personal, and professional manner. We are seeking a talented and motivated Deputy Compliance Officer...

  • Deputy Compliance Officer

    5 days ago

    Dallas, Texas, United States United Texas Bank Full time

    United Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs in a timely, personal, and professional manner. We are seeking a talented and motivated Deputy Compliance Officer...

  • Deputy Compliance Officer

    4 weeks ago

    Dallas, United States United Texas Bank Full time

    Job DescriptionJob DescriptionUnited Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer’s needs in a timely, personal, and professional manner.We are seeking a talented and...

  • Deputy Compliance Officer

    3 weeks ago

    Dallas, United States United Texas Bank Full time

    Job DescriptionJob DescriptionUnited Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer’s needs in a timely, personal, and professional manner.We are seeking a talented and...

  • Deputy Compliance Officer

    5 days ago

    Dallas, Texas, United States United Texas Bank Full time

    United Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs in a timely, personal, and professional manner. We are seeking a talented and motivated Deputy Compliance Officer...

  • Deputy Compliance Officer

    2 weeks ago

    Dallas, United States United Texas Bank Full time

    United Texas Bank is a Dallas-based Texas business bank focused on providing creative, solution-focused service to help our clients achieve financial success. The strength of UTB is based on our ability to listen and react to our customer's needs in a timely, personal, and professional manner. We are seeking a talented and motivated Deputy Compliance Officer...

  • Deputy General Counsel

    2 months ago

    Dallas, United States Lennar Corp., Full time

    Overview The Deputy General Counsel - Litigation is responsible for providing advice and legal counsel to the Company on a broad range of matters. The incumbent in this role will report to the General Counsel/Security and assist with all in-house litigation matters and with the preparation of all litigation and risk reports. The Deputy General Counsel will...

  • Deputy General Counsel

    4 days ago

    Dallas, Texas, United States Lennar Corp., Full time

    OverviewThe Deputy General Counsel - Litigation is responsible for providing advice and legal counsel to the Company on a broad range of matters. The incumbent in this role will report to the General Counsel/Security and assist with all in-house litigation matters and with the preparation of all litigation and risk reports. The Deputy General Counsel will...

  • Bank Compliance Officer

    5 days ago

    Dallas, Texas, United States TIB,N.A. Full time

    Job Description Job Description At TIB, we are committed to serving as Trusted Partners, for our community banks and our employees. We take great care to maintain our commitment to excellence and personalized service internally and externally. We are dedicated to providing a diverse work environment that fosters inclusivity and growth. We offer a best in...

  • Compliance, Compliance Risk Governance

    2 weeks ago

    Dallas, United States The Goldman Sachs Group, Inc. Full time

    Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firms culture of compliance. Compliance accomplishes these through the firms enterprise-wide com Compliance, Compliance Officer, Risk, Vice President, Senior, Officer, Banking

  • VP, Senior Compliance Officer

    1 week ago

    Dallas, United States Ultimus Fund Solutions, LLC Full time

    SUMMARY The VP, Senior Compliance Officer serves as a Chief Compliance Officer (CCO) to trusts of mutual funds and closed-end fund clients of Ultimus Fund Solutions (UFS) in support of the funds' Rule 38a-1 compliance program obligations. This includes maintaining the Rule 38a-1compliance policies and procedures for assigned trusts to satisfy all legal and...

  • Mansion Security Officer

    4 weeks ago

    Dallas, Texas, United States Hotel Security Officer Full time

    Maintain a safe and secure environment for all guest and employees and protect all assets of the hotel and assure compliance with our policies and procedures.Essential Duties and Responsibilities – (Key Activities)The following are specific responsibilities and contributions critical to the successful performance of the position: Screen all employees,...

  • Mansion Security Officer

    3 weeks ago

    Dallas, Texas, United States Hotel Security Officer Full time

    Maintain a safe and secure environment for all guest and employees and protect all assets of the hotel and assure compliance with our policies and procedures.Essential Duties and Responsibilities – (Key Activities)The following are specific responsibilities and contributions critical to the successful performance of the position: Screen all employees,...

  • Mansion Security Officer

    4 weeks ago

    Dallas, United States Hotel Security Officer Full time

    Maintain a safe and secure environment for all guest and employees and protect all assets of the hotel and assure compliance with our policies and procedures.Essential Duties and Responsibilities – (Key Activities)The following are specific responsibilities and contributions critical to the successful performance of the position:    Screen all...

  • Mansion Security Officer

    3 weeks ago

    Dallas, United States Hotel Security Officer Full time

    Maintain a safe and secure environment for all guest and employees and protect all assets of the hotel and assure compliance with our policies and procedures.Essential Duties and Responsibilities – (Key Activities)The following are specific responsibilities and contributions critical to the successful performance of the position:    Screen all...

  • sbe compliance officer.0004500

    4 days ago

    Dallas, Texas, United States County of Dallas Texas Full time

    SBE - 900 Jackson St, Ste 680 - Dallas Responsible for the development, oversight and maintenance of Dallas Countys Small Business Enterprise (SBE) contract data collection system, reporting system(s), and records, including SBE/ HUB/ DBE ut Compliance Officer, Compliance, Officer, Diversity, Business Services, Reports

  • Senior Compliance Officer

    2 months ago

    Dallas, United States Western Alliance Bancorporation Full time

    The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requirements. This role provides second-line independent oversight and guidance regarding business produc Compliance Officer, Advisor, Dance, Officer, Compliance, Compliance Manager, Banking

  • Senior Compliance Officer

    2 months ago

    Dallas, United States Western Alliance Bank Full time

    The Advisory Senior Compliance Officer serves as a key subject matter expert in ensuring lines of business compliance with applicable regulatory requirements. This role provides second-line independent oversight and guidance regarding business produc Compliance Officer, Advisor, Dance, Officer, Compliance, Compliance Manager, Banking

  • Bank Compliance Officer

    2 weeks ago

    Dallas, United States Texas Independent Bank Full time

    At TIB, we are committed to serving as Trusted Partners, for our community banks and our employees. We take great care to maintain our commitment to excellence and personalized service internally and externally. We are dedicated to providing a diverse work environment that fosters inclusivity and growth. We offer a best in class benefits package that...