Field Supervision Director

4 weeks ago

Tempe, United States Edward Jones Full time
Job DescriptionWant a meaningful career where you can make a difference? Edward Jones sounds perfect for you.

Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is working to make the firm better together - as they grow as individuals. If these words resonate with you, we should talk.

Job Overview

Position Schedule: Full-Time

Do you enjoy putting pieces together to know the bigger picture and partnering to solve complex issues? If so, there is an exciting career opportunity waiting for you in our Field Supervision Department

Description: The Field Supervision Department plays a critical role in achieving the Compliance Division's purpose of promoting our client's best interests and options by partnering to improve our culture of compliance and enable the best experience for all. Our associates are our greatest asset, and the opportunity to increase our client impact is directly related to our success in attracting, retaining, and developing a talented and diverse workforce.

Field Supervision Directors are registered with FINRA as designated supervisory principals to enforce firm and regulatory compliance rules and policies over assigned branch offices. Compliance Field Supervisors utilize extensive electronic processing systems and exception reports to complete the supervision of and provide help to branch offices regarding client activity, firm policies, and industry regulations.

Key Responsibilities:
  • Enforce firm and regulatory compliance rules and policies for assigned Branch Teams.
  • Prevent, detect, and mitigate risk to clients, the firm, and Branch Teams by examining client account activity, identifying suitability concerns, and evaluating Branch business.
  • Judgment making is evidenced in supervisory records and subject to regulatory scrutiny.
  • Partner with leadership to provide input and guidance on establishing and maintaining firm WSPs.
  • Advance knowledge and expertise of industry regulations and firm policies.
  • Consultant on firm offered products, asset allocation strategies, and investment solutions for clients, to ensure alignment with industry regulation and firm investment philosophy.
  • Guide Branch Teams in building a successful and compliant business.
  • Influence and drive discussion on compliance topics with Branch Teams, Regions, and various stakeholders across the firm.
  • Represent the firm through direct contact with clients to discuss account activity and confirm knowledge of risks and benefits in relation to industry regulation and firm investment philosophy.
  • Travel may be required for Branch Team supervisory visits, regulatory examinations or events, and compliance related matters.


At Edward Jones, we value and respect our associates and their contributions, and we recognize individual efforts through a rewards program that promotes a long-term career, financial security and well-being. Visit our career site to learn more about our total compensation approach, which in addition to base salary, typically includes benefits, bonuses and profit sharing. The salary range for this role is based on national data and actual pay is based on skills, experience, education, and other relevant factors for a potential new associate:

Hiring Minimum: $70659
Hiring Maximum: $116516

Skills/Requirements

  • Series 7 license required that is currently active and held for a minimum of one year
  • Series 9, 10, 24, and 66 licenses are required or must be obtained within 4 months of hire
  • Preferred Requirements:
    • Insurance license
    • General knowledge of compliance or industry experience
    • Bachelor's degree in business-related field
    Candidates that live within in a commutable distance from our Tempe, AZ and St. Louis, MO home office locations are expected to work in the office three days per week, with preference for Tuesday through Thursday.


Awards & Accolades

At Edward Jones, we are building a place where everyone feels like they belong. We're proud of our associates' contributions to the firm and the recognitions we have received.

Check out our U.S. awards and accolades: Insights & Information Blog Postings about Edward Jones

Check out our Canadian awards and accolades: Insights & Information Blog Postings about Edward Jones

About Us

Join a financial services firm where your contributions are valued. Edward Jones is a Fortune 500¹ company where people come first. With over 8 million clients and 19,000 financial advisors across the U.S. and Canada, we're proud to be privately-owned, placing the focus on our clients rather than shareholder returns.

Behind everything we do is our purpose: We partner for positive impact to improve the lives of our clients and colleagues, and together, better our communities and society. We are an innovative, flexible, and inclusive organization that attracts, develops, and inspires performance excellence and a sense of belonging.

People are at the center of our partnership. Edward Jones associates are seen, heard, respected, and supported. This is what we believe makes us the best place to start or build your career.

View our Purpose, Inclusion and Citizenship Report.

1Fortune 500, published June 2023, data as of December 2022. Compensation provided for using, not obtaining, the rating.

Edward Jones does not discriminate on the basis of race, color, gender, religion, national origin, age, disability, sexual orientation, pregnancy, veteran status, genetic information or any other basis prohibited by applicable law.

#LI-HO

  • Field Supervision Director

    2 weeks ago

    Tempe, Arizona, United States Edward Jones Full time

    Edward Jones Field Supervision Director - Primary Tempe , Arizona Apply Now Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones.Words that describe what it's like being part of a firm where everyone...

  • Field Supervision Director

    2 weeks ago

    Tempe, United States Edward Jones Full time

    Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you. Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is...

  • Field Supervision Director

    4 weeks ago

    Tempe, United States Edward Jones Full time

    Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is...

  • Field Supervision Director

    2 weeks ago

    Tempe, United States Edward Jones Full time

    Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you. Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is...

  • Field Supervision Officer I

    2 weeks ago

    Tempe, United States Edward Jones Full time

    **Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.** Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones. Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone...

  • Field Supervision Officer I

    2 weeks ago

    Tempe, Arizona, United States Edward Jones Full time

    Want a meaningful career where you can make a difference? Edward Jones sounds perfect for you.Collaboration. Autonomy. Opportunity. Words our headquarters associates use when talking about working at Edward Jones.Words that describe what it's like being part of a firm where everyone is aligned toward a singular focus: serving the client. And everyone is...

  • Field Director Services- Phoenix, Az

    4 weeks ago

    Tempe, United States Home Depot THD Full time

    **Position Purpose**: The Field Director Services (FDS) is responsible for overseeing and directing a team comprising District Services Managers (DSM), Assistant Market Managers (AMM), Branch Install Managers (BIM), Sales Managers (SM), and Regional Provider Managers (RPM). ) across a multi-district geographical services area. The FDS will focus on pipeline,...

  • Community Director

    3 weeks ago

    Tempe, United States Arizona State University Full time

    University Housing at Arizona State University is searching for qualified applicants for the position of Community Director. We are seeking higher education professionals who have a passion for student success, the desire to use their unique talents to advance university strategic priorities, and are committed to partnering with academic colleges to...

  • Assoc Director

    4 weeks ago

    Tempe, United States Arizona State University Full time

    The University Office of Evaluation and Educational Effectiveness at Arizona State University is seeking an Associate Director for Assessment. Under administrative direction, this position is responsible for designing, leading, implementing and/or evaluating institutional assessment initiatives, consulting on improving the quality of assessment practices and...

  • Finance Director

    4 weeks ago

    Tempe, United States Sage Counseling Inc Full time

    **_Looking to make an impact at an agency that is focused on treatment and support to those involved in the Criminal Justice system? Join SAGE Counseling!_** We are actively looking for a **Finance Director** **to monitor, coordinate, and complete all accounting activities for the agency. The Finance Director will develop, maintain, and interpret the...

  • Program Director

    2 days ago

    Tempe, United States Arizona State University Full time

    The Director will execute the ASU CAMP mission of providing holistic educational and support services to eligible MSFW students in a comprehensive, responsive, and sustainable manner. The Director will build and nurture relationships with key internal and external stakeholders to enhance and advocate for CAMP Scholars. The Director will ensure compliance...

  • Assistant Director

    4 weeks ago

    Tempe, United States Arizona State University Full time

    Under general direction, performs administrative functions by assisting with the planning, organizing and directing the day-to-day operations of the Department.- In collaboration with district and school partners, develop, implement, and support projects and partnerships related to successful school systems and pipeline to Arizona State University - Build...

  • Director, Career Integration

    3 weeks ago

    Tempe, United States Arizona State University Full time

    The Director of Career Integration is a new leadership position in The College of Liberal Arts and Sciences’ Futures Center focused on improving career readiness and expanding experiential learning opportunities for students in our college. This position will lead initiatives to integrate career development throughout our curriculum, collaborating with...

  • Field Services Supervisor- Parking Operations

    2 days ago

    Tempe, United States Downtown Tempe Authority Full time

    **Position Summary** **The Field Services Supervisor - Parking Operations, Maintenance and Fleet** will report to the Area Manager of a defined geographical area comprised of several parking facilities including the on-street meters, off-street surface lots and off-street garages. The Supervisor will assist the Area Manager with the supervision, training...

  • Temporary Archaeological Field Technicians

    4 weeks ago

    Tempe, United States Logan Simpson Full time

    Job DescriptionJob DescriptionSalary: $22-$24Logan Simpson is an award-winning, multidisciplinary consulting firm that specializes in environmental consulting, cultural resource management, community planning, and landscape architecture design services. Our goal remains simple: to help guide responsible change. From the beginning, our founders were focused...

  • Business Development Director

    1 month ago

    Tempe, United States Penn Mutual Full time

    Job Description The Business Development Director is a key role in the 1847Financial office and is responsible for providing a full range of marketing expertise, support and leadership to the 1847Financial field office to help drive strong sales results. We’ve embraced a flexible, hybrid approach to work. Based on your role and personal...

  • Business Development Director

    4 weeks ago

    Tempe, United States Penn Mutual Full time

    Job Description The Business Development Director is a key role in the 1847Financial office and is responsible for providing a full range of marketing expertise, support and leadership to the 1847Financial field office to help drive strong sales results. We’ve embraced a flexible, hybrid approach to work. Based on your role and personal...

  • Area Director OF Clinical Services

    4 weeks ago

    Tempe, United States Centria Autism Full time

    Every child deserves the brightest future and Centria Autism Services is on a mission to help children with Autism Spectrum Disorder (ASD) have the best developmental experience possible while acquiring the skills to succeed in the world on their own terms. Too many children with ASD are untreated or undertreated and Centria is committed to reaching every...

  • Area Director OF Clinical Services

    4 weeks ago

    Tempe, United States Centria Autism Full time

    Job Description Job Description Every child deserves the brightest future and Centria Autism Services is on a mission to help children with Autism Spectrum Disorder (ASD) have the best developmental experience possible while acquiring the skills to succeed in the world on their own terms. Too many children with ASD are untreated or undertreated and Centria...

  • Director of It

    3 weeks ago

    Tempe, United States Cranial Technologies Full time

    The Director of IT collaborates role collaborates with business leadership and must be an outstanding communicator in both oral and written forms, conveying technically complex information and concepts in easily understood terms to business stakeholders. The Director of IT will think strategically, critically, and creatively to present optimal solutions...