Senior Vice President, Compliance

1 week ago

UNITED STATES NY NEW YORK BNY Mellon Full time

Job Description

Who we are:

BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 35 countries. As of March 31, 2020, BNY Mellon had $41.7 trillion in assets under custody and/or administration, and $2.2 trillion in assets under management. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation (NYSE: BK). Additional information is available on www.bnymellon.com. Follow us on Twitter @BNYMellon or visit our newsroom at www.bnymellon.com/newsroom for the latest company news.

Role description and opportunities:

Risk and Compliance provide risk and compliance services across all BNY Mellon businesses including the following groups: Risk Management, Compliance, Global Corporate Security, Information Risk Management and Global Business Continuity. Risk Management oversees and delivers risk services and ensures new business risks are reviewed and approved. Compliance helps ensure BNY Mellon's businesses maintain appropriate processes to comply with applicable laws, regulations, BNY Mellon policies and ethics. In EMEA, Compliance is split into four pillars; Business Compliance, Compliance Testing, Anti-Financial Crime and Architecture and Governance. Business Compliance provide the second line of defense on compliance and regulatory issues for all lines of business in EMEA, assisting the business through regulatory requirements, best practices and regulatory relationships.    

Responsibilities

  • Review and action OFAC, OFSI and EU economic sanctions alert escalations
  • Conduct investigations review, action, and approval of complete write ups of alert disposition rationale and/or requests for additional information and documentation pertinent to alert dispositions
  • Collaborate with internal business partners as needed on complex transaction alerts and fact patterns, sanctions restrictions and their application depending on jurisdictional touchpoints 
  • Accountable for supporting the Bank in making informed decisions and judgments about any sanctions-related legal, regulatory, or reputation risks

A successful candidate should ideally have these qualifications:

  • Bachelors degree or higher accreditation
  • 10-12 years of combined work experience within Financial Services, Audit, and/or Compliance is required. 
  • Subject matter expert knowledge of Office of Foreign Assets Control regulations as well as knowledge of non-U.S. regulations related to sanctions
  • Strong analytical, critical thinking, verbal, and written communication skills

At BNY Mellon, our inclusive culture speaks for itself. Here’s a few of our awards: 

  • Fortune World’s Most Admired Companies & Top 20 for Diversity and Inclusion 
  • Bloomberg’s Gender Equality Index (GEI)
  • Human Rights Campaign Foundation, 100% score Corporate Equality Index
  • Best Places to Work for Disability Inclusion, Disability: IN – 100% score 
  • 100 Best Workplaces for Innovators, Fast Company
  • CDP’s Climate Change ‘A List’

Our Benefits: 

BNY Mellon offers highly competitive compensation, benefits, and wellbeing programs rooted in a strong culture of excellence and our pay-for-performance philosophy. We provide access to flexible global resources and tools for your life’s journey. Focus on your health, foster your personal resilience, and reach your financial goals as a valued member of our team, along with generous paid leaves that can support you and your family through moments that matter. 

BNY Mellon is an Equal Employment Opportunity/Affirmative Action Employer - Underrepresented racial and ethnic groups/Females/Individuals with Disabilities/Protected Veterans.

BNY Mellon assesses market data to ensure a competitive compensation package for our employees. The base salary for this position is expected to be between $98,000 and $166,000 per year at the commencement of employment. However, base salary if hired will be determined on an individualized basis, including as to experience and market location, and is only part of the BNYM total compensation package, which, depending on the position, may also include commission earnings, discretionary bonuses, short and long-term incentive packages, and Company-sponsored benefit programs.
This position is at-will and the Company reserves the right to modify base salary (as well as any other discretionary payment or compensation) at any time, including for reasons related to individual performance, change in geographic location, Company or individual department/team performance, and market factors.

For over 230 years, the people of BNY Mellon have been at the forefront of finance, expanding the financial markets while supporting investors throughout the investment lifecycle. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments & safeguards nearly one-fifth of the world's financial assets. BNY Mellon remains one of the safest, most trusted and admired companies. Every day our employees make their mark by helping clients better manage and service their financial assets around the world. Whether providing financial services for institutions, corporations or individual investors, clients count on the people of BNY Mellon across time zones and in 35 countries and more than 100 markets. It's the collective ambition, innovative thinking and exceptionally focused client service paired with a commitment to doing what is right that continues to set us apart. Make your mark: bnymellon.com/careers.

  • Senior Vice President, Compliance

    23 hours ago

    New York, United States The Bank of New York Mellon Corporation Full time

    Vice President, Manager, Compliance, Control, President, Senior, Management, Banking

  • SENIOR VICE PRESIDENT, COMPLIANCE

    Found in: Careerbuilder One Red US C2 - 2 days ago

    New York, NY 10261, USA, United States The Bank of New York Mellon Corporation Full time

    Vice President, Manager, Compliance, Control, President, Senior, Management, Banking

  • Senior Vice President, Digital

    Found in: Jooble US O C2 - 3 weeks ago

    New York, NY, United States Ketchum U.S. Full time

    We’re hiring a Vice President to work on a well-known retail client. Can you drive projects and programs forward with accuracy and timeliness? Are you comfortable picking up the phone and speaking with clients to understand – and deliver – what they need? As Vice President, you must be able to manage the teams and budgets on sizable accounts with...

  • Vice President Compliance Monitoring

    1 week ago

    New York, United States Coda SearchStaffing Full time

    Job Description This Vice President Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working with regional testing teams across the globe. Compliance Monitoring and Testing ? Execute the annual Compliance testing and monitoring plan ? Determine scope of...

  • Vice President Compliance Monitoring

    Found in: Appcast US C2 - 2 weeks ago

    New York, United States Coda Search│Staffing Full time

    Job DescriptionThis Vice President – Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working with regional testing teams across the globe.Compliance Monitoring and Testing Execute the annual Compliance testing and monitoring plan Determine scope of...

  • Vice President Compliance Monitoring

    Found in: Appcast Linkedin GBL C2 - 2 weeks ago

    New York, United States Coda Search│Staffing Full time

    Job DescriptionThis Vice President – Compliance Monitoring and Testing The Monitoring and Testing Team sits in Core Compliance and covers the US businesses and certain global businesses, working with regional testing teams across the globe.Compliance Monitoring and Testing Execute the annual Compliance testing and monitoring plan Determine scope of...

  • Vice President of Business Development

    Found in: beBee jobs US - 3 weeks ago

    New York, New York, United States Hammes Full time

    Our capabilities include real estate strategy and planning, project management, development, investment and property management for healthcare clients and other leading institutions.Hammes is consistently ranked as one of the nation's top healthcare developers by both Modern Healthcare's Construction & Design Survey and Revista's Outpatient Healthcare Real...

  • Vice President of STEM

    Found in: Resume Library US A2 - 1 week ago

    New York County, New York, United States KIPP Foundation Full time

    Job Description About The Position  The Vice President of STEM leads the K-12 math and science vision for all KIPP schools and oversees the Math and Science Teams. Additionally, the Vice President of STEM collaborates with the Teaching and Learning Leadership team, including the Vice President of Literacy and Humanities, Vice President of School Support,...

  • Vice President

    Found in: beBee jobs US - 2 weeks ago

    New York, New York, United States Bank of America Full time

    Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

  • Vice President

    Found in: Jooble US O C2 - 2 days ago

    New York, NY, United States Goldman Sachs & Co. LLC Full time

    Vice President with Goldman Sachs & Co. LLC in New York, New York. Develop profitability and scalability models to assess and implement new business opportunities across all multi-asset solutions (MAS) business channels. Lead financial analysis, including global and regional growth projections by fa...

  • Senior Vice President Trade

    Found in: Appcast US C2 - 1 week ago

    New York, United States Eighty Twenty Full time

    One of the world's largest investment banks is partnering with Eighty Twenty as they hire a Senior Vice President for their Trade & Working Capital team. This person will sit within the bank's Global Trade Sanctions, Anti-Bribery & Corruption Division and can be based in New York, Washington D.C., Miami or Tampa, Florida. This hire will serve as a senior...

  • Senior Vice President Trade

    Found in: Appcast Linkedin GBL C2 - 1 week ago

    New York, United States Eighty Twenty Full time

    One of the world's largest investment banks is partnering with Eighty Twenty as they hire a Senior Vice President for their Trade & Working Capital team. This person will sit within the bank's Global Trade Sanctions, Anti-Bribery & Corruption Division and can be based in New York, Washington D.C., Miami or Tampa, Florida. This hire will serve as a senior...

  • Software Engineer

    Found in: Careerbuilder One Red US C2 - 5 days ago

    New York, NY, United States Selby Jennings Full time

    This role is with the Low Latency Trading Technology team at one of the leading investment banks in the world. This would be a senior role on the team, and carry a Vice President title. Responsibilities: Designing and building low- latency software components in C++ Working in the infrastructure for trading equities and across the US, EMEA and APAC ( this...

  • Vice President Finance

    2 days ago

    New Orleans, United States Urban League Of Louisiana Full time

    The Urban League of Louisiana (ULLA) is seeking a Vice President of Finance to lead all financial and fiscal management aspects of the organization’s operations. The Vice President of Finance plays a key role in helping shape and deliver on the strategic imperatives of ULLA. Reporting to the President/CEO, this individual is a member of an eight-person...

  • Vice President Finance

    Found in: Appcast Linkedin GBL C2 - 1 day ago

    New Orleans, United States Urban League Of Louisiana Full time

    The Urban League of Louisiana (ULLA) is seeking a Vice President of Finance to lead all financial and fiscal management aspects of the organization’s operations. The Vice President of Finance plays a key role in helping shape and deliver on the strategic imperatives of ULLA. Reporting to the President/CEO, this individual is a member of an eight-person...

  • Vice President Advanced Manufacturing, Engineering and Applied Sciences

    18 hours ago

    New York, United States Insight Global Full time

    The Vice President for Advanced Manufacturing & Applied Sciences Sector is responsible for the Schools of Advanced Manufacturing, Engineering and Applied Sciences and professional leadership in the development of academic programs and skills-based training that are aligned to the State of Indiana’s current and future industry sector demands. The Vice...

  • Senior Vice President of Sales

    Found in: beBee jobs US - 2 weeks ago

    New York, New York, United States teamworkonline Full time

    OverviewAs an executive member of our Global Partnerships team, the Senior Vice President of Global Partnerships will be responsible for the management of driving new business development across the NY Islanders and UBS Arena as well as managing a full sales, activation and solutions staff. This position will be work hand in hand with the President and...

  • Vice President of Engineering

    1 week ago

    New York, United States GreenBridge Energy Full time

    GreenBridge Energy are partnered with an extremely influential utility scale battery energy storage business, currently in hyper-growth phase! Title: Vice President of EngineeringOur customer is a pioneering leader in the development of cutting-edge battery technologies. Their commitment to innovation and safety has positioned them at the forefront of the...

  • Vice President

    Found in: beBee jobs US - 2 weeks ago

    New York, New York, United States Santander Full time

    Vice President - Leveraged Finance Credit Risk OfficerThe Leveraged Finance Credit Risk Officer - Vice President, reviews credit applications submitted by the front office to prepare executive summaries for the management of the Credit Department.Scope of the analysis and review includes, but not limited, to quantitative and qualitative analysis of the...

  • Vice President for Strategic Communications

    2 weeks ago

    New York, United States Barnard College Full time

    If you are a current Barnard College employee, please use the internal career site to apply for this position. Job: Vice President for Strategic Communications Job Summary: Barnard College is among the most selective academic institutions in the nation, providing the highest-quality liberal arts education to promising and high-achieving young women. Barnard...