Senior Regional Manager, Schwab Wealth Advisory

1 week ago

Southchase FL, United States Charles Schwab Full time

Position Type: RegularYour opportunity


Investor Advice Solutions consists of Schwab Wealth Advisory, Centralized Service & Operations and Wealth Strategies Consulting Group. Schwab Wealth Advisory is a premier, fee based and non-discretionary investment advisory solution providing clients with a personal relationship, specialized service and ongoing advice built on Schwab’s approach to investing. The Centralized Service & Operations group supports Fixed Income and Schwab Wealth Advisory clients as the client facing phone teams. The Wealth Strategies Consulting Group addresses complex wealth management needs of clients through our Planning and Wealth Strategy teams. Additionally, they provide specialized products to meet income generation, risk mitigation, and liquidity needs.



As a Senior Regional Manager you will coach and counsel a team of 10-12 Wealth Advisors and Associate Wealth Advisors in a collaborative environment designed to both grow and support the client base they support.



We value integrity, open communication, strong market knowledge, and a passion for client service. If you want to work with a firm that is dynamic, client focused, invests in your growth, and values your contributions, consider a career as a Senior Regional Manager.

What you have




What you are good at-


Motivating – As a leader you will inspire your team by providing support and championing the collaborative Schwab culture.



Building collaborative relationships- You will build and foster relationships with internal partners as well as clients. Internal partners will include Branch Managers, Regional Branch Executives and Directors within the Investor Advice Solutions division.



Developing others - We are seeking an individual with extensive financial services experience to share with their team of CFP® or CFA® investment professionals.



Managing change- The Senior Regional Manager will establish strategies and design plans to ensure that asset and service targets are met.



Managing performance- Part of this role includes the monitoring of client interactions and coaching to improve service and advice quality. You will coach to daily planning and execution that is being provided to SWAI clients. This includes performing the compliance and administrative tasks inherent in our industry.


We place a premium on high performance, quality service and the ability to execute the Schwab strategy. Essential skills include:

CFP® designation, CFA® designation, or a Master’s Degree in Personal Financial Planning required (may consider 24 month condition of employment)
Bachelor’s Degree required
Active and valid FINRA Series 7 license required
Active and valid FINRA 66 license required (may consider a 120-day COE)
Active and valid FINRA 9/10 required (may consider a 120-day COE)
Five plus years’ experience in the financial services industry
Minimum of 2 years supervisory experiencestrongly preferred

In addition to the salary range, this role is also eligible for bonus or incentive opportunities.


What’s in it for you

At Schwab, we’re committed to empowering our employees’ personal and professional success. Our purpose-driven, supportive culture, and focus on your development means you’ll get the tools you need to make a positive difference in the finance industry. Our Hybrid Work and Flexibility approach balances our ongoing commitment to workplace flexibility, serving our clients, and our strong belief in the value of being together in person on a regular basis.

We offer a competitive benefits package that takes care of the whole you – both today and in the future:

401(k) with company match and Employee stock purchase plan
Paid time for vacation, volunteering, and 28-day sabbatical after every 5 years of service for eligible positions
Paid parental leave and family building benefits
Tuition reimbursement
Health, dental, and vision insurance

  • Senior Wealth Manager

    2 days ago

    Miami, FL, USA, United States Leeds Professional Resources Full time

    Senior Private BankerLeeds Professional Resources is seeking a seasoned Private Banker to join our team. As a trusted advisor, you will be responsible for managing relationships with high net worth individuals and providing tailored financial solutions to meet their needs.Key Responsibilities:Client Acquisition and Retention: Grow the client base through...

  • Transaction Advisory Services Senior Associate

    3 weeks ago

    Tampa, FL , USA, United States LCG Advisors Full time

    Job Title: Transaction Advisory Services Senior AssociateLCG Advisors is a leading advisory firm specializing in loan and investment due diligence, investment banking, risk mitigation, and other select advisory services. Our team of professionals works in conjunction with business owners, financial institutions, and active investors to assist them with the...

  • Transaction Advisory Services Senior Associate

    2 weeks ago

    Miami, FL , USA, United States Forvis Mazars, LLP Full time

    About the RoleWe are seeking a highly skilled Senior Associate to join our Transaction Advisory Services team at Forvis Mazars, LLP. As a key member of our team, you will play a critical role in delivering high-quality transaction advisory services to our clients.Key ResponsibilitiesPerform buy-side and sell-side financial due diligence for private equity...

  • Specialist, Move Money

    3 weeks ago

    Orlando, FL, United States Charles Schwab Full time

    Position Type: Regular Your opportunity At Schwab, you’re empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.   Charles Schwab’s Move Money & ATS Hotline Specialist is responsible for risk prevention, processing of...

  • Tax Senior Manager

    4 weeks ago

    Tampa, FL , USA, United States RSM US LLP Full time

    About the RoleWe are seeking a highly skilled Tax Senior Manager to join our Business Tax practice at RSM US LLP. As a key member of our team, you will be responsible for providing exceptional tax advisory services to our clients, driving business growth, and leading a collaborative team.Key ResponsibilitiesAdvise clients on tax planning, compliance, and...

  • Financial Services Representative

    1 day ago

    , FL, United States Atria Wealth Solutions Full time

    Job SummaryWe are seeking a highly skilled Financial Services Representative to join our team at Atria Wealth Solutions. As a key member of our investment program, you will be responsible for providing exceptional service to our clients, identifying their financial needs, and developing personalized investment strategies to meet their goals.Key...

  • Senior Account Management Associate

    1 day ago

    St. Petersburg, FL, USA, United States Dynasty Financial Partners, LLC Full time

    Job Title: Senior Account Management AssociateAt Dynasty Financial Partners, LLC, we are seeking a highly skilled Senior Account Management Associate to join our team. As a key member of our Operations team, you will be responsible for delivering exceptional client service and support, working closely with internal members of the Dynasty team, and...

  • Tax Senior Manager

    5 days ago

    Tampa, FL , USA, United States Forvis Mazars, LLP Full time

    Job Title: Tax Senior ManagerWe are seeking a highly skilled and experienced Tax Senior Manager to join our team at Forvis Mazars, LLP. As a Tax Senior Manager, you will be responsible for leading and developing a team of tax professionals, providing tax compliance, tax provision, and tax advisory services to C-corporation entities.Key...

  • Senior Relationship Manager

    1 month ago

    Tampa, FL , USA, United States National Life Group Full time

    About the RoleWe are seeking a highly skilled and experienced Senior Relationship Manager to join our team at National Life Group. As a key member of our Retirement Services division, you will play a critical role in directing the development and management of 403(b)/457 relationships with school districts and government administration, Third-party...

  • Private Wealth Management Associate

    1 month ago

    Miami, FL, USA, United States AmLaw 100 International Law Firm Full time

    Unique Opportunity for a Tax AssociateAn AmLaw 100 international law firm is seeking a highly skilled Tax Associate to join their private wealth management team. The team provides counsel to high-net worth individuals, family offices, and similar groups on income tax, estate and gift tax, succession, general tax, and strategic business planning...

  • Private Wealth Management Associate

    4 weeks ago

    Miami, FL, USA, United States AmLaw 100 International Law Firm Full time

    Unique Opportunity for a Tax AssociateAn AmLaw 100 international law firm is seeking a highly skilled Tax Associate to join their private wealth management team. The team provides counsel to high-net worth individuals, family offices, and similar groups on income tax, estate and gift tax, succession, general tax, and strategic business planning...

  • Wealth Manager with Support

    2 weeks ago

    St. Petersburg, FL, USA, United States Growth Financial Team of Greater St. Pete Full time

    Job OpportunityWe are seeking a highly skilled and motivated Wealth Manager with Support to join our team at the Growth Financial Team of Greater St. Pete. As a key member of our team, you will be responsible for providing exceptional financial planning and management services to our clients.Key ResponsibilitiesClient Consultation: Engage with clients to...

  • Specialist Financial Services Research

    3 weeks ago

    Orlando, FL, United States Charles Schwab Full time

    Here, innovative thought meets creative problem solving, helping us “challenge the status quo” and transform the finance industry together.   Charles Schwab’s Move Money & ATS Hotline Specialist is responsible for risk prevention, processing of money movements, and education of policies and procedures related to money movement and asset transfers. ...

  • Tax Senior Manager

    3 weeks ago

    Tampa, FL , USA, United States RSM Global Full time

    About RSM GlobalWe are a leading provider of professional services to the middle market globally, empowering our clients and people to realize their full potential. Our exceptional people are the key to our unrivaled, inclusive culture and talent experience, enabling us to deliver exceptional client service.Job SummaryWe are seeking a dynamic Tax Senior...

  • Tax Senior Manager

    4 weeks ago

    Miami, FL , USA, United States Tandym Group Full time

    Tax Senior Manager Job Description **About the Role** We are seeking a highly skilled Tax Senior Manager to join our team at Tandym Group. As a Tax Senior Manager, you will be responsible for managing and coordinating tax compliance and advisory work for our clients. **Key Responsibilities** * Review and prepare Federal, Multi-National, and Multi-State...

  • Tax Senior Manager

    3 weeks ago

    Miami, FL , USA, United States Tandym Group Full time

    Tax Senior Manager Job Description **About the Role** We are seeking a highly skilled Tax Senior Manager to join our team at Tandym Group. As a Tax Senior Manager, you will be responsible for managing and coordinating tax compliance and advisory work for our clients. **Key Responsibilities** * Review and prepare Federal, Multi-National, and Multi-State...

  • Wealth Management Associate

    3 weeks ago

    Miami, FL , USA, United States Equitable Services Full time

    About Equitable AdvisorsWe are a respected wealth management firm with a proven track record in the industry. Our mission is to help our clients secure their financial well-being, providing them with the confidence to pursue long and fulfilling lives.Our CultureWe value and respect people of all backgrounds and focus on developing diverse talent and...

  • Chief Operating Officer

    4 weeks ago

    Saint Petersburg, FL, United States Jobot Full time

    About the RoleWe are a leading wealth management platform for independent registered investment advisors (RIAs) seeking a Chief Operating Officer to run our operations and business. The ideal candidate will have a proven track record of success in managing teams and driving process improvements.Key ResponsibilitiesManage teams and oversee business...

  • Tax Senior Manager

    2 weeks ago

    Tampa, FL , USA, United States Forvis Mazars, LLP Full time

    Job Title: Tax Senior ManagerWe are seeking a highly skilled Tax Senior Manager to join our team at Forvis Mazars, LLP. As a Tax Senior Manager, you will play a key role in leading and developing a team while helping clients solve complex tax problems and building rewarding business relationships.Key Responsibilities:Manage tax compliance, tax provision, and...

  • Tax Senior Manager

    3 weeks ago

    Miami, FL , USA, United States Tandym Group Full time

    Tax Senior / Manager Job DescriptionA professional services firm in Florida is seeking an experienced Tax professional to join their staff as their new Tax Senior / Manager. In this role, the Tax Senior / Manager will be responsible for managing and coordinating tax compliance and advisory work for clients.Key Responsibilities:Review and prepare Federal,...