Cco

6 days ago

Merrimack NH Hillsborough County NH New Hampshire United States Fidelity Investments Full time

Job Description: The Enterprise Financial Crimes Compliance Enhanced Due Diligence (EFCC EDD) Manager will have responsibility for the coordination and timely execution of EDD reviews on Fidelity customers identified as higher risk from a financial crimes perspective. The EDD Manager will partner with Fidelity Legal, Risk and Compliance (LRC) organization team members while carrying out the EDD program in a manner that assists each Fidelity business unit in knowing their clients while proactively mitigating identified risks in a thoughtful, balanced and risk-based manner.
Fidelity is committed to a strong Enterprise-Wide Financial Crimes Compliance program that protects against the misuse of the Firms' products and services for nefarious, illegal purposes. The EFCC group coordinates the day-to-day implementation of Fidelity's financial crimes prevention efforts with responsibilities for the design, implementation, execution, governance, and oversight of the Firm's Anti-Money Laundering (AML), Sanctions and Anti-Corruption programs.
Deep securities industry knowledge including comprehensive understanding of AML, Global Sanctions and Global Anti-Corruption regulations.
~6+ years of BSA/AML financial crimes compliance or comparable experience at a large financial institution, major consulting firm, regulatory agency, in law enforcement, or a combination thereof.
~ Experience in a senior Financial Crimes compliance role in the securities and/or asset management industry, with demonstrated ability to operate across diverse business units, innovative product sets and a broad array of customer segments, is preferred.
~ Certified Anti-Money Laundering Specialist (ACAMS)/Certified Fraud Examiner (CFE)/Certified AML and Fraud Professional (CAFP) is a plus.
~ Collaborates through a proactive/constructive dialogue with senior management, peer leaders, clients, committees, and regulators.
~ Ability to simultaneously identify, prioritize and address multiple issues and quickly respond to shifts in priorities.
~ Regulatory Compliance – Execute all aspects of the Financial Crimes Compliance EDD strategy and program across Fidelity legal entities, proactively engaging with business leaders and securities regulators.
Communication & Metrics – Focus on improving compliance analytics, metrics, transparency, and communications as they relate to the EDD program by producing regular reporting while using dashboards and business forums that galvanize leaders to action.
Assists with internal and external audit and regulatory engagements and oversight work including timely issue follow-up/remediation.
Partner with business leaders to promote a collaborative environment that helps the business meet its goals while ensuring it stays within its risk tolerance.
Provide senior management, various committees, and governance councils with updates on the regular, periodic status of the EFCC EDD Program.
Passionate about providing an unparalleled level of service to Fidelity business units and internal partners.

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money.
You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Fidelity's hybrid working model blends the best of both onsite and offsite work experiences. Having the majority of our associates work onsite is important for our business strategy and our culture. Most roles listed as Hybrid will require associates to work onsite all business days of every other week in a Fidelity office. This does not apply to roles listed as Remote or Onsite.
Candidates who are presented with a Fidelity offer will need to go through a background investigation, detailed in this document, and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.
We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process.

  • Senior Cco

    2 weeks ago

    Merrimack, NH, Hillsborough County, NH; New Hampshire, United States Fidelity Investments Full time

    The Enterprise Financial Crimes Compliance Enhanced Due Diligence (EFCC EDD) Manager will have responsibility for the coordination and timely execution of EDD reviews on Fidelity customers identified as higher risk from a financial crimes perspective. The EDD Manager will partner with Fidelity Legal, Risk and Compliance (LRC) organization team members while...

  • Senior Cco

    3 weeks ago

    Merrimack, NH, United States Fidelity Investments Full time

    The Enterprise Financial Crimes Compliance Enhanced Due Diligence (EFCC EDD) Manager will have responsibility for the coordination and timely execution of EDD reviews on Fidelity customers identified as higher risk from a financial crimes perspective. The EDD Manager will partner with Fidelity Legal, Risk and Compliance (LRC) organization team members while...

  • Senior Cco

    7 days ago

    Merrimack, NH, United States Fidelity Investments Full time

    Job Description: The Enterprise Financial Crimes Compliance Enhanced Due Diligence (EFCC EDD) Manager will have responsibility for the coordination and timely execution of EDD reviews on Fidelity customers identified as higher risk from a financial crimes perspective. The EDD Manager will partner with Fidelity Legal, Risk and Compliance (LRC) organization...

  • Chief Clinical Officer

    2 months ago

    Dallas, TX, United States GO Staffing Full time

    Great opportunity to work with a large organization in Dallas, TX. This position is at a LTAC facility. Mon-Fri 40 hours a week. 50% clinical vs admin to start. Ideal candidate has 3-5 years exp as CCO/CNO and 3-5+ years of experience in the ICU. Great salary with full benefits and more. Please refer to Job ID

  • Cco

    2 weeks ago

    Boston, MA, Suffolk County, MA; Massachusetts, United States Fidelity Investments Full time

    Director, FDAS Compliance - Regulatory Relationship and Exam Management As a member of the Fidelity Digital Asset Services, LLC ('FDAS') Compliance team, you will serve as an informed and trusted business partner, who promotes a culture of ethical conduct and commitment to compliance, regulatory and legal obligations. In this role on the Regulatory...

  • Creative Financial Staffing | Chief Financial Officer

    2 weeks ago

    Baltimore, MD, United States Creative Financial Staffing Full time

    Are you a proven leader with a deep background in real estate investment and a strategic vision for financial and credit operations? Our client is seeking an experienced Chief Financial Officer/Chief Credit Officer (CFO/CCO) to join their growing team. This role offers the chance to directly influence a company undergoing rapid expansion in the residential...

  • Chief of Staff to the Chief Commercial Officer

    3 months ago

    New York, United States Lloyd's Full time

    Lloyd’s is the world’s leading insurance andreinsurance marketplace. We share the collective intelligence and risk sharing expertise of the market’s brightest minds, working together for a braver world. Our role is to inspire courage, so tomorrow’s progress isn’t limited by today’s risks.  Our shared values: we are brave; we are stronger...

  • Regional Credit Officer

    7 hours ago

    , KS, United States Kansas Action for Children, Inc Full time

    at Equity Bank in Wichita, Kansas, United States Job Description Responsibilities and Expectations COMMERCIAL CREDIT UNDERWRITING Reviews credit analysts work to ensure quality and consistency across the department. Reviews credit presentations and discusses the credit requests / annual reviews with the Lender & Credit Analyst prior to submission to...

  • Compliance Officer

    8 hours ago

    Chicago, IL, United States Jones Lang LaSalle Incorporated Full time

    LaSalle is seeking a highly skilled and motivated person to join our team as Compliance Officer. The ideal candidate will have an in-depth knowledge of broad compliance matters relating to both broker dealer and investment advisory activities, along with a deep understanding of the related regulatory requirements. The successful candidate will work closely...

  • Chief Clinical Officer

    8 hours ago

    Fraser, MI, United States CARE of Southeastern Michigan Full time

    Our mission is to strengthen resiliency in people and their communities through prevention, education, and services that improve the quality of life. Job Posting Job Title: Chief Clinical Officer Status: Full Time, Salary (Exempt) Location: Fraser, MI. 48026 Benefits: Medical Dental Vision Life Insurance Paid CEU’s Paid Time Off and more! Job...

  • Deputy Chief Credit Officer

    4 weeks ago

    Pasadena, CA, United States East West Bank Full time

    Since 1973, East West Bank has served as a pathway to success. With over 120 locations across the U.S. and Asia, we are the premier financial bridge between the East and West. Our teams of experienced, multi-cultural professionals help guide businesses and community members on both sides of the Pacific looking to explore new markets and create new...

  • Director Ambulatory Practice

    8 hours ago

    Columbia, SC, United States Prisma Health Full time

    Inspire health. Serve with compassion. Be the difference. Job Summary The Director-Ambulatory II has an increased scope and span of control over practice operations. Collaborative partner to the department chairs and provides leadership for initiatives that transcend departments while supporting the entire region. Develops and implements the operational...

  • Chief Compliance Officer

    4 weeks ago

    San Francisco, CA, United States Larson Maddox Full time

    Company Overview:Join a dynamic, tech-focused hedge fund with approximately $3 billion in assets under management. Known for a forward-thinking approach to technology investments, our firm seeks a dedicated, knowledgeable, and proactive compliance leader to guide the development and implementation of the firm’s compliance function. This is a pivotal role,...

  • Nurse Practitioner

    4 weeks ago

    Lynn, MA, United States KA Recruiting Inc. Full time

    Nurse Practitioner (NP) OR Physician Assistant (PA) needed in the North Shore area of Massachusetts! APPLY NOW! REQUIREMENTS: * BSN, Certification as a Nurse Practitioner or Physician Assistant . * One year of experience as a Nurse Practitioner or Physician Assistant . * Two plus years of experience in community or ambulatory care. * Massachusetts...

  • VP, BD- Strategic Deals

    7 hours ago

    Delaware, IN, United States RxBenefits, Inc. Full time

    Reporting to the Chief Client Officer (CCO), the VP, Strategic Deals & Relations will lead the strategy to ensure a predictable revenue pipeline focused on strategic relationships within a complex sales organization. The VP, Strategic Deals & Relations is a proactive partner to the CCO, demonstrating full ownership of key partner relationships. To do so,...

  • Chief Credit Officer

    7 hours ago

    Spokane, WA, United States Glacier Bancorp Full time

    About The Role The Chief Credit Officer provides professional leadership in establishing overall objectives, policies and procedures in the area of credit administration and loan operations consistent with Glacier Bancorp guidance. Represents the division as an executive leader on all necessary committees and meetings at the Glacier Bancorp, Inc holding...

  • Chief Credit Officer

    8 hours ago

    Spokane, WA, United States Wheatland Bank Full time

    About the Role: The Chief Credit Officer provides professional leadership in establishing overall objectives, policies and procedures in the area of credit administration and loan operations consistent with Glacier Bancorp guidance. Represents the division as an executive leader on all necessary committees and meetings at the Glacier Bancorp, Inc holding...

  • Chief Compliance Officer

    4 weeks ago

    Dallas, TX, United States Gladstone Wealth Partners Full time

    Job Summary:Integrity Wealth, an organization comprising multiple SEC and FINRA registered entities with over $50 billion in combined assets under management, seeks a skilled Chief Compliance Officer (CCO) to join its compliance team. In this role, the CCO will lead compliance efforts for an Integrity Wealth registered entity, reporting directly to the...

  • Credit Officer, Fund

    1 month ago

    New York, United States Grasshopper Bank Full time

    Credit Officer, Fund & Sponsor BankingDepartment: CreditEmployment Type: Full TimeLocation: RemoteDescriptionGrasshopper Bank is a client-first, digital bank built for the business and innovation economy, with an obsession for providing leading-edge technology, solutions-driven products and superior service through a combination of passionate people and...

  • Regulatory Compliance Manager

    4 weeks ago

    New York, United States Hamlyn Williams Full time

    A high-growth Community Banking client is seeking a Compliance Governance Manager to enhance the Bank's Compliance Management System (CMS). Reporting directly to the Chief Compliance Officer, you’ll be responsible for development and execution of CMS strategies, mitigation of compliance risks, strengthening regulatory controls, and delivering insightful...