Current jobs related to Senior Cco - Merrimack NH Hillsborough County NH New Hampshire United States - Fidelity Investments

  • Senior Credit Officer, Fund

    4 days ago

    New York, United States Grasshopper Bank Full time

    Senior Credit Officer, Fund & Sponsor BankingDepartment: CreditEmployment Type: Full TimeLocation: RemoteDescriptionGrasshopper Bank is a client-first, digital bank built for the business and innovation economy, with an obsession for providing leading-edge technology, solutions-driven products and superior service through a combination of passionate people...

  • Regional Credit Officer

    4 weeks ago

    , KS, United States Kansas Action for Children, Inc Full time

    at Equity Bank in Wichita, Kansas, United States Job Description Responsibilities and Expectations COMMERCIAL CREDIT UNDERWRITING Reviews credit analysts work to ensure quality and consistency across the department. Reviews credit presentations and discusses the credit requests / annual reviews with the Lender & Credit Analyst prior to submission to...

  • Compliance Officer

    4 weeks ago

    Chicago, IL, United States Jones Lang LaSalle Incorporated Full time

    LaSalle is seeking a highly skilled and motivated person to join our team as Compliance Officer. The ideal candidate will have an in-depth knowledge of broad compliance matters relating to both broker dealer and investment advisory activities, along with a deep understanding of the related regulatory requirements. The successful candidate will work closely...

  • Senior Compliance Analyst

    4 weeks ago

    Chicago, IL, United States Driehaus Capital Management LLC Full time

    Driehaus Capital Management LLC is a privately held investment management firm that manages global, emerging markets, US growth equity and alternative investment strategies. The firm has a diverse institutional client base comprised of corporate and public pensions, endowments, foundations, sub-advisory, family offices, wealth managers and financial...

  • Senior Compliance Officer

    2 weeks ago

    New York, United States JW Michaels & Co. Full time

    Position can sit in NYC or Stamford, CT.30B+ SEC RIA seeks a Senior Compliance Officer to join their growing team! Position will report directly to the DCCO and CCO, and also oversee 2 junior team members.In office schedule is 3 per week.Pre- and post-trade monitoring portfolio compliance of separate accounts, commingled funds, mutual funds, and UCITS.•...

  • Workplace Solutions

    3 weeks ago

    New York, NY, United States JPMorgan Chase & Co. Full time

    JPMorgan Asset & Wealth Management (“AWM”) has a new opening for a Workplace Solutions -FP&A Executive Director based in New York, NY. This position will report directly to the Chief Financial Officer (CFO) of Workplace Solutions with dotted line accountability to the Chief Commercial Officer (CCO) of Workplace Solutions. As a member of the Workplace...

  • Chief Commercial Officer

    3 weeks ago

    , MN, United States International Executive Service Corps Full time

    Job Summary: Minnetronix is an industry leader committed to innovation, customer satisfaction, and market growth. We offer a dynamic and supportive work environment, providing employees with opportunities for professional growth, competitive benefits, and a chance to shape the future of our industry. We are seeking a highly experienced and strategic Chief...

  • Senior Compliance Professional for Financial Services Firm

    2 weeks ago

    New York, New York, United States AJ Consultancy Full time

    We are seeking a Senior Compliance Professional to join our team at AJ Consultancy.Job ResponsibilitiesAs a key member of our compliance team, the successful candidate will be responsible for leading our compliance program, ensuring adherence to regulatory requirements and best practices in compliance management.Key responsibilities include establishing and...

  • VP of Corporate Communications

    1 month ago

    New York, United States Oldcastle Full time

    VP of Corporate Communications - New York, NY New York, NY, US, 10019 Job ID: 503270 CRH is a leading global diversified building materials group, employing over 75,800 people at more than 3,160 locations in 29 countries. CRH is the leading building materials company in North America and the world. We manufacture and distribute a diverse range of superior...

  • VP of Corporate Communications

    4 weeks ago

    New York, United States Oldcastle Full time

    VP of Corporate Communications - New York, NY New York, NY, US, 10019 Job ID: 503270 CRH is a leading global diversified building materials group, employing over 75,800 people at more than 3,160 locations in 29 countries. CRH is the leading building materials company in North America and the world. We manufacture and distribute a diverse range of superior...

  • Senior Director, Life Sciences

    4 weeks ago

    , NJ, United States Alvarez and Marsal Full time

    Description Alvarez & Marsal (A&M) is a premier independent global professional services firm specializing in providing turnaround management, restructuring, performance improvement, and corporate advisory services. At A&M, our Life Sciences practice provides a broad range of services for our clients who are operating in an industry with high risks and...

  • Executive Communications Strategist

    4 weeks ago

    New York, New York, United States CRH Full time

    CRH is a leading global diversified building materials group, employing over 75,800 people at more than 3,160 locations in 29 countries. CRH is the leading building materials company in North America and the world. We manufacture and distribute a diverse range of superior building materials, products, and solutions, which are used extensively in construction...

  • VP, BD- Strategic Deals

    4 weeks ago

    Delaware, IN, United States RxBenefits, Inc. Full time

    Reporting to the Chief Client Officer (CCO), the VP, Strategic Deals & Relations will lead the strategy to ensure a predictable revenue pipeline focused on strategic relationships within a complex sales organization. The VP, Strategic Deals & Relations is a proactive partner to the CCO, demonstrating full ownership of key partner relationships. To do so,...

  • Chief Commercial Officer

    4 weeks ago

    Chicago, IL, United States Spaulding Ridge LLC Full time

    We seek a visionary and results-oriented Chief Commercial Officer (CCO) to architect and execute our revenue generation strategies, driving firm-wide growth as a leading cloud and data solutions technology consulting firm. The ideal candidate will possess deep expertise in scaling sales operations while strategically aligning offerings with market demands....

  • Credit Officer, Fund

    2 months ago

    New York, United States Grasshopper Bank Full time

    Credit Officer, Fund & Sponsor BankingDepartment: CreditEmployment Type: Full TimeLocation: RemoteDescriptionGrasshopper Bank is a client-first, digital bank built for the business and innovation economy, with an obsession for providing leading-edge technology, solutions-driven products and superior service through a combination of passionate people and...

  • Chief Compliance Executive for Financial Services Company

    1 week ago

    New York, New York, United States AJ Consultancy Full time

    Job OverviewAJ Consultancy is seeking an experienced Chief Compliance Executive to lead our regulatory affairs efforts. The successful candidate will have a strong understanding of regulatory and self-regulatory agencies rules and regulations (specifically FINRA and SEC) with best practices in compliance management.The ideal candidate will have a minimum of...

  • Cyber Security Senior Manager, VP

    4 weeks ago

    Wilmington, NC, United States Barclays Full time

    What will you be doing? Barclays Services LLC seeks Cyber Security Senior Manager, VP in Wilmington, DE (multiple positions available): Supporting implementation of security culture and embedding of security controls into business change (BtB) and BAU (RtB) processes. Maintaining BU-specific view of control horizontal programs and articulate BU benefit....

  • Regulatory Affairs Specialist for Self-Clearing Firm

    1 week ago

    New York, New York, United States AJ Consultancy Full time

    Job DescriptionAJ Consultancy is looking for a highly skilled Regulatory Affairs Specialist to join our team. This is an excellent opportunity for an experienced Chief Compliance Officer to take on a new challenge and lead our regulatory affairs efforts.The successful candidate will have a strong background in regulatory compliance, with a minimum of 5 years...

  • Compliance Manager, Head of Program Governance

    3 weeks ago

    Boston, MA, United States Fanning Personnel Full time

    Compliance Manager, Head of Program Governance Job Code : 7000 Job Category : Compliance/Risk/Legal Job Type : Permanent Job Location : Date Posted : Feb 28 2023 Expires On : Mar 31 2023 Responsibilities : • Manage and coordinate compliance oversight/advice and delivery of service to business functions and programs as...

  • Locum CRNA need in Charlotte, NC

    3 months ago

    Charlotte, NC, United States Sumo Staffing Full time

    SPECIALTY: CRNA LOCATION: North Carolina JOB TYPE: Locum Tenens JOB NUMBER: 47538 DESCRIPTION: Schedule : Mon-Fri , 10 and 12 hour shifts Scope of Work : 33% peds, 33% Geriatrics, 33% Adult, primarily COH/CCOS doing Ortho, Ortho Trauma, General Surgery, GYN, Some Peds, No OB or NORA. Patients per day: 2-6 EMR : EPIC REQUIRED: NC License; active...

Senior Cco

1 month ago

Merrimack NH Hillsborough County NH New Hampshire United States Fidelity Investments Full time

The Enterprise Financial Crimes Compliance Enhanced Due Diligence (EFCC EDD) Manager will have responsibility for the coordination and timely execution of EDD reviews on Fidelity customers identified as higher risk from a financial crimes perspective. The EDD Manager will partner with Fidelity Legal, Risk and Compliance (LRC) organization team members while carrying out the EDD program in a manner that assists each Fidelity business unit in knowing their clients while proactively mitigating identified risks in a thoughtful, balanced and risk-based manner.
Fidelity is committed to a strong Enterprise-Wide Financial Crimes Compliance program that protects against the misuse of the Firms’ products and services for nefarious, illegal purposes. The EFCC group coordinates the day-to-day implementation of Fidelity’s financial crimes prevention efforts with responsibilities for the design, implementation, execution, governance, and oversight of the Firm’s Anti-Money Laundering (AML), Sanctions and Anti-Corruption programs.
Deep securities industry knowledge including comprehensive understanding of AML, Global Sanctions and Global Anti-Corruption regulations.
~6+ years of BSA/AML financial crimes compliance or comparable experience at a large financial institution, major consulting firm, regulatory agency, in law enforcement, or a combination thereof.
~ Experience in a senior Financial Crimes compliance role in the securities and/or asset management industry, with demonstrated ability to operate across diverse business units, innovative product sets and a broad array of customer segments, is preferred.
~ Certified Anti-Money Laundering Specialist (ACAMS)/Certified Fraud Examiner (CFE)/Certified AML and Fraud Professional (CAFP) is a plus.
~ Collaborates through a proactive/constructive dialogue with senior management, peer leaders, clients, committees, and regulators.
~ Ability to simultaneously identify, prioritize and address multiple issues and quickly respond to shifts in priorities.
~ Regulatory Compliance – Execute all aspects of the Financial Crimes Compliance EDD strategy and program across Fidelity legal entities, proactively engaging with business leaders and securities regulators.
Communication & Metrics – Focus on improving compliance analytics, metrics, transparency, and communications as they relate to the EDD program by producing regular reporting while using dashboards and business forums that galvanize leaders to action.
Assists with internal and external audit and regulatory engagements and oversight work including timely issue follow-up/remediation.
Partner with business leaders to promote a collaborative environment that helps the business meet its goals while ensuring it stays within its risk tolerance.
Provide senior management, various committees, and governance councils with updates on the regular, periodic status of the EFCC EDD Program.
Passionate about providing an unparalleled level of service to Fidelity business units and internal partners.

Fidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients’ money.
You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Fidelity’s hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. Most hybrid roles require associates to work onsite all business days of every other week in a Fidelity office.
Candidates who are presented with a Fidelity offer will need to go through a background investigation, detailed in this document , and may be asked to provide additional documentation as requested. This investigation includes but is not limited to a criminal, civil litigations and regulatory review, employment, education, and credit review (role dependent). These investigations will account for 7 years or more of history, depending on the role. Where permitted by federal or state law, Fidelity will also conduct a pre-employment drug screen, which will review for the following substances: Amphetamines, THC (marijuana), cocaine, opiates, phencyclidine.
We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.
Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. We welcome those with experience in jobs such as Billing and Posting Clerk, Accounting Manager, and Billing, Cost, and Rate Clerk and others in the Accounting and Finance to apply.