Internal Audit-Regulatory Validation Office
4 weeks ago
is a leading global investment banking, securities and investment management firm that provides a wide range of financial services to a substantial and diversified client base that includes corporations, financial institutions, governments, and individuals
Founded in 1869, the firm is headquartered in New York and maintains offices in all major financial centers around the world
We commit people, capital and ideas to help our clients, shareholders and the communities we serve to grow
Our people are our greatest asset - we say it often and with good reason
It is only with the determination and dedication of our people that we can serve our clients, generate long-term value for our shareholders and contribute to the broader public
We take pride in supporting each colleague both professionally and personally
From collaborative workspaces and ergonomic services to wellbeing and resilience offerings, we offer our people the flexibility and support they need to reach their goals in and outside the office
INTERNAL AUDIT
In Internal Audit, we ensure that Goldman Sachs maintains effective controls by assessing the reliability of financial reports, monitoring the firm's compliance with laws and regulations, and advising management on developing smart control solutions
Our group has unique insight on the financial industry and its products and operations
We're looking for detail-oriented team players who have an interest in financial markets and want to gain insight into the firm's operations and control processes
What We Look For
Goldman Sachs Internal Auditors demonstrate strong risk and control mindsets, analytical, exercise professional skepticism and are able to challenge and discuss effectively with management on risks and control measures
We look for individuals who enjoy learning about audit, businesses and functions, have innovative and creative mindsets to adopt analytical techniques to enhance audit techniques, building relationships and are able to evolve and thrive in teamwork and in a fast-paced global environment
YOUR IMPACT
As The Third Line Of Defense, Internal Audit's Mission Is To Independently Assess The Firm's Internal Control Structure, Including The Firm's Governance Processes And Controls, And Risk Management And Capital And Anti-financial Crime Frameworks, Raise Awareness Of Control Risk And Monitor The Implementation Of Management's Control Measures
In Doing So, Internal Audit
- Communicates and reports on the effectiveness of the firm's governance, risk management and controls that mitigate current and evolving risk
- Raise awareness of control risk
- Assesses the firm's control culture and conduct risks
- Monitors management's implementation of control measures
We are organized into global teams comprising business and technology auditors to cover all the firm's businesses and functions, including securities, investment banking, consumer and investment management, risk management, finance, cyber-security and technology risk, and engineering
Responsibilities
- Develop and maintain an in-depth understanding of the Firmwide Enterprise Risk Management Uplifts Program including its objectives, key governance and oversight structures
- Work closely with relevant Stakeholder's and their respective teams to support timely and coherent delivery of the independent validation of key commitments critical to the Firmwide Enterprise Risk Management Uplifts Program
- Review, support and facilitate updates and reviews with Internal Audit senior leadership, stakeholders and regulators, as required
- Plan and develop audit workprogram and test plan to ensure audit fieldwork is risk-based focused
- Perform the execution of audit testing and ensure documentation meets high quality standards
- Identify risks, assess mitigating controls, and make recommendations on improving the control environment
- Prepare commercially effective audit conclusions, and present to IA senior management and business stakeholders
- Team-oriented with a strong sense of ownership and accountability
- Strong interpersonal, and relationship management skills
- Strong verbal and written communication skills
- Solid analytical skills
- Strong knowledge of risk management and regulatory expectations at large financial institutions
- Highly motivated with the ability to multi-task and remain organized in a fast-paced environment
- 3+ years of experience in a public accounting or internal audit role within the financial services industry or a related control function
- 4-year degree in a finance, accounting, or quantitative discipline, and ideally a graduate degree in a related subject
- Knowledge on financial and non-financial risk management is a plus
- Relevant certification or industry accreditation (e.g., CPA, CFA, CIA) is a plus
The expected base salary for this New York, New York, United States-based position is $85000-$140000
In addition, you may be eligible for a discretionary bonus if you are an active employee as of fiscal year-end
Benefits
Goldman Sachs is committed to providing our people with valuable and competitive benefits and wellness offerings, as it is a core part of providing a strong overall employee experience
A summary of these offerings, which are generally available to active, non-temporary, full-time and part-time US employees who work at least 20 hours per week, can be found here
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