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Director, Regulatory Assurance and Validation

5 months ago

New York, United States Ashton Lane Group, Inc Full time
Job DescriptionJob Description
Leadership position supporting the CCAR design and testing for an innovative global bank

Responsibilities:
  • Oversight of the planning, performance, and independent validation to safeguard external reporting integrity, including CCAR and liquidity control environment.
  • Managing the team that executes adherence, control, and substantive testing procedures through periodic reviews of regulatory filings and controls.
  • Leading regulatory reporting validation testing including regulatory reporting quality assurance, capital planning (CCAR), and liquidity control validation.
  • Providing guidance for the purpose of ensuring feedback that enhances the accuracy of reports submitted to regulators.
  • Partnering with key stakeholders in regulatory reporting to identify areas of regulatory reporting improvements, including identifying process enhancements and issues that require remediation.
  • Working closely with the Head of Financial Risk and Controls to oversee and coordinate the regulatory reporting validation program in order to meet and exceed deadlines, track and document overages, identify and implement process improvements, and prepare status reporting.

    Requirements:
  • Proven experience growing and developing teams responsible for performing audit, quality assurance and/or regulatory reporting compliance work, which conforms to professional standards and/or regulatory requirements.
  • Embody an audit-style approach that meets or exceeds program standards, primarily through oversight, training and mentoring team members across multiple locations.
  • Experience standing up and running capital planning and regulatory reporting functions within financial services.
  • Potential experience might come from a combination of public accounting (Big 4 or large regional accounting firm), internal audit, and/or quality assurance execution, although other relevant experience related to CCAR will be considered.
  • Critical thinking and analytical abilities, including problem solving and time management skills.
  • Ability to work in partnership with others to persuasively promote effective controls around regulatory reporting.
  • A Bachelors (or Masters) Degree in Accounting (preferred), Finance, or related field.
  • Strong / broad understanding of banking regulations including and other regulatory reporting requirements

    For immediate consideration, please forward resume and contact details to: info@ashtonlanegroup.com

    Ashton Lane Group is a boutique executive recruitment firm serving the Banking, Insurance, and Alternative Investment sectors. For the latest opportunities, visit www.AshtonLaneGroup.com

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