PAYROLL AND COMPLIANCE OFFICER

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

A long standing community bank is looking to add a Compliance Officer to their team! In this role, you will be ensuring compliance with State and Federal consumer protection regulations. This role reports to the SVP of Compliance and sits 5 days in office in Austin, Texas. Responsibilities: Assist in managing the Bank's CRA program & Fair Lending program...

We are a full-service CPA firm with offices in Northern Colorado and Wyoming with a focus on superior client service for our small business clients. We take work/life balance to another level by allowing our employees 32 Fridays off per year. We've developed a culture to support learning and each other. We are looking to add another Bookkeeper/Payroll...

Oversee the day-to-day activities of the Payroll team ensuring timely and accurate payroll processing and compliance with SOX requirements, Corporation policies, federal, state, and local regulations Analyze payroll tax issues and provide recommendations for solutions relating, but not limited to employee mobility, reciprocal taxation, stock taxation and...

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Assist with formal FINRA, CBOE, and ICE firm examinations Research and prepare memos on relevant SRO and Federal Securities Laws Conduct meetings with relevant Senior Executives for...

We have a current opportunity for a Compliance Officer on a permanent basis. The position will be based in Chicago. For further information about this position please apply. Responsibilities: Manage FINRA CRD, including the Firm's BD licenses, individual U-4 registrations, and exchange memberships. Perform routine and daily surveillance reviews involving...

The Regulatory Compliance Administrator collaborates with providers, managers, and staff to assist departments, clinics, and/or service lines in implementing, coordinating, and monitoring compliance practices. This incumbent is responsible for conduc Compliance Officer, Clinical, Compliance, Officer, Clinic, Patient Care

A bank in Oklahoma is looking to add a BSA Compliance Officer to their team! While reporting to the CFO, you will be responsible for ensuring that requirements of regulatory laws, Bank Secrecy Act (BSA) and Community Reinvestment Act (CRA) are being integrated in the bank's policies and procedures. This position will sit hybrid 3 days in Lawton, OK. ...

Job Description Interactive Brokers LLC is looking for a motivated and talented Compliance Testing Officer who is knowledgeable of U.S. securities and/or commodities regulations, and has appropriate experience at a broker / dealer, regulatory agency, exchange, accounting firm or law firm. In particular, we are looking for someone with experience in...

A mid sized bank is looking to add a Chief Compliance Officer to the team! In this role you will oversee the development, implementation, and maintenance of policies, reporting frameworks, procedures, and training programs for employees across the organization. This individual advises the Board of Directors and executive management on appropriate measures to...

Overview of BNY Mellon: BNY Mellon is a global financial services company focused on helping clients manage and service their financial assets, operating in 35 countries and serving more than 100 markets. BNY Mellon is a leading provider of financial services for institutions, corporations, and high-net-worth individuals, providing superior asset management...

We're a well-established Engineering Firm in need of a full-time Office/Financial Manager to manage the hub of our information flow. We're a small but growing company, so we all wear multiple hats and are engaged in the big picture to deliver projects for our clients. Though this position is a supportive role, it is integral to the success of our...

There is a Payroll Coordinator position for a growing Healthcare Staffing organization that would love to have you on board. They offer base salary with full benefits and PTO. The environment is a family like feel with a work life balance lifestyle. This will be Monday through Friday in office in New York, NY. If you are looking to learn and grow, this is a...

Tria Company is seeking a qualified candidate to fill our full-time Human Resource & Payroll Administrator position.   RESPONSIBILITIES Maintain and verify employee filesProcess payrollManage employee changes (wage changes, leave of absence, etc)Management reportingProcess verification of employment, unemployment claims, support ordersCommunicate with...

Tria Company is seeking a qualified candidate to fill our full-time Human Resource & Payroll Administrator position.   RESPONSIBILITIES Maintain and verify employee filesProcess payrollManage employee changes (wage changes, leave of absence, etc)Management reportingProcess verification of employment, unemployment claims, support ordersCommunicate with...

This is a continuous recruitment and will remain open until filled.  The proposed monthly salary range of $7,264 - $8,829 will take effect July 1, 2024, upon City Council approval.The City of Chino has an excellent opportunity for an accomplished accounting professional to join the Payroll Division of the Finance Department.Definition: Under general...

JOB TITLE - Control Room Compliance Officer STRUCTURE - Hybrid JOB SUMMARY: Include, but are not limited to: Provide Firm Compliance policy guidance with respect to Information Barriers and Investment Banking Conflicts of Interest. Conduct training on the Firm's policies and procedures relating to Information Barriers. Monitor securities law and related...

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office. Location: Hybrid in New York City The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements and its state money...

Job DescriptionResponsibilities Obtain and file fully executed copy of the agreements for reporting. Maintains share point or other related sites. Communicate findings to the requestor and department leadership. Provide compliance review industry support agreements for educational activities and fellowships. Prepare written feedback to department...

We're a well-established Engineering Firm in need of a full-time Office/Financial Manager to manage the hub of our information flow. We're a small but growing company, so we all wear multiple hats and are engaged in the big picture to deliver projects for our clients. Though this position is a supportive role, it is integral to the success of our company. We...