Chief Compliance Officer, B2B Payments

3 weeks ago

New York NY United States Larson Maddox Full time

A Business to Business (B2B) payments tool is hiring a Chief Compliance Officer in the New York City Office.

Location: Hybrid in New York City

The Chief Compliance Officer will be responsible for developing and supporting the implementation of a program to ensure compliance with all relevant legal and regulatory requirements and its state money transmission licensed affiliate.

This position will require the incumbent to develop and implement the policies and procedures together with appropriate training and second line testing and oversight to ensure the payment tool achieves its high standards for sound, ethical and fully compliant operations in all aspects of its business.

Qualifications:

  • 10+ years in a senior compliance role at a regulated financial services company with a track record of building teams and delivering the outcomes described in the summary above.
  • Development and delivery of comprehensive policies and working with relevant stakeholders to implement policies through appropriate process and procedures
  • Development and delivery of training programs
  • Development and delivery of second line testing programs to ensure the programs are operating as intended and in compliance with applicable legal and regulatory requirements
  • Direct experience in dealing with financial services regulatory authorities across a range of compliance topics and requirements, including participation in examinations, regulatory reviews, and remediation of regulatory findings
  • Demonstrated ability to make practical recommendations based on a strong understanding of regulatory expectations and a deep knowledge of industry best practices
  • Demonstrated ability to work across functional lines and to collaborate with stakeholders who need guidance on how to make the shift into a regulatory environment for the first time

Bonus points:

  • Experience working in an early-stage fintech
  • Familiarity with B2B payments and credit card programs
  • Familiarity with state money transmission licensing and regulation

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