SEC Compliance Associate

We are seeking a compliance individual who is to join an exciting client of ours who is growing and expanding their headcount. Looking for someone who is experienced in SEC compliance regulations and procedures. ResponsibilitiesStay current with SEC regulations, industry standards, and applicable laws to ensure company compliance, including the development,...

We are seeking a compliance individual who is to join an exciting client of ours who is growing and expanding their headcount. Looking for someone who is experienced in SEC compliance regulations and procedures. ResponsibilitiesStay current with SEC regulations, industry standards, and applicable laws to ensure company compliance, including the development,...

The Senior Compliance Associate, Advisory, has the responsibility of performing tasks related to the development of policies and procedures, assisting in internal and external audits, the filing of the required documentation under SEC regulations and other compliance related tasks. Works with the department leader in the development of reports and...

The Senior Compliance Associate, Advisory, has the responsibility of performing tasks related to the development of policies and procedures, assisting in internal and external audits, the filing of the required documentation under SEC regulations and other compliance related tasks. Works with the department leader in the development of reports and...

Job DescriptionJob DescriptionOur client is a well-established investment advisory firm that specializes in providing investors with access to middle market credit. They are looking to hire an SEC Accountant to join their Finance Team and report to the Accounting Manager and the Managing Director of Public Fund Accounting. Key job duties include assisting...

Chief Compliance Officer Responsibilities: Overseeing SEC registration for a new investment adviser focused on infrastructure, including filing Form ADV. Developing and implementing a compliance program with tailored policies and procedures. Fostering a strong culture of compliance across the firm. Conducting risk assessments and compliance reviews,...

A leading Investment Management firm in Miami and looking to hire their first Chief Compliance Officer. They are a highly successful and dynamic firm, primarily focused in various sectors such as renewable energy, power, social and environmental infrastructure, transportation, digital infrastructure, and energy.Chief Compliance Officer...

A leading Investment Management firm in Miami and looking to hire their first Chief Compliance Officer. They are a highly successful and dynamic firm, primarily focused in various sectors such as renewable energy, power, social and environmental infrastructure, transportation, digital infrastructure, and energy.Chief Compliance Officer...

A leading Investment Management firm in Miami and looking to hire their first Chief Compliance Officer. They are a highly successful and dynamic firm, primarily focused in various sectors such as renewable energy, power, social and environmental infrastructure, transportation, digital infrastructure, and energy.Chief Compliance Officer...

Larson Maddox, a leading investment management firm, is seeking a seasoned Chief Compliance Officer to oversee the regulatory aspects of their infrastructure-focused investment adviser. The ideal candidate will have a strong background in compliance and a deep understanding of the SEC's regulations.Key Responsibilities:Develop and implement a comprehensive...

SEC Reporting Manager Job DescriptionThe Execu|Search Group is seeking a highly skilled SEC Reporting Manager to join their team. As a key member of the Financial Reporting team, you will play a critical role in ensuring accurate and timely financial reporting for Icahn Enterprises Holdings L.P. and its subsidiaries.Key Responsibilities:Financial Statement...

Exciting Opportunity: A prominent role for a Compliance Officer is available within a reputable broker-dealer. This position offers remarkable prospects for professional advancement with a flexible work arrangement.Key Responsibilities:Risk and Compliance ManagementPerform audits and evaluations of broker/dealer branch offices to ensure adherence to...

About BetrFounded in 2022 by Joey Levy and Jake Paul, Betr is a leading sports gaming and sports media company focused on enhancing the consumption of sports through entertainment. Betr's gaming products are differentiated through a unique product experience with a simplified user interface that is catered to the casual sports fan, enabling Betr to capture...

About Betr Founded in 2022 by Joey Levy and Jake Paul, Betr is a leading sports gaming and sports media company focused on enhancing the consumption of sports through entertainment. Betr's gaming products are differentiated through a unique product experience with a simplified user interface that is catered to the casual sports fan, enabling Betr to capture...

Are you passionate about bringing life-changing medicines to patients around the world? Here's your chance to work with a dynamic global Clinical Research Organization (CRO) that is dedicated to making a real impact in the world of healthcare. This organization seamlessly integrates Clinical Development, Clinical Trial Supply (CTS), and Early Access Programs...

We are currently partnered with a leading Insurance firm seeking a detail-oriented and adaptable Compliance Associate to join their team. In this role, you will support fundamental compliance tasks under the guidance of their Legal department. The focus will be on enhancing and streamlining compliance processes and implementing regulations...

We are currently partnered with a leading Insurance firm seeking a detail-oriented and adaptable Compliance Associate to join their team. In this role, you will support fundamental compliance tasks under the guidance of their Legal department. The focus will be on enhancing and streamlining compliance processes and implementing regulations...

We are currently partnered with a leading Insurance firm seeking a detail-oriented and adaptable Compliance Associate to join their team. In this role, you will support fundamental compliance tasks under the guidance of their Legal department. The focus will be on enhancing and streamlining compliance processes and implementing regulations...

We are currently partnered with a leading Insurance firm seeking a detail-oriented and adaptable Compliance Associate to join their team. In this role, you will support fundamental compliance tasks under the guidance of their Legal department. The focus will be on enhancing and streamlining compliance processes and implementing regulations...

Are you passionate about bringing life-changing medicines to patients around the world? Here's your chance to work with a dynamic global Clinical Research Organization (CRO) that is dedicated to making a real impact in the world of healthcare. This organization seamlessly integrates Clinical Development, Clinical Trial Supply (CTS), and Early Access Programs...