Assistant Controller

3 weeks ago


New York, United States Yoh, A Day & Zimmermann Company Full time

Assistant Controller

Location: NYC

Type: Onsite


Requirements:

• Bachelor’s and/or Master’s degree in Accounting and 7+ years of financial services accounting experience

• Previous experience in controllership function at a broker dealer, clearing firm, or financial services industry company

• FINRA Series 27 preferred or ability to obtain series 27 within a reasonable amount of time after they are hired.

• CPA preferred

• Experience with the net capital and customer reserve computations pursuant to SEC Rules 15c3-1 and 15c3-3 is a plus

• Outstanding project management, communication and interpersonal skills

• Strong commitment to accuracy and attention to detail to ensure quality work

• Able to carefully manage multiple priorities as well as possess a strong sense of urgency towards meeting deadlines and resolving open issues

• Strong analytical and critical thinking skills, including the ability to effectively problem solve and make decisions

• Experience working in an extremely dynamic, fast-paced and results oriented environment, prioritization, and ability to complete multiple projects simultaneously

• Proficiency with Microsoft Office, specifically Excel


Responsibilities:

• Assist Controller to ensure financial records are accurate and compliant with regulatory requirements and industry standards

• Coordinate and supervise the monthly accounting close, including the performance of key accounting controls

• Perform detailed review of monthly account reconciliations and variance analysis MTD/YTD on an account level basis and legal entity level

• Oversee general ledger account maintenance and data entry ensuring records systems are maintained in accordance with GAAP

• Assist in the coordination of audits (internal and external) and review the audited financial statements and related regulatory reports for various regions

• Review A/P invoices; monitor expense allocation and postings to General Ledger

• Collaborate with Operations, Information Technology and Compliance

• Respond to and/or lead special projects and ad-hoc requests


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