Regulatory Reporting Consultant

2 weeks ago


New York, United States Lenmar Consulting Inc Full time

Title: Regulatory Reporting Consultant - CCAR

Location: New York, NY

Remote/Hybrid/Onsite: Onsite

Position Type: Contract

Duration: 12 Months +

Rate: $53/hr-$58/hr

Role Overview

The candidate will have regular interaction with various teams across the global Finance organization as the PMO for FR Y-14Q (CCAR) filings to strengthen and streamline the communication framework.

Responsibilities

  • Monitor and implement instructions and forms changes as necessary
  • Assist in the coordination and communication of the CCAR (FR Y-14Q) instruction changes and FAQs to the relevant teams including Reg Reporting providers, treasury, and attestation leads to confirm the implementation and ownership of controls/attestations.
  • Assist in the coordination and communication of Client Bank inquiries.
  • Act as a liaison between the FRB and the report SMEs.
  • Manage and foster a strong relationship with FRBNY
  • Assist in coordination, preparation, response, and issue management across Regulatory Exams and Internal 2nd and 3rd line reviews. Leverage expertise, framework, approach and lessons learned across Regulatory exams.
  • Develop remediation plans for findings issued during regulatory exams, internal audits and regulatory reporting quality assurance reviews- Assist in the coordination and communication of the CCAR production calendar to relevant teams including Reg Reporting providers, treasury, and attestation leads to confirm process timeline and ownership of controls/attestations.
  • Assist in materiality assessment process which includes assessing open issues for their impact on CCAR- Progress controller led adoption of Digital tools (i.e. Alteryx , MS Viz, UI Path).
  • Participate in Regulatory Reporting training agenda.
  • Ensure development and timely update of regulatory reporting policies and procedures.

Qualifications

  • BS/BA in Accounting, Finance or related area and 8+ years relevant Regulatory Reporting or closely related industry experience.
  • Relevant governance, audit, control, and leadership experience, specifically in areas of accounting, risk management, and finance in a large financial institution
  • Regulatory Reporting preparation and leadership experience, with specific knowledge of FR Y14, FR Y9C and/or Capital reporting a plus
  • Strong executor that can lead across organizational lines and drive progress on priorities and issues.
  • Ability to communicate complex ideas in a clear and concise manner, shaping the opinions and actions of key stakeholders and gaining their trust.
  • Proficiency in MS Office applications, i.e., Excel, PowerPoint.
  • Excellent analytical, quantitative, and problem-solving skills.
  • Strong communication, organizational and time management skills.
  • Ability to work under the pressure of deadlines.
  • Ability to handle and resolve recurring challenges and problems.

If you believe you're a suitable fit for this position, please apply directly with your most updated resume. Our organization values effective communication, although it's important to understand that we may not always be able to provide application updates to every candidate. If, following a review of your profile, we identify you as a potential match, a recruiter will contact you directly to discuss your candidacy.



  • New York, United States Cat America Full time

    Job DescriptionJob DescriptionJob Description:We are seeking a skilled Regulatory Reporting Developer to join our dynamic team in New York City. The ideal candidate will possess expertise in Alteryx, Power BI, and Python, along with hands-on experience in regulatory reporting within the banking sector, particularly CCAR (Comprehensive Capital Analysis and...


  • New York, United States Prometheum Full time

    **About Us: - ** Since its founding in 2017, Prometheum has leveraged its deep expertise in securities law, blockchain and trading to create a compliant ecosystem for digital asset securities that enables all investors to seamlessly invest in digital assets securities. Prometheum has relied on its strong diverse team to build the required tools to service...


  • New York, United States Jane Street Full time

    About the Position We are looking for a Regulatory Reporting Analyst to join our Compliance team and help us meet our firmwide reporting obligations. You'll develop a broad understanding of our trade flows, the evolving regulatory landscape, and the systems that keep us compliant as you work with colleagues across the firm alongside our Technology, Trading,...


  • New York, United States Connect Life Science Full time

    Regulatory Affairs Consultant Cambridge MA, Remote with occasional site time Medical Device 6 month contract - 40 hours per week Competitve hourly rate A MedTech company based in Massachusetts specializing in Class 2 Medical Device solutions are looking to hire a contractor for a 6-month renewable contract to support with product submissions in multiple...


  • New York, United States The Rockridge Group Full time

    Job DescriptionJob DescriptionJob Description:The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management...


  • New York, United States The Rockridge Group Full time

    Job DescriptionJob DescriptionJob Description:The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management...

  • Liquidity Risk Regulatory Reporting SME

    Found in: Appcast Linkedin GBL C2 - 3 weeks ago


    New York, United States Arrayo Full time

    Liquidity Risk Regulatory Reporting Subject Matter Expert Arrayo is actively seeking a detail-oriented and experienced Liquidity Risk Regulatory Reporting SME/Business Analyst to join our team. The successful candidate will play a crucial role in ensuring the accuracy and integrity of regulatory reporting data through in-depth analysis, data mapping, and...


  • New York, United States Tandym Group Full time

    A tech investment firm in New York City is currently seeking an experienced Finance professional to join their growing team as their new Head of Regulatory Reporting Swap Dealer. In this role, the Head of Regulatory Reporting Swap Dealer will be responsible for establishing, maintaining, and developing the company's swap dealer financial and regulatory...


  • New York, United States Citi Full time

    The Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will have a high level of visibility within the organization with opportunities...


  • New York, United States Citi Full time

    The Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will have a high level of visibility within the organization with opportunities...


  • New York, United States Mizuho Americas Services, LLC Full time

    This position is primarily responsible for testing and validating multiple regulatory reports to ensure that reports are prepared in accordance with regulatory reporting instructions, guidance, regulators expectations and industry best practices and Quality Assurance, Regulatory, Financial, Reporting, Quality, Assurance, Business Services

  • Senior Consultant

    Found in: Resume Library US A2 - 3 days ago


    New York County, New York, United States Sia Partners Full time

    Job Description Our rapidly growing consulting firm is seeking a highly skilled Senior Consultant & Business Analyst with expertise in regulatory technology and compliance analytics. The ideal candidate will support our emerging Regulation Technology team which collaborates broadly with our Risk and Compliance Advisory group. This role involves assisting...

  • VP, Global Regulatory Reporting Lead Analyst

    Found in: beBee S US - 2 weeks ago


    New York City, United States Citi Full time

    The Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will have a high level of visibility within the organization with opportunities...

  • Consultant Pharmacist

    Found in: beBee jobs US - 2 days ago


    New York, New York, United States Pharmacy Consultant Full time

    Complete medication reviews as required by federal and state regulation.Perform monthly or quarterly Medication Regimen Reviews (MRR) as required by federal and state regulation.Provide written reports of these reviews to facility staff including the Director of Nursing, Medical Director, and Administrator.Must have an Active Pharmacy license in good...


  • New York, United States Tandym Health Full time

    A New York City-based financial services organization is currently seeking an experienced professional to join their staff as their newVP, Regulatory Reporting. In this role, the VP, Regulatory Reporting will be responsible for drivingchange that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards...


  • New York, United States Tandym Health Full time

    A New York City-based financial services organization is currently seeking an experienced professional to join their staff as their newVP, Regulatory Reporting. In this role, the VP, Regulatory Reporting will be responsible for drivingchange that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards...


  • New York, United States FORVIS Full time

    Description & Requirements At FORVIS, your career is designed with a purpose. We want our team members to thrive professionally and feel the impact their work yields when serving clients, industries, and local communities. This starts by empowering team members to design a career journey that leverages their skills and fuels their passions. Creating a...

  • Regulatory Advisory Senior Consultant

    Found in: Talent US C2 - 2 days ago


    New York, United States FORVIS Full time

    Requisition Number2232430 Description & Requirements At FORVIS, your career is designed with a purpose. We want our team members to thrive professionally and feel the impact their work yields when serving clients, industries, and local communities. This starts by empowering team members to design a career journey that leverages their skills and fuels their...


  • New York, New York, United States BNY Mellon Full time

    Overview Regulatory Analysis and Reporting - Provides coordination and oversight over regulatory reporting and ensures compliance with corporate policies and local country policies regarding the accuracy of data being reported and the systems in place to identify issues and errors. Acts as the top escalation point for issues concerning connections with...

  • VP Regulatory Affairs

    Found in: Appcast US C2 - 2 weeks ago


    New York, United States Discera Search Full time

    Lead the regulatory efforts for IND-enabling activities, including the preparation of the Investigational New Drug (IND) application for our groundbreaking oncology and CNS therapies targeted for submission this year and early next.Be the go for all things regulatory and acting as a key voice to the future of all trials, SOPs and strategy for these early...