VP AML

1 week ago

New York, United States Crédit Agricole CIB Full time

Summary:


This position is placed within the Advisory group of the Financial Security team. The position's main responsibilities are centered on the following: reviewing and validating high risk KYC files, and providing AML and/or sanctions related guidance to the Bank’s staff on proposed transactions. He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act.


Key Responsibilities:


  • Review and validation of High Risk KYC files to ensure completeness and compliance with Bank policies and Regulatory Requirements.
  • Review and issue regulatory guidance to Bank staff on proposed activities and transactions.
  • Assist with the analysis of updates in regulations and/or policies to ensure that the Bank is compliant with US regulations, as well as the Bank’s policies and procedures.
  • Assist with the implementation of any new requirements that come as a result of new regulations or policies and procedures.
  • Provide guidance to Front Office and Support staff on AML specific queries concerning proposed customers and/or transactions.
  • Assist with analysis of data for the Bank's BSA/AML and OFAC Risk Assessments.


Management and Reporting:

The position reports directly to the Head of Advisory – Financial Security.


Key Internal Contacts:

The employee will most likely interact on a regular basis with the Client On Boarding group, Front Office personnel, Head Office Compliance personnel, and IT support.


Key External Contacts:

The employee may have occasion to interact with external auditors and/or regulators during exams.


KNOWLEDGE AND SKILLS

Qualifications/Education Required:

College Degree


Experience Required:

5-10 years

CAMS Certification


Competencies:

Knowledge of US AML and OFAC regulations

Knowledge of International AML and Sanctions regulations


Skills & Knowledge Requirements:

IT Knowledge of Payment systems

IT Knowledge of AML tools

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