Compliance Analyst

1 month ago

Hollywood, United States A&D Mortgage LLC Full time

A&D Mortgage is a Florida-based Nationwide Mortgage Lender providing successful residential and commercial loans for over 20 years. With a team of 200+ employees across the United States, we represent our A+++ service in 40+ states.

We are seeking a Compliance Analyst.


The Compliance Analyst is responsible for reviewing loan files to verify accuracy and completeness, reporting any discrepancies identified, and making recommendations to eliminate reporting errors. This role also performs reviews on loan documents to confirm that they meet regulatory standards, including TRID document review audits, assists in developing and updating compliance policies and procedures for the HMDA Compliance department, and manages workflow, pipelines, and data collection. The Compliance Analyst also audits Statements of Denial and Incompleteness to borrowers, collaborates with other departments to address compliance-related issues, and assists the post-closing department with post-closing audits. Additionally, the Compliance Analyst is responsible for any and all compliance duties, including preparing HMDA reporting and conducting HMDA loan file reviews, and regulatory compliance reporting tasks, including NMLS mortgage call report, state-level monthly, and quarterly reporting.


Duties and Responsibilities

  • Review loan files to verify accuracy and completeness
  • Report any discrepancies identified and make recommendations to eliminate reporting errors
  • Perform reviews on loan documents to ensure regulatory standards are met, including TRID document review audits
  • Assist in developing and updating compliance policies and procedures
  • Manage workflow, pipelines, and data collection
  • Perform audits on loan files
  • Audit Statements of Denial and Incompleteness to borrowers
  • Collaborate with other departments to address compliance-related issues
  • Assist the post-closing department with post-closing audits
  • Handle any and all compliance duties, including preparing HMDA reporting and conducting HMDA loan file reviews
  • Handle regulatory compliance reporting tasks, including NMLS mortgage call report, state-level monthly, and quarterly reporting

Qualifications

  • Bachelor's degree in a relevant field (e.g., Business, Finance, Law)
  • Certified Regulatory Compliance Manager (CRCM) certification preferred
  • Minimum of 2-3 years of experience in compliance or a related field
  • Strong understanding of regulatory standards and compliance requirements
  • Excellent analytical and problem-solving skills
  • Strong attention to detail
  • Effective communication and interpersonal skills
  • Ability to work independently and as part of a team
  • Proficiency in Microsoft Office Suite


Equal Opportunity Employer

At A&D Mortgage, we value diversity and are an equal opportunity employer. We do not discriminate on the basis of race, religion, color, national origin, sexual orientation, age, marital status, veteran status, or disability status.

Reasonable Accommodation

If you require reasonable accommodations to participate in the job application or interview process, perform crucial job functions, or receive other benefits and privileges of employment due to a disability, please contact us to request accommodation.

If you meet the qualifications for this Financial Controller position and are interested in joining our team, please apply through our website or send your resume and cover letter to our HR department. Thank you for considering A&D Mortgage as your potential employer, and we look forward to hearing from you.

  • Compliance Analyst

    4 weeks ago

    Hollywood, United States A&D Mortgage LLC Full time

    A&D Mortgage is a Florida-based Nationwide Mortgage Lender providing successful residential and commercial loans for over 20 years. With a team of 200+ employees across the United States, we represent our A+++ service in 40+ states. We are seeking a Compliance Analyst.The Compliance Analyst is responsible for reviewing loan files to verify accuracy and...

  • Compliance Analyst

    3 weeks ago

    Hollywood, United States A&D Mortgage LLC Full time

    A&D Mortgage is a Florida-based Nationwide Mortgage Lender providing successful residential and commercial loans for over 20 years. With a team of 200+ employees across the United States, we represent our A+++ service in 40+ states. We are seeking a Compliance Analyst. The Compliance Analyst is responsible for reviewing loan files to verify accuracy and...

  • Compliance specialist 3

    2 weeks ago

    Hollywood, United States Randstad Full time

    A top healthcare company is looking for a Compliance Analyst in Pembroke Pines, FL!! This role is mostly remote going into the office on the 4th Wednesday of each month Duties: The main function of a Compliance Specialist is to coordinate and oversee the development, maintenance, implementation, and revision of policies and procedures and other documents...

  • Financial Reporting Analyst Senior

    3 weeks ago

    Hollywood, United States Amerant Bank Full time

    This position supports team Leads in the process of: (i) compliance with periodic financial reporting requirements of Federal banking regulators (Federal Reserve, OCC, FDIC) and other bank regulatory authorities as needed, (ii) compliance with period Reporting Analyst, Financial, Senior, Accounting, Reporting, Analyst, Technology

  • Program Financial Analyst

    1 week ago

    Hollywood, United States Dayton T. Brown, Inc. Full time

    **Program Financial Analyst** **Hollywood, MD** **Dayton T. Brown** is a world class leader in Engineering & Test, Tech Publications and Military Missions Systems that has been in business for over 70 years! If you're ready for the challenge to work at a dynamic organization, **Dayton T. Brown, Inc**. Mission Systems Division Hollywood MD has a career...

  • Technical Operations Analyst

    1 month ago

    Hollywood, Florida, United States ClassWallet Full time

    ClassWallet, a leading financial technology company in the United States, is seeking to hire a Technical Operations Analyst to join our team.ClassWallet is a financial technology company serving agencies delegated responsibility to manage public funds. Agencies use ClassWallet to get public funds to the right people, and ensure the funds are used for the...

  • Business Analyst

    4 weeks ago

    Hollywood, United States Vohra Wound Physicians Full time

    MUST LIVE IN SOUTH FL - THIS IS NOT REMOTEVohra Wound Physicians is a dynamic and innovative physician management group with cutting-edge proprietary systems. The company is currently looking for a highly process-driven Senior Business Analyst with good technical writing skills to liaise between department stakeholders and the well-integrated, in-house...

  • Business Analyst

    1 month ago

    Hollywood, United States VOHRA Wound Physicians Full time

    MUST LIVE IN SOUTH FL - THIS IS NOT REMOTE Vohra Wound Physicians is a dynamic and innovative physician management group with cutting-edge proprietary systems. The company is currently looking for a highly process-driven Senior Business Analyst with good technical writing skills to liaise between department stakeholders and the well-integrated, in-house...

  • Principal Solution Analyst

    5 days ago

    Hollywood, United States INSPYR Solutions Full time

    Title: SAP ECC HCM Principal Solutions Analyst Location: Remote Duration: 6 months with possible extensions Compensation: 75/HR Work Requirements: US Citizen, GC Holders or Authorized to Work in the U.S. Overview The Solution Analyst is responsible for ensuring technology solutions address business requirements and achieve the identified business outcomes....

  • Sr. Financial Analyst

    6 days ago

    West Hollywood, United States Cypress HCM Full time

    Sr. Financial Analyst Overview: We are looking for a Senior Financial Analyst to join a highly analytical and dynamic team with high visibility and collaboration across the businesses. The Senior Financial Analyst will immediately contribute to a range of strategic projects and high priority initiatives, helping to drive insights and analysis to solve...

  • Senior Epic Analyst- Healthy Planet

    2 days ago

    Hollywood, United States Gravity IT Resources Full time

    To Apply for this Job Click Here Position Title: Sr. Epic Analyst- Healthy Planet & Interoperability Position Type: Direct Hire Location: 100% Remote (Preference to reside in the Miami/ Fort Lauderdale area) Work Eligibility: U.S. Citizen or Green Card Holders only. Referral Fee: $2,500 +/- Position Overview: The Sr. Epic Analyst is responsible for...

  • Sr. Financial Analyst

    1 week ago

    West Hollywood, United States Cypress HCM Full time

    Sr. Financial AnalystOverview:We are looking for a Senior Financial Analyst to join a highly analytical and dynamic team with high visibility and collaboration across the businesses. The Senior Financial Analyst will immediately contribute to a range of strategic projects and high priority initiatives, helping to drive insights and analysis to solve business...

  • Senior Financial Analyst, Data Analytics, Participations

    1 month ago

    Hollywood, Florida, United States Paramount Full time

    CBS Studios Group is looking for a Senior Financial Analyst, Data Analytics to join a highly analytical and dynamic team with high visibility and collaboration across the Paramount Global businesses. The Senior Financial Analyst will immediately contribute to a range of strategic projects and high priority initiatives, helping to drive insights and analysis...

  • Sr. Business Analyst

    3 weeks ago

    Hollywood, United States World Emblem Full time

    World Emblem is one of the world’s leading suppliers in high quality decorations. We offer a variety of FlexStyle, custom embroidered, sublimated, high-visibility striping, transfers, and more. Our product quality is complemented by its high level of customer satisfaction. With an average of less than 5 days on most products, World Emblem has one of the...

  • Digital Enablement, Business Analyst

    4 weeks ago

    Hollywood, United States Amerantbank Full time

    Promotes optimal use of digital processes by engaging a series of best practice competencies and tools.  Seeks to understand business processes and improve them through leading discovery workshops and optimization sessions. Recommends and champions change, and provides curated content and guidance to boost adoption of  these processes once digitized and...

  • Digital Enablement, Business Analyst

    1 month ago

    Hollywood, United States Amerantbank Full time

    Job DescriptionJob DescriptionPromotes optimal use of digital processes by engaging a series of best practice competencies and tools. Seeks to understand business processes and improve them through leading discovery workshops and optimization sessions. Recommends and champions change, and provides curated content and guidance to boost adoption of these...

  • Principal Quality Assurance Analyst SAP FICO

    17 hours ago

    Hollywood, United States Southern Glazer's Wine and Spirits, LLC Full time

    What You Need To Know Open the door to a groundbreaking tech career with an industry leader. Southern Glazer's Wine & Spirits is North America's preeminent wine and spirits distributor, as well as a family-owned, privately held company with a 50+ year legacy of success. To create a new era in alcohol beverage sales and service, we're heavily invested in the...

  • Sr. Operations Risk Monitoring

    3 weeks ago

    Hollywood, United States Amerantbank Full time

    Job DescriptionJob DescriptionSpecialized role providing in-depth knowledge to Amerant Bank and subsidiaries of regulatory and industry best practices for operational risk management in the areas of loss data collection, risk correlation, root cause analysis, key risk indicators, and risk mitigation strategies that ensure an effective framework of...

  • Sr. Operations Risk Monitoring

    1 month ago

    Hollywood, United States Amerantbank Full time

    Job DescriptionJob DescriptionSpecialized role providing in-depth knowledge to Amerant Bank and subsidiaries of regulatory and industry best practices for operational risk management in the areas of loss data collection, risk correlation, root cause analysis, key risk indicators, and risk mitigation strategies that ensure an effective framework of...

  • Financial Reporting Analyst Senior

    4 weeks ago

    Hollywood, United States Amerantbank Full time

    Job DescriptionJob DescriptionThis position supports team Leads in the process of: (i) compliance with periodic financial reporting requirements of Federal banking regulators (Federal Reserve, OCC, FDIC) and other bank regulatory authorities as needed, (ii) compliance with periodic public company financial reporting requirements of the Securities and...