Director of Compliance
2 weeks ago
Our client, one of the top global investment banks & trading firms is looking for a Director of Compliance to advise the electronic trading function. A successful candidate in this position will bring 7-10 years of relevant compliance experience at a broker dealer.
Key Responsibilities:
- Be the main contact for business management, regulators and external/internal auditors, dealing with a broad range of issues including non-routine information
- Accountable for a significant area(s)/broad business units of Compliance that typically has enterprise wide impact or accountability
- Oversee/lead a team of specialists providing advice, guidance and expertise on regulatory requirements and assisting business units to manage their regulatory risk
Qualifications:
- 7-10 years of relevant compliance experience
- Broker Dealer Experience
- Bachelors degree
- Fixed income background highly preferred
- Experience at a large bank preferred
If you meet these criteria and are interested in learning more, apply now
-
Director, Financial Compliance
1 week ago
Chicago, Illinois, United States The University of Chicago Full timeDirector, Financial CompliancelocationsChicago, ILtime typeFull timejob requisition idJR25180DepartmentSING EVP Headquarters - Finance & Ops - CoS NLAbout the DepartmentThe University of Chicago has been an international leader in basic and applied science research for more than 100 years. Researchers at the University and its national labs have made...
-
Director, Financial Compliance
1 week ago
Chicago, United States The University of Chicago Full timeDirector, Financial CompliancelocationsChicago, ILtime typeFull timejob requisition idJR25180Department SING EVP Headquarters - Finance & Ops - CoS NL About the Department The University of Chicago has been an international leader in basic and applied science research for more than 100 years. Researchers at the University and its national labs have made...
-
Assistant Director of SEVIS Compliance
3 weeks ago
Chicago, United States Illinois Institute of Technology Full timeThe Office of Global Services (OGS) at Illinois Institute of Technology, in Chicago, IL seeks an Assistant Director of Compliance to manage all federally reportable international student and scholar data, including the flow of large amounts of data from Ellucian Banner, Terra Dotta, and preparing batch submissions to SEVIS. This position/individual will also...
-
Director of Compliance
5 days ago
Chicago, United States Hanover Full timeThe Director of Compliance will be a senior stakeholder of a $40 billion Asset Management firm headquartered in Chicago. My client is looking to bring a senior compliance leader into the firm as they continue to expand their business with a particular focus on private markets. The ideal candidate will have experience with Private Funds and/or UCITS at an...
-
Director of Compliance
7 days ago
Chicago, United States Hanover Full timeThe Director of Compliance will be a senior stakeholder of a $40 billion Asset Management firm headquartered in Chicago. My client is looking to bring a senior compliance leader into the firm as they continue to expand their business with a particular focus on private markets. The ideal candidate will have experience with Private Funds and/or UCITS at an...
-
Director of Compliance
6 days ago
Chicago, United States Hanover Full timeThe Director of Compliance will be a senior stakeholder of a $40 billion Asset Management firm headquartered in Chicago. My client is looking to bring a senior compliance leader into the firm as they continue to expand their business with a particular focus on private markets. The ideal candidate will have experience with Private Funds and/or UCITS at an...
-
Director, Americas Compliance
2 weeks ago
Chicago, United States Cushman & Wakefield, Inc. Full timeThe Americas Regional Compliance Director will join a developing, dynamic, and talented Global Ethics and Compliance team and advise the business on relevant ethics and compliance topics and issues. This position reports to the Chief Ethics & Complia Director, Compliance, Strategic Advisor, Property Management, Business
-
Director of Compliance
1 day ago
Chicago, United States HealthCare Recruiters International Full timeGrowing Dental Service provider company looking for a Director of Compliance to be based out of our home office in Chicago. This position is not remote.You will be responsible for the management of the company's compliance program.We provide high-quality dentistry services to underserved communities. We currently own over 48 practices and we are continuing...
-
Director of Compliance
6 days ago
Chicago, United States Larson Maddox Full timeOur client, one of the top global investment banks & trading firms is looking for a Director of Compliance to advise the electronic trading function. A successful candidate in this position will bring 7-10 years of relevant compliance experience at a broker dealer. Key Responsibilities: Be the main contact for business management, regulators and...
-
Director of Pharmacy Compliance
6 days ago
Chicago, United States Ann & Robert H. Lurie Children's Hospital of Chicago Full timeAnn & Robert H. Lurie Children's Hospital of Chicago provides superior pediatric care in a setting that offers the latest benefits and innovations in medical technology, research and family-friendly design. As the largest pediatric provider in the region with a 140-year legacy of excellence, kids and their families are at the center of all we do. Ann &...
-
Director of Compliance
5 days ago
Chicago, United States Larson Maddox Full timeOur client, one of the top global investment banks & trading firms is looking for a Director of Compliance to advise the electronic trading function. A successful candidate in this position will bring 7-10 years of relevant compliance experience at a broker dealer. Key Responsibilities: Be the main contact for business management, regulators and...
-
Director of Compliance
2 weeks ago
Chicago, United States Larson Maddox Full timeOur client, one of the top global investment banks & trading firms is looking for a Director of Compliance to advise the electronic trading function. A successful candidate in this position will bring 7-10 years of relevant compliance experience at a broker dealer.Key Responsibilities:Be the main contact for business management, regulators and...
-
Director of Compliance
2 weeks ago
Chicago, United States Larson Maddox Full timeOur client, one of the top global investment banks & trading firms is looking for a Director of Compliance to advise the electronic trading function. A successful candidate in this position will bring 7-10 years of relevant compliance experience at a broker dealer.Key Responsibilities:Be the main contact for business management, regulators and...
-
Director - Compliance Solutions
4 weeks ago
Chicago, United States Waystone Governance Ltd. Full timeFor over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry - partnering with institutional investors, investment funds and asset managers. We work with our clients to help build, support, and protect investment structures and strategies worldwide._ - Our success depends upon our ability to attract and...
-
Assistant Director of SEVIS Compliance
2 weeks ago
Chicago, Illinois, United States Illinois Institute of Technology Full timeGeneral Description: The Office of Global Services (OGS) at Illinois Institute of Technology, in Chicago, IL seeks an Assistant Director of Compliance to manage all federally reportable international student and scholar data, including the flow of large amounts of data from Ellucian Banner, Terra Dotta, and preparing batch submissions to SEVIS. This...
-
Director, Reliability Compliance
6 days ago
Chicago, United States Invenergy Full timeInvenergy drives innovation in energy. Powered by decades of entrepreneurial experience and unparalleled execution, we solve the energy challenges facing our customers and communities. We provide power generation and storage solutions at scale around the world to create a cleaner energy future. We develop. We build. We own. We operate. We are Invenergy. Job...
-
Director - Compliance Solutions
4 weeks ago
Chicago, United States Waystone Governance Ltd. Full timeJob DescriptionJob DescriptionSalary: For over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry – partnering with institutional investors, investment funds and asset managers. We work with our clients to help build, support, and protect investment structures and strategies worldwide. Our success...
-
Director - Compliance Solutions
3 weeks ago
Chicago, United States Waystone Governance Ltd. Full timeJob DescriptionJob DescriptionSalary: For over 20 years, Waystone has been at the cutting edge of specialist services for the asset management industry – partnering with institutional investors, investment funds and asset managers. We work with our clients to help build, support, and protect investment structures and strategies worldwide. Our success...
-
Director of Compliance
1 month ago
Chicago, United States Coinflow Labs Full timeCoinflow, a Chicago-based fintech startup, is poised to disrupt the payment solutions industry by accelerating money movement. Our work environment is straightforward: you're here to grow your career and solve tough challenges at scale. We value collaboration and give you the support and autonomy you need to succeed. Our team is all about getting innovative,...
-
Director of Compliance
1 month ago
Chicago, United States Coinflow Labs Full timeCoinflow, a Chicago-based fintech startup, is poised to disrupt the payment solutions industry by accelerating money movement. Our work environment is straightforward: you're here to grow your career and solve tough challenges at scale. We value collaboration and give you the support and autonomy you need to succeed. Our team is all about getting innovative,...