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Business Analyst

3 months ago

New York, United States Mindlance Full time

Immediate Hire | Business Analyst - Markets Compliance Risk | New York, NY (Hybrid) | Apply Now


Job Title: Business Analyst - Markets Compliance Risk

Duration: 06 Months (Possible Extension/Conversion)

Location: New York, NY (Hybrid)

Pay Range: $80-$85/hr on w2


Responsibilities:

  • Assist with the execution and assessment of controls designed to mitigate the risk of non-compliance with prudential regulation, including monitoring and analysis of exposure against regulatory limits (e.g., Regulation K, 12 CFR 1, and the Legal Lending Limit)
  • Proactively identify opportunities to optimize and streamline processes, propose solutions and lead implementation of improvements
  • Perform governance of Markets Prudential and Regulatory Risk profile, including review of related issues, metrics & control performance as well as preparing executive reports for Markets senior management
  • Assist with Regulatory applicability & control mapping analysis for appropriateness and accuracy for Markets Businesses and functions
  • Liaise with stakeholders across multiple functions while establishing and maintaining solid relationships with our internal partners in the business
  • Working as part of a global team to monitor controls, provide oversight and escalate issues in a timely manner.


Qualification:

  • Extensive experience in Regulatory Governance and/or Product Control for Financial Services
  • Knowledge of global markets traded products including related control principles beneficial but not essential
  • Demonstrated expertise of Microsoft Office product suite and proficiency in Microsoft Excel and PowerPoint preferred.
  • Excellent written and verbal communication and interpersonal skills


“Mindlance is an Equal Opportunity Employer and does not discriminate in employment on the basis of – Minority/Gender/Disability/Religion/LGBTQI/Age/Veterans.”