Alternative Investments Supervision Principal

Realta Wealth- Alternative Investments Securities PrincipalCOMPANY DESCRIPTION: Realta Wealth Registered in 50 states plus DC and Puerto Rico64 Branches Founded: 1989AUM: Over $2BNumber of Financial Professionals: 160Accounts: 9,000+Production: $325K Average Top 10%: $750K Average Employees: 45Advisor Retention: 95+%Business Model: Independent Product Mix:...

Realta Wealth- Alternative Investments Securities PrincipalCOMPANY DESCRIPTION: Realta Wealth Registered in 50 states plus DC and Puerto Rico64 Branches Founded: 1989AUM: Over $2BNumber of Financial Professionals: 160Accounts: 9,000+Production: $325K Average Top 10%: $750K Average Employees: 45Advisor Retention: 95+%Business Model: Independent Product Mix:...

Job Description Job Description Atria Wealth Solutions, Inc. (Atria) is a wealth management solution holding company focused on delivering a clear path to the future of financial advice for financial professionals, financial institutions, and their clients. Headquartered in New York City, Atria’s broker-dealer and investment adviser subsidiaries empower...

Job DescriptionJob DescriptionAtria Wealth Solutions, Inc. (Atria) is a wealth management solution holding company focused on delivering a clear path to the future of financial advice for financial professionals, financial institutions, and their clients. Headquartered in New York City, Atria’s broker-dealer and investment adviser subsidiaries empower...

Description It’s about investing in people, not accounts.  Are you known for your goal-orientated mindset and always thinking one step ahead? Are you ready to facilitate all the moving pieces to help deliver a top-quality investments experience? Do you enjoy providing guidance to help others accomplish big projects? If so, being an Investments Supervision...

Job DescriptionWe are currently recruiting for a Principal to join CPP Investments' Growth Equity team in San Francisco. The role will be evaluating, executing, and managing venture capital and growth fund and direct investments with an emphasis in technology. The position will be based in San Francisco, with travel expected.The Growth Equity ("GE") team...

Job DescriptionWe are currently recruiting for a Principal to join CPP Investments' Growth Equity team in San Francisco. The role will be evaluating, executing, and managing venture capital and growth fund and direct investments with an emphasis in technology. The position will be based in San Francisco, with travel expected.The Growth Equity ("GE") team...

Are you interested in working in a meaningful career? The Supervisory Principal will be responsible for serving as the OSJ/Branch Office Manager for Independent Financial Advisors located nationwide. This role will be responsible for supervising client suitability relative to the appropriateness of transactions ensuring advisors are meeting the standards and...

At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide,...

At U.S. Bank, we’re on a journey to do our best. Helping the customers and businesses we serve to make better and smarter financial decisions and enabling the communities we support to grow and succeed. We believe it takes all of us to bring our shared ambition to life, and each person is unique in their potential. A career with U.S. Bank gives you a wide,...

Are you a team player? Are you curious to learn? Are you interested in working in meaningful projects? Do you want to work with cutting-edge technology? Are you interested in being part of a team that is working to transform and do things differently? If so, LPL Financial is the place for you! LPL Financial (Nasdaq: LPLA) was founded on the principle that...

Employee Applicant Privacy Notice Who we are:Shape a brighter financial future with us.Together with our members, we're changing the way people think about and interact with personal finance.We're a next-generation financial services company and national bank using innovative, mobile-first technology to help our millions of members reach their goals. The...

Job Summary:Join our Underwriting Alternate Funding team! This position will support Underwriting Alternate Funding, which includes Self-Funding, Level Funding, and Risk Sharing Arrangements. Alternate Funding is growing due to the expansion of Level Funding in many of our regions and work is underway for ongoing development and enhancement of...

Job Summary:Join our Underwriting Alternate Funding team This position will support Underwriting Alternate Funding, which includes Self-Funding, Level Funding, and Risk Sharing Arrangements. Alternate Funding is growing due to the expansion of Level Funding in many of our regions and work is underway for ongoing development and enhancement of...

Job Overview: The Investment Transition Partner (ITP) works directly with recruits who are transitioning from various firms to LPL Financial into any of LPL affiliation types such as Core, SWS, Linsco, RIA, Advisor Network and Institutional. The ITP’s core responsibilities will be to conduct consultative discovery sessions with individual prospects and...

**Overview** To provide financial consulting services to assist members and non-members with identifying their financial goals and objectives via telephone or video meeting. Act as a catalyst for the promotion and growth of NFIS products and services. Recommend appropriate mixture(s) of insurance/investment products and services to achieve the financial...

About LPS Lynn is a seaside urban district located on Boston's north shore. The city is known for its contemporary public art, historic architecture, downtown cultural district, and public parks and open spaces, which include the oceanfront Lynn Shore Reservation and Lynn Woods Reservation. Home to an international population, Lynn Public Schools services...

About UsWellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that...

About UsWellington Management offers comprehensive investment management capabilities that span nearly all segments of the global capital markets. Our investment solutions, tailored to the unique return and risk objectives of institutional clients in more than 60 countries, draw on a robust body of proprietary research and a collaborative culture that...

Cetera Financial Group is currently seeking a Supervision Specialist. This is a unique opportunity to join our team that is responsible for the supervisory oversight of registered representatives and associated persons under their jurisdiction. The following is an overview of the functions to be performed by the Supervision Specialist. However, due to an...