Senior Compliance Associate

4 days ago


New York, United States Northbound Executive Search Full time

Senior Compliance Associate

Our client, a premier hedge fund in Midtown, NY, is looking for an experienced Senior Compliance Associate to support the Trading desks across asset classes.


You will...

  • Monitor and evaluation all Pre and Post-Trade execution and ensure compliance with regulatory requirements
  • Review compliance discrepancies and provide resolutions in an efficient and timely manner
  • Perform compliance checks to improve processes and manage all investment procedures
  • Assist with ad-hoc projects, as necessary


Qualifications:

  • 3-5+ years of compliance experience
  • Bachelor's degree, Master's preferred



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