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Senior Regulatory Compliance Associate
2 months ago
Key Responsibilities:
- Regulatory Adherence: Support the Bank in maintaining compliance with consumer and general regulations, ensuring alignment with statutory requirements.
- Ongoing Monitoring: Conduct regular reviews of consumer and regulatory regulations to ensure ongoing compliance and address any issues that arise.
- Compliance Guidance: Provide assistance and direction to compliance team members during compliance reviews
- Disclosure Updates: Revise compliance disclosures, such as deposit opening and credit card disclosures, based on review outcomes and regulatory updates.
- Regulation Tracking: Stay informed on industry regulation changes and updates, implementing necessary action plans to maintain compliance.
- Program Enhancement: Collaborate in collecting information to improve and update the Compliance Management System and other compliance-related programs.
- Project Coordination: Act as a primary contact for assigned projects, including those related to credit card initiatives and other compliance-related changes.
- Risk Assessment: Assist in performing compliance risk assessments and conduct targeted assessments for specific areas or products.
- Issue Resolution: Address and resolve compliance-related inquiries or issues escalated from other departments.
- KRI Development: Develop and monitor Key Risk Indicators (KRIs) for reporting to management and the Board Committee.
- Corrective Actions: Support the compliance department in addressing and resolving findings from compliance reviews, internal audits, and regulatory examinations.
- Special Projects: Provide support for various special projects and other duties as required.
Qualifications:
- Bachelor’s degree in a relevant field (e.g., Finance, Business, Law).
- Strong understanding of regulatory requirements and compliance procedures.
- Excellent analytical, organizational, and communication skills.
- Ability to work independently and manage multiple tasks effectively.
- Experience with compliance management systems and risk assessment processes is preferred.
