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New York, New York, United States Max Benjamin Partners Inc Full timeJob OverviewMax Benjamin Partners Inc is seeking a highly skilled Capital Markets Partner to spearhead the growth of our emerging New York office. As a key member of our team, you will be responsible for originating and executing debt and equity transactions, managing our extensive pipeline, and collaborating with our Managing Director to build a...
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New York, New York, United States Michael Page Full timeThe Senior Counsel will handle a wide range of capital markets legal matters for investment banking clients, working closely with senior management. Expertise in equity capital markets is required. This role has the potential to manage junior attorneys and will be a hybrid role in a major financial hub.Key ResponsibilitiesWork closely with the Group Legal...
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Capital Markets Attorney
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New York, New York, United States Ascension Global Staffing & Executive Search Full timeAbout the RoleAscension Global Staffing & Executive Search, a pioneering national recruiting firm, is dedicated to identifying top talent across the nation. Our team of experts is committed to diversity and inclusion, creating an environment that fosters success for both employers and candidates.We are seeking a mid-level associate to join our client's...
Attorney - Capital Markets
3 months ago
Experienced Capital Markets Attorney to support the retail sales and trading broker-dealer activities of Merrill Lynch's Global Wealth and Investments Solutions group.Providing primary legal support to Merrill's broker-dealer sales and trading businesses for Equities and Fixed Income.Providing secondary legal support to Merrill's Equities and FICC OTC derivatives businesses.Advising the business on SEC, FINRA, MSRB and SRO laws, rules and regulations, with a particular focus on broker-dealer rules and regulations applicable to transactions with retail investors.Advising the businesses on CFTC rules and regulations and ISDA transaction documentation.Participating in the review, policy and governance processes related to the above, working with business, risk and compliance partners across the organization.In-depth knowledge of U.S. securities laws and broker-dealer rules and regulations pertaining to trading and transaction reporting.Bank of America aims to create a workplace free from the dangers and resulting consequences of illegal and illicit drug use and alcohol abuse.
