Trade Compliance Administrator

Coach is a global fashion house founded in New York in 1941. Inspired by the vision of Creative Director Stuart Vevers and the inclusive and courageous spirit of our hometown, we make beautiful things, crafted to last—for you to be yourself in.Coach is part of the Tapestry portfolio – a global house of brands committed to stretching what's possible.A...

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Job Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...

FinCrime Compliance Officer Legal Rules, Regulations, and Trade Finance Vice PresidentNew York, NY As a Barclays FinCrime Compliance Officer Legal Rules, Regulations, and Trade Finance Vice President (VP), you will be directly assisting the Americas Head of Financial Crimes. This is an opportunity to be working closely alongside other Financial Crime team...

Key Responsibilities:Work the broader teams such as reporting and Global technology to capture necessary data and automate periodic reports for various surveillance monitoring program and utilize various tools and statistical analysis to make the surveillance program more effective and efficient.The successful candidate will also be reviewing the results of...

Company DescriptionFinanceJob DescriptionLooking for 2-5 years of experienceRole will start onsite but ultimately be hybrid.Role in the Equity Swap Trade Support team supporting and supervising 2 HIFs (Volcker and Client Money), ensuring all high risk corporate action events are accurately processed within tight deadlines, swap trades are booked correctly,...

Global Compliance Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management program. As an independent control function and part of the firm's second line of...

About Our Client Our client is a Japanese Corporate Bank, providing a range of banking services such as foreign exchange, trade finance, and investment banking to clients with ties to Japan and the United States. They are looking for one (1) Full-Time Corporate Compliance Officer to join there Legal & Compliance Team in their Midtown New York, NY Office. Job...

About the Role:Grade Level (for internal use):12The Role: Compliance OfficerThe Compliance Officer role is based in Englewood or New York and the successful candidate will be responsible for supporting the implementation and monitoring of the Compliance Program primarily for S&P Global Ratings in North America. The role involves a range of activities,...

About Our Client Our client is a Chinese Commercial Bank that is located in Midtown NYC. This bank has been around for over 40 years and has locations all over the globe. This bank focuses on both commercial and correspondent banking activities. Job Description Responsible for monitoring and testing the Branch's activities in correlation to the Corporate...

Job SummaryJob DescriptionWhat is the opportunity?Management of the Global Rates Flow Volatility Trading teams in New York and London. To develop the trading capabilities, profitability and profile of this group within RBC, with primary focus on the vanilla interest rate options side of the business. To price, trade and risk manage structured rates...

Conduct periodic compliance testing and oversight Maintain the Firm's legal and compliance records and documentation Organize compliance related committee meetings Assist with the compliancetraining program for the Firm's employees Assist with the ongoing diligence of thirdparty vendors and interfacing with different internal operations teams and external...

Job descriptionThe role requires a strong technical background of trading Total Return Swaps, Single Stock Futures, Stock Borrowing and Lending as well as Custom Baskets. Knowledge of the Americas Delta 1 arena and being able to display strong relationships within the market. A broad understanding of Balance Sheet management with a view to efficiently...

Mercer, a place where extraordinary individuals can do their best work and lead their best lives We believe in camaraderie and collaboration, no matter what your role, level, experience or background.Mercer is seeking candidates for the following position based in the New York(preferred) or Boston office:Compliance SpecialistWhat can you expect? The team at...

About Our Client Our client is foreign investment bank located in New York, NY. They offer a wide range of financial services to both individual and corporate clients, including: Corporate Banking, Retail Banking, International Trade Services, Foreign Exchange Services, and Investment Banking. Job Description The Compliance Monitoring and Testing QA...

IntroductionEstablished in 1912, Bank of China is one of the largest banks in the world, with over $3 trillion in assets and a footprint that spans more than 60 countries and regions. Our long-term outlook, institutional weight and global breadth provide our clients with a stable and reliable financial partner, whether in Corporate or Personal Banking or our...

The energy of a newsroom, the pace of a trading floor, the buzz of a recent tech breakthrough; we work hard, and we work fast - while keeping up the quality and accuracy we're known for. It's what keeps us inventing and reinventing, all the time. Our culture is wide open like our spaces. We bring out the best in each other through collaboration. Through our...

About the RoleEngineers Gate (EG) is a leading quantitative investment company focused on computer-driven trading in global financial markets. We are a team of researchers, engineers, and financial industry professionals using sophisticated statistical models to analyze data and identify predictive signals to generate superior investment returns.We are...

Review the daily, monthly and quarterly Fund NAV's Reconcile daily capital activity for funds with daily liquidity Manage fund cash and expenses Communicate with the Portfolio Managers for daily trading activity and reconcile/review trade activity detail. Assist with trade settlements Assist with product development and fund launches Work with...

About us:Saint James Health is a growing community health center located in the East Ward, West Ward, and South Ward of Newark, NJ. Our goal is to provide comprehensive primary care to the community in a setting that is comfortable and accommodating to all the visitors of Saint James Health. The health of oneself and their family is our top priority.Position...