Attorney - Capital Markets
4 weeks ago
Job Description:
At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.
One of the keys to driving Responsible Growth is being a great place to work for our teammates around the world. We re devoted to being a diverse and inclusive workplace for everyone. We hire individuals with a broad range of backgrounds and experiences and invest heavily in our teammates and their families by offering competitive benefits to support their physical, emotional, and financial well-being.
Bank of America believes both in the importance of working together and offering flexibility to our employees. We use a multi-faceted approach for flexibility, depending on the various roles in our organization.
Working at Bank of America will give you a great career with opportunities to learn, grow and make an impact, along with the power to make a difference. Join us
Experienced Capital Markets Attorney to support the retail sales and trading broker-dealer activities of Merrill Lynch s Global Wealth and Investments Solutions group.
Primary responsibilities include:
Providing primary legal support to Merrill s broker-dealer sales and trading businesses for Equities and Fixed Income. Providing secondary legal support to Merrill s Equities and FICC OTC derivatives businesses. Advising the business on SEC, FINRA, MSRB and SRO laws, rules and regulations, with a particular focus on broker-dealer rules and regulations applicable to transactions with retail investors. Advising the businesses on CFTC rules and regulations and ISDA transaction documentation. Counseling the business on disclosure, transaction reporting and best execution matters. Advising the business on regulatory matters pertaining to the above. Participating in the review, policy and governance processes related to the above, working with business, risk and compliance partners across the organization. Qualifications: A minimum of 10 years of experience as a practicing attorney. Prior experience advising U.S. broker-dealers on sales and trading businesses is required. Prior in-house experience is preferred. Detail-oriented, strong analytical and organizational skills. Critical thinker and an effective communicator who can collaborate with others. Willingness and ability to tackle new subject matters and develop new areas of expertise. Team player with an ability to multitask, balance competing demands, and provide practical and actionable advice in a fast-paced environment. Excellent drafting and negotiation skills, with an ability to communicate and apply complex concepts clearly and effectively to practical situations. In-depth knowledge of U.S. securities laws and broker-dealer rules and regulations pertaining to trading and transaction reporting. Shift:1st shift (United States of America)Hours Per Week: 40-
Capital Markets Associate Attorney
1 month ago
New York, New York, United States Michael Page Full timeAbout Our Client Top AmLaw 100 firm with top-ranked Capital Markets Practice Group. Job Description The Associate will be working directly with Partners on a team that focuses on US based transactions on both debt and equity in the public and private markets.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender...
-
Capital Markets Associate Attorney
4 weeks ago
New York, New York, United States Michael Page Full timeAbout Our Client Top AmLaw 100 firm with top-ranked Capital Markets Practice Group. Job Description The Associate will be working directly with Partners on a team that focuses on US based transactions on both debt and equity in the public and private markets.MPI does not discriminate on the basis of race, color, religion, sex, sexual orientation, gender...
-
Associate Director, Capital Markets
7 days ago
New York, New York, United States Nuveen Full timeAssociate Dir, Capital MarketsThe Associate Director, Capital Markets will perform financial and risk modeling for the Capital Markets team, supporting syndications and debt capital markets transactions. The Associate Director will report to the [Director of Capital Markets] at Nuveen Green Capital and will be a crucial contributor to the company's capital...
-
Finance & Capital Markets
5 days ago
New York, New York, United States Atlas Full timeAbout Atlas:Atlas is a modern spend management and concierge platform focused on the most ambitious and influential individuals. We have organically scaled to millions in revenue and are backed by top investors like YC, Kindred Ventures, and Eric Schmidt. We are growing double-digits every month.The Role:Our team consists of passionate individuals who have...
-
Private Equity Capital Markets Associate
2 weeks ago
New York, New York, United States augmentjobs Full timeJob DescriptionJob DescriptionJob Description: We are seeking a talented and driven individual to join our team as a Private Equity Capital Markets Associate. In this role, you will be responsible for assisting in the execution of capital market transactions, including equity offerings, debt financings, and mergers and acquisitions within the private equity...
-
Vice President in Equity Capital Markets
7 hours ago
New York, New York, United States HSBC Group Full timeVice President in Equity Capital Markets, HSBC Securities (USA) Inc., New York, NY:Responsible for originating, structuring and executing equities, equity-linked and strategic equity transactions on behalf of HSBC's clients.Responsible to work with and support the team in originating and executing transactions covered by the team.Liaise with Global Markets...
-
New York, New York, United States Paramount Full timeWe are seeking an experienced and results motivated Director or Senior Director of Treasury & Capital Markets to join our team in New York City This person will play a pivotal role in leading all aspects of Paramount's capital framework, with responsibilities including management of the debt portfolio and leading new capital markets executions to name a few....
-
New York, New York, United States Paramount Full timeWe are seeking an experienced and results motivated Director or Senior Director of Treasury & Capital Markets to join our team in New York City This person will play a pivotal role in leading all aspects of Paramount's capital framework, with responsibilities including management of the debt portfolio and leading new capital markets executions to name a few....
-
Head of Equity Capital Markets Americas
3 days ago
New York, New York, United States HSBC Full timeJob description Our purpose – Opening up a world of opportunity – explains why we exist. Here at HSBC we use our unique expertise, capabilities, breadth and perspectives to open up new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a...
-
Contract Attorney
2 weeks ago
New York, New York, United States Solomon Page Full timeur client is looking to fill the role of Contract Attorney - Senior Public Capital Markets. The NY Admitted Attorney should be a specialist with at least 25 years of focused experience in IPO's, SPAC's and Exchange Act Compliance (10ks, 10Qs, 13D's etc). Our client is in midtown NYC. This position will start approx. the week of May 20th.Pay $200-250/hour...
-
Capital Markets Business Manager
4 weeks ago
New York, New York, United States Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the Opportunity?We are looking for an experience Business Manager to support the Head of RBC Capital Markets U.S. The Business Manager will drive achievement of superior business performance and "best in class" managed efficiencies, through supporting the strategic direction and implementation of transformational and...
-
Capital Markets Business Manager
4 weeks ago
New York, New York, United States Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the Opportunity?We are looking for an experience Business Manager to support the Head of RBC Capital Markets U.S. The Business Manager will drive achievement of superior business performance and "best in class" managed efficiencies, through supporting the strategic direction and implementation of transformational and...
-
New York, New York, United States Royal Bank of Canada Full timeJob SummaryJob DescriptionABOUT RBC CAPITAL MARKETSRBC Capital Markets is a premier investment bank that provides a focused set of products and services to corporations, institutional investors and governments around the world. With more than 7,100 professionals, we operate out of 70 offices in 15 countries across North America, the U.K., Europe, and the...
-
New York, New York, United States Royal Bank of Canada Full timeJob SummaryJob DescriptionABOUT RBC CAPITAL MARKETSRBC Capital Markets is a premier investment bank that provides a focused set of products and services to corporations, institutional investors and governments around the world. With more than 7,100 professionals, we operate out of 70 offices in 15 countries across North America, the U.K., Europe, and the...
-
Capital Market Intern
7 days ago
New York, New York, United States TMF Group Full timeWe never ask for payment as part of our selection process, and we always contact candidates via our corporate accounts and platforms. If you are approached for payment, this is likely to be fraudulent. Please check to see whether the role you are interested in is posted here, on our website. About TMF Group TMF Group is a leading provider of critical...
-
New York, New York, United States Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the opportunity?RBC Capital Markets is a premier investment bank that provides a focused set of products and services to corporations, institutional investors and governments around the world. With more than 7,100 professionals, we operate out of 70 offices in 15 countries across North America, the U.K., Europe, and the...
-
New York, New York, United States Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the opportunity?RBC Capital Markets is a premier investment bank that provides a focused set of products and services to corporations, institutional investors and governments around the world. With more than 7,100 professionals, we operate out of 70 offices in 15 countries across North America, the U.K., Europe, and the...
-
HubSpot Marketing Associate
4 weeks ago
New York, New York, United States Markets Media Full timeMUST HAVE EXTENSIVE HUBSPOT EXPERIENCE TO BE CONSIDERED. PLEASE DO NOT APPLY IF YOU DO NOT HAVE THE REQUISITE HUBSPOT EXPERIENCEMarkets Media Group is looking for a part-time marketing associate to join our team. We're looking for a self-starter with strong interests in writing, outbound marketing & content marketing. This position will be focusing on three...
-
HubSpot Marketing Associate
1 month ago
New York, New York, United States Markets Media Full timeMUST HAVE EXTENSIVE HUBSPOT EXPERIENCE TO BE CONSIDERED. PLEASE DO NOT APPLY IF YOU DO NOT HAVE THE REQUISITE HUBSPOT EXPERIENCEMarkets Media Group is looking for a part-time marketing associate to join our team. We're looking for a self-starter with strong interests in writing, outbound marketing & content marketing. This position will be focusing on three...
-
Capital Markets Business Manager
4 weeks ago
New York, New York, United States Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the Opportunity? We are looking for an experience Business Manager to support the Head of RBC Capital Markets U.S. The Business Manager will drive achievement of superior business performance and "best in class" managed efficiencies, through supporting the strategic direction and implementation of transformational and...
