CRA - Corporate Compliance Function Manager

3 weeks ago

Birmingham, Alabama, United States Regions Bank Full time

Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed, then we are your employer of choice.

Regions is dedicated to taking appropriate steps to safeguard and protect private and personally identifiable information you submit. The information that you submit will be collected and reviewed by associates, consultants, and vendors of Regions in order to evaluate your qualifications and experience for job opportunities and will not be used for marketing purposes, sold, or shared outside of Regions unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum of three years. You may review, modify, or update your information by visiting and logging into the careers section of the system.

Job Description:

At Regions, the Corporate Compliance Function Manager operates as a first, second, or third line of defense risk management expert that advises on business and/or product decisions. The manager will have full ownership for one or more products or processes, contributing to process change and redesign in addition to developing business plans, policies, and procedures to support a specific line of business.

Primary Responsibilities

  • Conducts compliance reviews and provides oversight of legal entities, business units, and processes
  • Advises leadership on business and/or product decisions
  • Gathers and provides requested information to regulatory agencies and advises management on potential and ongoing compliance issues
  • Maintains proficient knowledge of rules and regulations and their impact on products, services, and operations
  • Assists in resolving complex problems or transactions, where expertise is required to interpret against policies, guidelines or processes
  • Administers a monitoring and testing program to ensure effective compliance with all applicable laws and regulations
  • Creates and delivers training to assigned business area to increase compliance awareness
  • May supervise day-to-day work of other professional level compliance associates
  • May contribute to workflow or process change and redesign, and risk and control identification

This position is exempt from timekeeping requirements under the Fair Labor Standards Act and is not eligible for overtime pay.

This position is incentive eligible.

Requirements

  • Bachelor's degree
  • Ten (10) years of experience in compliance, quality assurance/control, audit, or other related compliance function specific to a line of business
  • Knowledge of legal and regulatory environment as it relates to compliance in a specific line of business

Preferences

  • Master's degree
  • Certified Regulatory Compliance Manager (CRCM)

Skills and Competencies

  • Ability to learn additional systems as needed
  • Ability to research, analyze data, and derive facts
  • Ability to supervise and manage a team
  • Ability to work in a team environment when applicable
  • Ability to work under pressure and meet deadlines
  • Demonstrated leadership capabilities
  • Proficiency in Microsoft Office (Excel, Word, PowerPoint, Outlook, etc.)
  • Strong verbal, written communication, and organizational skills
  • Strong work ethic and self-motivation

Position Type

Full time

Compensation Details

Pay ranges are job specific and are provided as a point-of-market reference for compensation decisions. Other factors which directly impact pay for individual associates include: experience, skills, knowledge, contribution, job location and, most importantly, performance in the job role. As these factors vary by individuals, pay will also vary among individual associates within the same job.

The target information listed below is based on the Metropolitan Statistical Area Market Range for where the position is located and level of the position.

Job Range Target:

Minimum:

$139,849.20 USD

Median:

$183,470.00 USD

Incentive Pay Plans:

This role is eligible to participate in the annual discretionary incentive plan. Employees are eligible to receive a discretionary award based on individual, business, and/or company performance.Opportunity to participate in the Long Term Incentive Plan.

Benefits Information

Regions offers a benefits package that is flexible, comprehensive and recognizes that "one size does not fit all" for benefits-eligible associates. ) Listed below is a synopsis of the benefits offered by Regions for informational purposes, which is not intended to be a complete summary of plan terms and conditions.

  • Paid Vacation/Sick Time
  • 401K with Company Match
  • Medical, Dental and Vision Benefits
  • Disability Benefits
  • Health Savings Account
  • Flexible Spending Account
  • Life Insurance
  • Parental Leave
  • Employee Assistance Program
  • Associate Volunteer Program

Please note, benefits and plans may be changed, amended, or terminated with respect to all or any class of associate at any time. To learn more about Regions' benefits, please click or copy the link below to your browser.

Location Details

Regions Center

Location:

Birmingham, Alabama

Bring Your Whole Self to Work

We have a passion for creating an inclusive environment that promotes and values diversity of race, color, national origin, religion, age, sexual orientation, gender identity, disability, veteran status, genetic information, sex, pregnancy, and many other primary and secondary dimensions that make each of us unique as individuals and provide valuable perspective that makes us a better company and employer. More importantly, we recognize that creating a workplace where everyone, regardless of background, can do their best work is the right thing to do.

OFCCP Disclosure: Equal Opportunity Employer/Disabled/Veterans

Job applications at Regions are accepted electronically through our career site for a minimum of five business days from the date of posting. Job postings for higher-volume positions may remain active for longer than the minimum period due to business need and may be closed at any time thereafter at the discretion of the company.


  • Corporate Compliance Senior Manager

    4 weeks ago

    Birmingham, Alabama, United States Regions Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Corporate Compliance Senior Manager

    1 month ago

    Birmingham, Alabama, United States Regions Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Corporate Compliance Analyst

    3 weeks ago

    Birmingham, Alabama, United States Regions Bank Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Corporate Compliance Analyst

    3 weeks ago

    Birmingham, Alabama, United States Regions Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Compliance Analyst

    2 weeks ago

    Birmingham, Alabama, United States Enhabit Home Health & Hospice Full time

    Overview: The Compliance Analyst works closely with the Chief Compliance Officer to administer the companys ethics & compliance program. The Compliance Analyst will engage in a variety of focused tasks designed to allow for the efficient administration of the department, including the assignment of investigations, preparing key reports, monitoring functions,...

  • Manager: Corporate Events

    2 weeks ago

    Birmingham, Alabama, United States RFG Advisory Full time

    Job Type Full-time Description RFG Advisory is seeking a CORPORATE EVENT MANAGER to join our growing team You will be responsible for overseeing all aspects of corporate events, from concept to execution. This may include developing event concepts and themes, managing budgets, coordinating with vendors, negotiating contracts, and ensuring that events are...

  • Enterprise Risk Compliance Testing Manager

    4 weeks ago

    Birmingham, Alabama, United States Regions Bank Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Enterprise Risk Compliance Testing Manager

    4 weeks ago

    Birmingham, Alabama, United States Regions Bank Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Credit Products Commercial Portfolio Manager

    4 weeks ago

    Birmingham, Alabama, United States Regions Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Credit Products Commercial Portfolio Manager

    1 month ago

    Birmingham, Alabama, United States Regions Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Firco Compliance Analyst

    2 weeks ago

    Birmingham, Alabama, United States Saxon Global Full time

    Job description: Must have great communication and hands on experience within Ficro Compliance Link and know how to read SQL queries. Our banking client is looking to bring on an Application Specialist who will run with the Ficro Compliance Link application. You will work with RDS business to ensure understanding and utilization of product's inherent...

  • Corporate Tax Accountant

    4 days ago

    Birmingham, Alabama, United States Regions Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Corporate Real Estate Project Manager

    2 weeks ago

    Birmingham, Alabama, United States Regions Bank Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Corporate Real Estate Facilities Manager

    5 days ago

    Birmingham, Alabama, United States Regions Bank Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Corporate Tax Accountant

    2 weeks ago

    Birmingham, Alabama, United States Regions Bank Full time

    Thank you for your interest in a career at Regions. At Regions, we believe associates deserve more than just a job. We believe in offering performance-driven individuals a place where they can build a career --- a place to expect more opportunities. If you are focused on results, dedicated to quality, strength and integrity, and possess the drive to succeed,...

  • Compliance Director

    2 weeks ago

    Birmingham, Alabama, United States United Way of Central Alabama Full time

    Job Summary Oversee areas of compliance for Community Initiatives programs and certifications. Responsibilities Monitor program performance goals and program certifications/accreditations. Coordinate quarterly quality reviews of programs to enhance services and meet funding requirements. Review and manage customer satisfaction surveys and propose service...

  • ID Checker, Alcohol Compliance

    4 weeks ago

    Birmingham, Alabama, United States teamworkonline Full time

    OverviewPT Seasonal Alcohol Compliance/ID Checker - Birmingham Barons/Regions Field SEASONAL ALCOHOL COMPLIANCE/ID CHECKER This role will pay an hourly wage of $11.50 to $14.00. For PT roles: Benefits: 401(k) savings plan and 401(k) matching job expires 3/31/2024ResponsibilitiesTHE ROLE: Under the direction of management, the Alcohol Compliance employee's...

  • ID Checker, Alcohol Compliance

    1 month ago

    Birmingham, Alabama, United States teamworkonline Full time

    OverviewPT Alcohol Compliance/ID Checker - Birmingham Barons/Regions Field ALCOHOL COMPLIANCE/ID CHECKER This role will pay an hourly wage of $11.50 to $14.00. For PT roles: Benefits: 401(k) savings plan and 401(k) matching job expires 8/30/2024ResponsibilitiesUnder the direction of management, the Alcohol Compliance employee's responsibility is to ID every...

  • ID Checker, Alcohol Compliance

    1 month ago

    Birmingham, Alabama, United States teamworkonline Full time

    OverviewPT Seasonal Alcohol Compliance/ID Checker - Birmingham Barons/Regions Field SEASONAL ALCOHOL COMPLIANCE/ID CHECKER This role will pay an hourly wage of $11.50 to $14.00. For PT roles: Benefits: 401(k) savings plan and 401(k) matching job expires 3/31/2024ResponsibilitiesTHE ROLE: Under the direction of management, the Alcohol Compliance employee's...

  • ID Checker, Alcohol Compliance

    4 weeks ago

    Birmingham, Alabama, United States teamworkonline Full time

    OverviewPT Alcohol Compliance/ID Checker - Birmingham Barons/Regions Field ALCOHOL COMPLIANCE/ID CHECKER This role will pay an hourly wage of $11.50 to $14.00. For PT roles: Benefits: 401(k) savings plan and 401(k) matching job expires 8/30/2024ResponsibilitiesUnder the direction of management, the Alcohol Compliance employee's responsibility is to ID every...