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Sr Audit Group Lead

3 months ago

Mount Laurel, New Jersey, United States TD Bank Group Full time
Work Location:
Mount Laurel, New Jersey

Hours:
40

Pay Details:
$ $212,060 USD

TD is committed to providing fair and equitable compensation opportunities to all colleagues. The included salary range for this role takes into account multiple factors that are considered in making compensation decisions. The base pay actually offered may vary based upon candidate's skills and experience, job-related knowledge, licensure and certifications, geographic location, and other specific business and organizational needs. As TD puts career development at the forefront of our colleague experience, it is not typical for an individual to be hired at or near the top of the range for their role.

As a candidate, you are encouraged to ask compensation related questions and have an open dialogue with your recruiter who can provide you more specific details for this role.

Line of Business:
Audit
Job Description:

The Senior Audit Group Manager is accountable for leading and developing a diverse team of audit professionals and overseeing the planning, execution and/or divisional support for audits for Lines of Business and/or enterprise wide Functional areas.

Depth & Scope
  • Provides people management leadership by hiring the best talent, setting goals, developing staff, managing employee performance and compensation decisions, promoting teamwork and handling any/all disciplinary actions, as required
  • Provides overall audit program management and completion of the Divisions audit plan throughout the year, ensuring audits are conducted according to the GAM standards
  • Develops and executes efficient and effective audit plans to ensure appropriate coverage for the lines of business and/or functional areas
  • Evaluates internal and external risks for assigned areas
  • Designs audit plan to ensure proper coverage of significant risks
  • Effectively executes and integrates findings for areas of specialization
  • Supports negotiating sensitive audit findings with management and assures proper escalation has occurred
  • Contributes to, and/or reviews, area(s) of expertise in the final audit report following CAE review and approval
  • Provides industry, regulatory, and business-specific subject matter expertise within areas of responsibility
  • Provides meaningful recommendations to audit procedures and programs
  • Completes Post Audit Feedback Form for self and team upon completion of the audit
  • Communicates status and escalates if needed
  • Participates in post-audit critique meetings
  • Participates in completion of the quarterly Control Dashboard process
  • Accountable for audit quality, sufficiency and Executive readiness for SME area
  • Responsible for key management meetings, touch points, and status updates for business/ function
  • Provides information for Senior Management and Board Level reporting for SME area; Ensures stakeholders are informed
  • Reviews reports from QA team, peer reviews and Regulator feedback (if their audits are selected) and makes necessary enhancements for SME area
  • Contributes to the completion of the annual RAP and Annual Audit Plan for assigned area(s)
  • Concludes and reports on the adequacy and effectiveness of internal controls and risk management including second line of defense
  • Key member in Centers of Excellence
  • Participates in continuous monitoring/call programs
  • Leads various projects/ division initiatives as needed
  • Demonstrates TD leadership core values
  • Recognizes team members' contributions
  • Participates in, and actively supports implementation of department improvement initiatives
    Experience:
    • Bachelor's degree required; Master's degree preferred
    • Banking experience preferred
    • 12+ years related experience required
    • Relevant certification(s) required
    • PC skills (MS Office Suite)
    • Excellent oral and written communication skills
    • Travel 35% or more
    • Works well independently and with others
    • Completes tasks timely and accurately
    • Escalates issues and delays quickly
    • Effectively manages competing priorities for self
    • Excellent risk based decision-making to make an impact while valuing speed
    • Expert awareness of laws and regulations governing the banking industry that impact assigned areas
    • Expert in functional audit knowledge and skills
    • Expert knowledge in multiple subject matter areas
    • Expert presenter; delivers effective presentations/training at the division level, industry conferences, workshops, etc.
    • Expert conflict resolution skills
    • Expert at building and maintaining relationships within and external to audit
    • Expert analytical skills
    • Adapts, promotes, and champions change
    • Leads teams without direct authority
    • Assumes ownership and promotes accountability
    • Thrives in fast-paced and challenging environment
    • Manages relationships with the business while conducting audits
    • Consults and serves as a point of contact for assigned business lines
    • Maintains external auditor and regulatory relationships
    • Manages a team of professional resources, and actively develops, recruits, trains, coaches and conducts performance assessments for team members
    • Recognizes team members' contributions
      Preferred experience:

      MBA

      Leadership experience driving teams for success.

      Leads and motivates team.

      Driver for change management and process improvement.

      US Compliance Audit experience.

      Who We Are:
      TD is one of the world's leading global financial institutions and is the fifth largest bank in North America by branches/stores. Every day, we deliver legendary customer experiences to over 27 million households and businesses in Canada, the United States and around the world. More than 95,000 TD colleagues bring their skills, talent, and creativity to the Bank, those we serve, and the economies we support. We are guided by our vision to Be the Better Bank and our purpose to enrich the lives of our customers, communities and colleagues.

      TD is deeply committed to being a leader in customer experience, that is why we believe that all colleagues, no matter where they work, are customer facing. As we build our business and deliver on our strategy, we are innovating to enhance the customer experience and build capabilities to shape the future of banking. Whether you've got years of banking experience or are just starting your career in financial services, we can help you realize your potential. Through regular leadership and development conversations to mentorship and training programs, we're here to support you towards your goals. As an organization, we keep growing - and so will you.

      Our Total Rewards Package

      Our Total Rewards package reflects the investments we make in our colleagues to help them and their families achieve their financial, physical and mental well-being goals. Total Rewards at TD includes base salary and variable compensation/incentive awards (e.g., eligibility for cash and/or equity incentive awards, generally through participation in an incentive plan) and several other key plans such as health and well-being benefits, savings and retirement programs, paid time off (including Vacation PTO, Flex PTO, and Holiday PTO), banking benefits and discounts, career development, and reward and recognition. Learn more

      Additional Information:
      We're delighted that you're considering building a career with TD. Through regular development conversations, training programs, and a competitive benefits plan, we're committed to providing the support our colleagues need to thrive both at work and at home.

      Colleague Development
      If you're interested in a specific career path or are looking to build certain skills, we want to help you succeed. You'll have regular career, development, and performance conversations with your manager, as well as access to an online learning platform and a variety of mentoring programs to help you unlock future opportunities. Whether you have a passion for helping customers and want to expand your experience, or you want to coach and inspire your colleagues, there are many different career paths within our organization at TD - and we're committed to helping you identify opportunities that support your goals.

      Training & Onboarding
      We will provide training and onboarding sessions to ensure that you've got everything you need to succeed in your new role.

      Interview Process
      We'll reach out to candidates of interest to schedule an interview. We do our best to communicate outcomes to all applicants by email or phone call.

      Accommodation

      If you are an applicant with a disability and need accommodations to complete the application process, email the TD Bank US Workplace Accommodations Program at Include your full name, best way to reach you, and the accommodation needed to assist you with the application process.

      All qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.