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senior officer-chief litigation counsel

3 months ago


Washington, Washington, D.C., United States Securities And Exchange Commission Full time

At the Securities and Exchange Commission (SEC), we are committed to diversity, equity, inclusion and accessibility (DEIA) and value a workforce that reflects the diverse experiences and perspectives of the communities we serve.

As such, we welcome applications from qualified individuals of all backgrounds who share our commitment to public service.


The Division of Enforcement investigates possible violations of securities laws, recommends Commission action when appropriate, either in federal court or before an administrative law judge, and negotiates settlements.

The successful candidate will work with the Division's Deputy Chief Litigation Counsel and Chief of the Office of Bankruptcy, Collections, Distributions and Receiverships, and other supervisory personnel in the direct supervision of the Home Office Trial Unit located in the SEC's Headquarters in Washington, DC.


Typical duties include:


Supervising and directing the Division of Enforcement's litigation program conducted by attorneys who are under the direct supervision of the Chief Litigation Counsel.

Supervising and coordinating all cases in litigation in Headquarters and regional offices of the Commission, to include the activities of all trial attorneys nationwide.

Ensuring consistency in the Division's approach to legal and policy issues in both settled and litigated matters.

Supervising bankruptcy, receivership, collections and distributions aspects of investigations and of cases in the United States district court litigation and administrative proceedings conducted by the Headquarters office and the regional offices.

Establishing and monitoring standards of quality control for the preparation of legal papers and documents used in administrative and court proceedings.

Working closely with the Division Director, Deputy Director, and other senior personnel on matters in investigation that may or may not result in actual litigation.

Providing formal and informal guidance and advice to Enforcement staff on policy and legal issues.

Developing Division guidance and policy in response to legal and policy developments, in consultation with Division leadership and other Commission stakeholders.

Providing advice to the Commission on legal strategy and legal developments.

Supervising and managing a staff comprised of attorneys and clerical support to ensure that manpower and resources are being utilized in the most effective manner.

Counseling employees on administrative and technical matters. Assigning work based on program priorities and subordinates' capability. Evaluating employee performance, resolves employee complaints, and effects disciplinary measures as required. Recommending promotions and reassignments.

Participating actively with and giving advice to appellate attorneys in the Office of General Counsel in the preparation of briefs to be filed in U.S.

Circuit Courts of Appeal resulting from the appeal of enforcement cases decided in the U.S. District Courts.
Providing advice on proposed legislation affecting the Division's responsibilities.