Current jobs related to Operations Associate – FINRA Series 99 or 24 - Parsippany, New Jersey - Hennion & Walsh
-
Compliance Associate
2 weeks ago
Parsippany, New Jersey, United States Hennion & Walsh Full timeCompliance Associate Job DescriptionHennion & Walsh, Inc. is seeking a highly motivated Compliance Associate to join our team. As a Compliance Associate, you will play a critical role in developing, enhancing, and implementing internal compliance procedures.Key Responsibilities:Develop and maintain a deep understanding of regulatory requirements and industry...
-
Financial Services Associate
4 weeks ago
Parsippany, New Jersey, United States Hennion & Walsh Full timeSeries 7 Registered Client Service AssociateAt Hennion & Walsh, we are seeking a highly motivated and detail-oriented Series 7 Registered Client Service Associate to join our team. As a key member of our financial services team, you will provide exceptional client service and support to our financial advisors, while also developing and maintaining strong...
-
Financial Services Associate
7 days ago
Parsippany, New Jersey, United States Hennion & Walsh, Inc. Full timeSeries 7 Registered Client Service AssociateAt Hennion & Walsh, we are seeking a highly motivated and detail-oriented individual to join our team as a Series 7 Registered Client Service Associate. As a key member of our team, you will provide exceptional client service and support to our financial advisors, while also developing and maintaining strong...
-
Financial Services Associate
1 week ago
Parsippany, New Jersey, United States Hennion & Walsh Full timeJob Title: Series 7 Financial Services Wealth Management AssociateAt Hennion & Walsh, we are seeking a highly motivated and detail-oriented Series 7 Financial Services Wealth Management Associate to join our team. As a key member of our wealth management team, you will be responsible for cultivating and enhancing new and existing client relationships through...
-
Financial Services Associate
2 days ago
Parsippany, New Jersey, United States Hennion & Walsh Full timeWealth Management Associate OpportunityHennion & Walsh, a leading wealth management firm, is seeking a highly motivated and detail-oriented Wealth Management Associate to join our team. As a key member of our team, you will play a vital role in providing exceptional client service and support to our valued clients.Key Responsibilities:Cultivate and enhance...
-
Supply Chain Director
2 weeks ago
Parsippany, New Jersey, United States Teva Pharmaceuticals Full timeAbout the RoleWe are seeking an experienced Associate Director to join our Supply Chain team at Teva Pharmaceuticals. As a key member of our global supply chain organization, you will be responsible for planning and coordinating the replenishments of finished goods to internal affiliates, monitoring available stock on hand, and ensuring supply from contract...
-
Supply Chain Director
3 weeks ago
Parsippany, New Jersey, United States Teva Pharmaceuticals Full timeAbout the RoleWe are seeking an experienced Associate Director, Supply Chain Top Products to join our team at Teva Pharmaceuticals. As a key member of our supply chain organization, you will be responsible for planning and coordinating the replenishments of finished goods to internal affiliates, monitoring available stock on hand, and ensuring supply from...
-
Supply Chain Director
3 days ago
Parsippany, New Jersey, United States Teva Pharmaceuticals Full timeAbout the Role:We are seeking a highly skilled and experienced Supply Chain Director to join our team at Teva Pharmaceuticals. As a key member of our operations team, you will be responsible for planning and coordinating the replenishments of finished goods to internal affiliates, monitoring available stock on hand to avoid write-offs, and ensuring supply...
-
Supply Chain Director
1 week ago
Parsippany, New Jersey, United States Teva Pharmaceuticals Full timeAbout the Role:We are seeking a highly skilled Supply Chain Director to join our team at Teva Pharmaceuticals. As a key member of our supply chain organization, you will be responsible for planning and coordinating the replenishments of finished goods to internal affiliates, monitoring available stock on hand to avoid write-offs, and ensuring supply from...
-
Associate Director, External Quality Operations
4 weeks ago
Parsippany, New Jersey, United States Pierre Fabre Full timeJob Title: Associate Director, External Quality OperationsPierre Fabre Pharmaceuticals is seeking an experienced Associate Director, External Quality Operations to join our team. As a key member of our Quality Operations department, you will be responsible for ensuring the highest standards of quality and compliance across all aspects of our operations.Key...
-
US Legal Operations Associate Director
2 weeks ago
Parsippany, New Jersey, United States Ferring Full timeJob Title: US Legal Operations Associate DirectorFerring is a leading biopharmaceutical company that pioneers and delivers life-changing therapies to help people build families and live better lives. We are seeking a highly skilled US Legal Operations Associate Director to join our team in Parsippany, New Jersey.Job SummaryThe US Legal Operations Associate...
-
Maintenance Operations Associate
3 weeks ago
Parsippany, New Jersey, United States Fourth Floor Full timeJob OpportunityWe are seeking a highly skilled Maintenance Operations Associate to join our team at a luxury jewelry brand in Parsippany, New Jersey.Key Responsibilities:Manage the mail room and ensure timely delivery of packages and documentsCoordinate facility requests and oversee general maintenance tasksOperate office equipment and prepare documents for...
-
Associate Director, External Quality Operations
3 weeks ago
Parsippany, New Jersey, United States Pierre Fabre Full timeJob Title: Associate Director, External Quality OperationsWe are seeking an experienced and highly motivated Quality professional to join our fast-paced and growing Cell Therapy company. As the Associate Director of External Quality Operations, you will be responsible for supporting our contract manufacturing organizations (CMOs) in ensuring the highest...
-
US Legal Operations Associate Director
7 days ago
Parsippany, New Jersey, United States Ferring Pharmaceuticals Inc. Full timeJob Description:Ferring Pharmaceuticals Inc. is seeking a highly skilled and experienced US Legal Operations Associate Director to join its team. As a key member of the company's US Chief Legal Office (CLO) team, you will be responsible for driving and implementing operational success, creating strategy, processes, and practices to transform and improve...
-
US Legal Operations Associate Director
6 days ago
Parsippany, New Jersey, United States Ferring Full timeJob Description:Ferring, a pioneering biopharmaceutical company, is seeking a highly skilled US Legal Operations Associate Director to drive operational success in its US Chief Legal Office (CLO) team. As a key member of the CLO team, you will be responsible for creating strategies, processes, and practices to transform and improve day-to-day efficiency and...
-
Parsippany, New Jersey, United States Pierre Fabre Full timeAbout the RoleWe are seeking an experienced and detail-oriented Quality professional to join our dynamic Cell Therapy team as the Associate Director, External Quality Operations.Key ResponsibilitiesEnsure the integrity and completeness of batch release documentation, including compiling and reviewing all relevant documents such as fully reviewed batch...
-
Parsippany, New Jersey, United States Pierre Fabre Full timeJob SummaryWe are seeking an experienced and detail-oriented Quality professional to join our dynamic Cell Therapy team as the Associate Director, External Quality Operations. This role is responsible for ensuring the integrity and completeness of batch release documentation, including compiling and reviewing all relevant documents such as fully reviewed...
-
Global Supply Chain Director
2 days ago
Parsippany, New Jersey, United States Teva Pharmaceuticals Full timeJob SummaryAs a key member of our team, you will be responsible for planning and coordinating the replenishments of Finished Goods (FGs) to internal affiliates. This role requires strong analytical and problem-solving skills, as well as the ability to work effectively in a fast-paced environment.Key ResponsibilitiesPlan and coordinate FG replenishments to...
-
Parsippany, New Jersey, United States Dewberry Full timeTelecom/Civil Engineering Internship OpportunityDewberry is seeking a talented and enthusiastic individual to join our Telecommunications Department as a Telecom/Civil Engineering Intern. This is an excellent career opportunity to gain hands-on project experience, develop technical skills, and put your classroom knowledge into action.As a Telecom/Civil...
-
Senior Director, Sourcing Operations
2 days ago
Parsippany, New Jersey, United States Wyndham Hotels & Resorts Full timeWyndham Hotels & Resorts is a leading hospitality company seeking a seasoned professional to oversee sourcing operations, including supplier management and system support activities.This role will manage a team responsible for the administration of sourcing contracts, supplier relationships, and key sourcing tools.The Director, Sourcing Operations will...
Operations Associate – FINRA Series 99 or 24
4 months ago
Operations Associate – FINRA Series 99 or 24
If you are a highly motivated individual and looking to join a vibrant growing company, Hennion & Walsh, Inc. may be the right choice for you.
Overview
Hennion & Walsh is an advocate for the individual investor. We believe in putting the client first. At Hennion & Walsh, we know individual investors want a personal relationship with their advisor, and we believe in guiding our clients to achieve their financial goals and dreams through conservative income and growth strategies.
Hennion & Walsh is seeking a Series 99 licensed Operations Associate for our growing company. The position will work within our operations department, processing client requests and helping us deliver quality service to our clients. Broad knowledge base of industry standards is a plus, to assist us with processes and procedures.
Opportunity
- Responsible for the daily operational requests.
- Assist with cashiering items, ACATs, extensions.
- Assist supervisor with issues and trade errors.
- Work with other departments to help implement efficiencies and process improvements.
- Manage day to day workflow and meet department service levels goals.
Qualifications
- FINRA Series 99 or Series 24 license required
- Prior relevant experience with a Broker Dealer or Investment Advisor
- Working knowledge of FINRA, SEC and other regulatory rules and regulations
- Self-motivated, proactive and able to manage multiple priorities
- Strong attention to detail
- Strong communication and organizational skills
- Strong work ethic and hands-on approach
Benefits
- Competitive compensation
- Open and supportive team-based environment
- Full medical and dental benefits
- 401(k) plan with company match
