![Banco Pichincha (Miami Agency)](https://media.trabajo.org/img/noimg.jpg)
Compliance Analyst
4 weeks ago
SUMMARY OF FUNCTIONS:
The Compliance Analyst (CA) is responsible for performing various day-to-day responsibilities including, but not limited to, reviewing new account opening applications and ongoing customer due diligence entries prepared by the Business staff, ensuring compliance with the requirements established by the Bank Secrecy Act, USA PATRIOT Act, and OFAC regulations as well as Agency’s policy. The CA also performs transaction monitoring and OFAC sanctions screening-related activities.
PRINCIPAL DUTIES:
Ø Review new account opening applications for personal and corporate accounts to ensure compliance with CIP and due diligence requirements, including the Final CDD Rule. Sign off the new account application process for Moderate and Low risk accounts.
Ø Review and sign-off ongoing customer due diligence updates prepared by the business staff (e.g., CDD follow-up inquiries, beneficial ownership certifications, call and visit reports).
Ø Provide support as an initial reviewer in the performance of periodic due diligence updates for individual customers. Perform the respective transaction analysis.
Ø Conduct all-encompassing due diligence reviews for existing corporate customers, in accordance with the risk-based frequency established by policy, and as directed by the Compliance Officer (CO).
Ø Perform transaction monitoring, including research and disposition of ECS account exceptions (red flag notifications [on an alternate basis for daily/weekly flags] and monthly deviations from profiles) to ensure that transactions match the expected activity on accounts.
Ø Complete routine maintenance tasks in the ECS monitoring system (e.g., account profile, customer / person / account records) for new customer accounts, due diligence reviews, and KYC follow-ups / updates.
Ø Review and/or sign-off on matching transactions triggered by the OFAC-EDD Verifier’s internal (denial) sources (e.g., MSBs, IVTS, CMC, CPA, Cuba Restricted, Prohibited, Section 311).
Ø Maintain the OFAC Actions Log and validation records pertaining to updates to the OFAC Sanction Lists applied by the vendor.
Ø Assist in the gathering of check supplemental information (drawers and payees) for aggregation in the Compliance Area's monthly transaction analysis databases used for the disposition/completion of activity exceptions and periodic due diligence reviews.
Ø Review and dispose of potential matching CIF records triggered by the OFAC-EDD Verifier following established dual control procedures, as applicable.
Ø Conduct investigative research for unusual or suspicious activity identified through the account monitoring or referral processes, as directed by the Investigation Log Custodian. Produce case investigative reports maintaining adequate documentation to support SAR/no-SAR determinations.
Ø Assist in the research and production of documentation responsive to subpoenas, warrants, and other special requests as well as Treasury Department’s exceptional orders and national security letters, as directed by the CO or CCO.
Ø Any other duties, as may be assigned by the CO or CCO.
Ø Ensure compliance with BSA /Anti-Money Laundering regulations.
Ø Adhere to Federal and State laws and regulations.
Ø Adhere to Bank / Agency’s policies and procedures.
SECONDARY DUTIES:
Ø Evaluate FATCA system-generated alerts and ensure that due diligence on accounts with U.S. indicia is performed, including gathering appropriate 'cure' documentation or a valid Form W-9 for all identified reportable accounts.
Ø Perform 180-day transaction activity reviews for newly opened high risk rated personal and legal entity accounts, documenting the review outcome and escalating any account behavioral deviations for further review by the Relationship Managers / Account Officer via ECS. (Back-Up)
Ø Review escalated matching transactions triggered by the OFAC-EDD Verifier interdiction software’s internal watch list (Dubai, Singapore, Chaoyang, SOFOM, SAPI). (Secondary Back-Up).
Ø Review escalated matching transactions triggered by the OFAC-EDD Verifier interdiction software’s published sources (OFAC SDN, Sanctioned Countries, European Union, and United Nations) (Secondary Back-Up).
Ø Evaluate FATCA system-generated alerts and ensure that due diligence on accounts with U.S. indicia is performed, including gathering appropriate 'cure' documentation or a valid Form W-9 for all identified reportable accounts (Back-up).
Ø Any other duties, as may be assigned by the CO or CCO.
-
Compliance Analyst
20 hours ago
Coral Gables, United States Amerant Bank Full timeThe Compliance Analyst is responsible for ensuring that all mortgage lending activities within the organization comply with federal, state, and local regulations. This role involves monitoring, analyzing, and reviewing the company’s mortgage operations to identify and address potential compliance issues, mitigate risks, and ensure adherence to applicable...
-
Compliance Analyst
2 weeks ago
Coral Gables, United States BANCO PICHINCHA MIAMI AGENCY Full timeSUMMARY OF FUNCTIONS: The Compliance Analyst (CA) is responsible for performing various day-to-day responsibilities including, but not limited to, reviewing new account opening applications and ongoing customer due diligence entries prepared by the Business staff, ensuring compliance with the requirements established by the Bank Secrecy Act, USA PATRIOT Act,...
-
Compliance Analyst
2 weeks ago
Coral Gables, United States BANCO PICHINCHA MIAMI AGENCY Full timeSUMMARY OF FUNCTIONS: The Compliance Analyst (CA) is responsible for performing various day-to-day responsibilities including, but not limited to, reviewing new account opening applications and ongoing customer due diligence entries prepared by the Business staff, ensuring compliance with the requirements established by the Bank Secrecy Act, USA PATRIOT Act,...
-
Compliance Analyst
4 days ago
coral gables, United States Banco Pichincha (Miami Agency) Full timeSUMMARY OF FUNCTIONS:The Compliance Analyst (CA) is responsible for performing various day-to-day responsibilities including, but not limited to, reviewing new account opening applications and ongoing customer due diligence entries prepared by the Business staff, ensuring compliance with the requirements established by the Bank Secrecy Act, USA PATRIOT Act,...
-
Compliance Analyst
4 days ago
coral gables, United States Banco Pichincha (Miami Agency) Full timeSUMMARY OF FUNCTIONS:The Compliance Analyst (CA) is responsible for performing various day-to-day responsibilities including, but not limited to, reviewing new account opening applications and ongoing customer due diligence entries prepared by the Business staff, ensuring compliance with the requirements established by the Bank Secrecy Act, USA PATRIOT Act,...
-
Tax Compliance Analyst
1 week ago
Coral Gables, Florida, United States The Miami Herald Full timePosition Overview:We are seeking a dedicated Tax Associate to join our team at The Miami Herald. The successful candidate will be responsible for a variety of tax-related tasks, ensuring compliance and accuracy in all financial dealings.Key Responsibilities:- Prepare and file state and federal tax returns for individuals, partnerships, and corporations.-...
-
Database Analyst 3
1 week ago
Coral Gables, United States The University of Miami Full timeCurrent Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The Sr. Database Analyst in the School of Nursing and Health...
-
Correspondent Banking Analyst
4 months ago
Coral Gables, United States Bradesco Bank Full timeOnly candidates with US Work Authorization will be considered.Primary: will support the Correspondent Desk Executive and assist in completing the Annual BSA/AML/OFAC Foreign Correspondent Bank Risk Assessments. The Analyst will work closely with the C&I Division on the Enhanced Due Diligence review of the C&I Accounts and will perform all duties and...
-
Revenue Cycle Payer Relations Analyst
1 week ago
Coral Gables, United States University of Miami Full timeCurrent Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The Central Business Office has an exciting opportunity for a...
-
Security Analyst 1
1 week ago
Coral Gables, United States University of Miami Full timeCurrent Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The University of Miami Health System, "UHealth", Information...
-
SEC Segment Reporting Analyst
4 weeks ago
Coral Gables, United States Amerant Bank Full timeSEC Segment Reporting Analyst- TempWorking within the Financial Planning and Analysis team, the SEC Segment reporting analyst is responsible for the disclosure of financial information by reportable segment. This role requires deep banking industry experience, strong Finance and Accounting knowledge as well EPM software...
-
SEC Segment Reporting Analyst
3 weeks ago
Coral Gables, United States Amerant Bank Full timeSEC Segment Reporting Analyst- Temp Working within the Financial Planning and Analysis team, the SEC Segment reporting analyst is responsible for the disclosure of financial information by reportable segment. This role requires deep banking industry experience, strong Finance and Accounting knowledge as well EPM software experience. Responsibilities:...
-
SEC Segment Reporting Analyst
3 weeks ago
Coral Gables, United States Amerant Bank Full timeSEC Segment Reporting Analyst- Temp Working within the Financial Planning and Analysis team, the SEC Segment reporting analyst is responsible for the disclosure of financial information by reportable segment. This role requires deep banking industry experience, strong Finance and Accounting knowledge as well EPM software experience. Responsibilities:...
-
Trading Support Analyst
3 days ago
Coral Gables, United States Bunge North America Full timePosition Title: Trading Support AnalystPosition Description: Bunge North America, Inc. is seeking a Trading Support Analyst to be responsible for monitoring daily future orders and balancing Latin America's position in Chicago Exchange and effectively executing all related pricing and open orders on a timely manner. Daily recap of futures position accurately...
-
Senior Credit Analyst
17 hours ago
Coral Gables, Florida, United States TD Bank Group Full timeJob DescriptionThe Commercial Credit Manager (CCM) is a key role within the TD Bank Group, responsible for ensuring the quality of underwriting, compliance, and credit monitoring within an assigned portfolio. This position supports new business development while applying credit risk policy and adhering to the Bank's risk appetite.Key Responsibilities:Credit...
-
Financial Aid Analyst
1 week ago
Coral Gables, United States University of Miami Full timeCurrent Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The Financial Aid Analyst, plays a crucial role in administering...
-
Coral Gables, United States University of Miami Full timeCurrent Employees: If you are a current Staff, Faculty or Temporary employee at the University of Miami, please click here to log in to Workday to use the internal application process. To learn how to apply for a faculty or staff position using the Career worklet, please review this tip sheet. The University of Miami has an exciting opportunity for a...
-
Commercial Real Estate Credit Analyst Sr
2 months ago
Coral Gables, United States The Ladders Full timeResponsible for providing a sound, independent and objective assessment and recommendation on risk factors associated with large, complex structures & transactions related to Commercial Real Estate loans, including loans for purchasing, refinancing, repositioning and development & construction of income producing properties [multifamily, retail, office,...
-
Sr AP Analyst, Accounts Payable, FT, 07A-3:30P
3 months ago
Coral Gables, Florida, United States Baptist Health South Florida Full timeBaptist Health South Florida is the region's largest not-for-profit healthcare organization with 12 hospitals, more than 27,000 employees, 4,000 physicians, and 200 outpatient centers, urgent care facilities, and physician practices spanning across Miami-Dade, Monroe, Broward, and Palm Beach counties. Baptist Health has internationally renowned centers of...
-
Financial Segment Reporting Specialist
1 week ago
Coral Gables, Florida, United States Amerant Bank Full timePosition Overview:As a key member of the Financial Planning and Analysis team, the SEC Segment Reporting Analyst plays a crucial role in the accurate disclosure of financial data by reportable segment. This position demands a thorough understanding of the banking industry and a strong analytical mindset.Key Responsibilities:Prepare and analyze financial...