Investment Operations Associate
3 weeks ago
Role Profile:
Our wealth management client is seeking an Investment Operations Associate. The Investment Operations Associate will be responsible for a wide variety of the financial planning and investment management services we provide for our clients. In collaboration with our Wealth Management Advisor and other team members, this individual will focus on investment services including: developing and implementing asset allocation strategies, executing trades, analyzing investments, monitoring holdings, and processing asset transfers. This role will also assist with corresponding with clients to handle investment service questions and preparing reports for client and prospect meetings.
Investment Account Responsibilities:
• Preparing and processing all paperwork needed for investment accounts
• Monitoring, processing, and following up on asset transfers and on initial and subsequent funding of
investment accounts
• Implementing initial and subsequent asset allocation and re-balancing trades
• Processing proposal amendments, monitoring alerts, and annual reviews in Envestnet
• Executing buy or sell orders and rebalancing orders in Envestnet
• Following up on trade rejects and resolving all trade-related issues
• Monitoring holdings for program eligibility and administering advisory accounts
Presentation and Client Reviews:
• Investment audit – investment account data input and analysis
• Preparing advisory review meeting information and reports
Client Service:
• Corresponding with clients to handle investment service issues and questions
• Performing cashiering functions
• Running performance reports in Envestnet, Morningstar, etc.
• Accepting redemptions/withdrawals from clients and communicating instructions to main office
• Maintaining efficient system for account follow-ups and service requirements
• Maintaining Client Relationship Management case open maintenance and client information
• Understanding and answering technical questions about client’s investment accounts
• Explaining products or performance to clients
• Effectively discussing fees, tax consequences, strategies, etc. to clients
Qualifications:
• FINRA Series 7 and series 63 license required
• Indiana Life and Health Insurance License (preferred or obtainable within 6 months on the job)
• 2-4 years of experience in the financial planning industry specifically with experience in investment
operations including trading experience, ability to process personal securities transactions, and client
communication experience required
• Passionate and highly motivated self-starter
• Excellent oral and written communication skills
• Strong critical thinking, financial analysis and problem-solving skills required
• Ability to manage multiple diverse projects and assignments in a timely and quality manner
• Strong attention to detail with the ability to work with a high degree of accuracy
• Demonstrated ability to maintain effective working relationships with clients
• Ability to embrace change and work in a fast-paced environment
• Able to work both independently and in a team
• Ability to maintain confidentiality
Location: 5x a week in office
-
Investment Real Estate Associate
1 month ago
Indianapolis, United States Aurumys Full timeJob DescriptionJob DescriptionAbout usOur goal is to create an agent-centric, development driven environment for our agents and employees. As a result of this investment in our people, our investor customers are able to be the beneficiaries of the elite level service and knowledge that our agents bring to the table.Our work environment includes:Modern office...
-
Investment Real Estate Associate
5 days ago
Indianapolis, United States Aurumys Full timeJob DescriptionJob DescriptionAbout usOur goal is to create an agent-centric, development driven environment for our agents and employees. As a result of this investment in our people, our investor customers are able to be the beneficiaries of the elite level service and knowledge that our agents bring to the table.Our work environment includes:Innovative...
-
Customer Service Associate
1 day ago
Indianapolis, United States Empire Today Full timeLocation: Location: Customer Service Associate - Market Operations in Indianapolis, IN at Empire Today **Location:** **Opportunity Description** **Business Area** Our Customer Service department works closely with Empire Today s customers before, during, and after the purchase of a product and/or service. This ensures our customers are receiving the best...
-
Investment & Acquisitions Manager
8 hours ago
Indianapolis, United States Flaherty & Collins Properties Full timeJob Details Job Location Corporate Office - Indianapolis, IN Position Type Full Time Job Category Real Estate Description Investment Acquisitions Manager Primary Responsibilities Develops and implements a real estate acquisition strategy in collaboration with the executive team. Manages property acquisition, deal origination, deal negotiation and deal...
-
Operations Associate
3 days ago
Indianapolis, Indiana, United States Eli Lilly and Company Full timeAt Lilly, we unite caring with discovery to make life better for people around the world. We are a global healthcare leader headquartered in Indianapolis, Indiana. Our employees around the world work to discover and bring life-changing medicines to those who need them, improve the understanding and management of disease, and give back to our communities...
-
Temporary Operations Associate, Indianapolis
6 days ago
Indianapolis, United States goPuff Full timeIndianapolis, IN / Field Operations Hourly - Midwest / Full Time/ On-site. Gopuff is looking for Operations Associates (O - As) to join the operations team. Directly reporting to a Site Leader, O - As play an essential role at Gopuff that requires Operations Associate, Operations, Associate, Manufacturing, Operation
-
Chief Compliance Officer
1 month ago
Indianapolis, United States Goelzer Investment Management, Inc Full timeJob DescriptionJob DescriptionThe successful candidate will be a self-starter who displays initiative and a positive attitude, a high level of integrity, and the motivation to take on a variety of tasks in a team-oriented environment. The successful candidate will be an individual who demonstrates a high level of respect for each person they encounter, is...
-
Indianapolis, United States Local Initiative Support Corporation Full timeWhat We Do With residents and partners, LISC forges resilient and inclusive communities of opportunity across America - great places to live, work, visit, do business and raise families. Strategies We Pursue Equip talent in underinvested communities with the skills and credentials to compete successfully for quality income and wealth opportunities. Invest...
-
Operations Associate, Retirement Services
3 weeks ago
Indianapolis, United States OneAmerica Full timeAt OneAmerica Financial, our purpose is to create more certainty for our customers that leads to better moments, every day. Our commitment is to advance stability and growth in every solution and relationship. We deliver financial strength that build Operations Associate, Operations, Retirement, Associate, Processing, Service, Manufacturing, Insurance
-
Central Inspection Operations Associate
3 hours ago
Indianapolis, United States Eli Lilly and Company Full timeAt Lilly, we unite caring with discovery to make life better for people around the world. We are a global healthcare leader headquartered in Indianapolis, Indiana. Our employees around the world work to discover and bring life-changing medicines to those who need them, improve the understanding and management of disease, and give back to our communities...
-
Central Inspection Operations Associate
22 hours ago
Indianapolis, Indiana, United States Eli Lilly and Company Full timeAt Lilly, we unite caring with discovery to make life better for people around the world. We are a global healthcare leader headquartered in Indianapolis, Indiana. Our employees around the world work to discover and bring life-changing medicines to those who need them, improve the understanding and management of disease, and give back to our communities...
-
Client Service Associate
7 hours ago
Indianapolis, United States Stifel Full timeSummary Under immediate supervision, Client Services Associate, Registered, assists one or more Financial Advisor(s) (FA(s)) with the opening and maintenance of client accounts and records, performs a wide variety of administrative support duties, including but not limited to, word processing, preparing mailings, filing, answering the phone, obtaining...
-
Store Operation Associate
3 weeks ago
Indianapolis, United States At Home Stores LLC Full time$15.00-16.00/hour The Store Operations Associate is responsible for unloading, processing, and stocking freight safely and efficiently to maximize product availability for the customer. Key Roles and Responsibilities Provides customers a positive shopping experience Performs cashier duties accurately while processing all transactions per...
-
Store Operation Associate
2 weeks ago
Indianapolis, United States At Home Stores LLC Full timeJob Description $15.00-16.00/hour The Store Operations Associate is responsible for unloading, processing, and stocking freight safely and efficiently to maximize product availability for the customer. Key Roles and Responsibilities Provides customers a positive shopping experience Performs cashier duties accurately while processing all transactions per...
-
Operations Associate
5 hours ago
Indianapolis, United States Sephora Full timeJob ID: 248387Store Name/Number: IN-Keystone (0268)Address: 8702 Keystone Crossing, Indianapolis, IN 46240, United States (US)Hourly/Salaried: Hourly (Non-Exempt)Full Time/Part Time: Part TimePosition Type: RegularYour role at Sephora: As an Operations Associate, you'll thrive in a dynamic, fast-paced environment. This role is about ensuring a smooth...
-
Indianapolis, Indiana, United States Royal Bank of Canada Full timeJob SummaryJob DescriptionWhat is the opportunity? Join a highly successful and growing team at RBC Wealth Management in Indianapolis as a Senior Client Associate/Senior Registered Client Associate This exciting opportunity is perfect for someone with experience in the financial services industry who is registered (Series 7 and 66 or 63/65) .As a Senior...
-
Store Operation Associate
1 month ago
Indianapolis, United States At Home Stores LLC Full timeJob Description$15.00-16.00/hourThe Store Operations Associate is responsible for unloading, processing, and stocking freight safely and efficiently to maximize product availability for the customer.Key Roles and ResponsibilitiesProvides customers a positive shopping experiencePerforms cashier duties accurately while processing all transactions per...
-
Operations Associate, Retirement Services
3 weeks ago
Indianapolis, United States OneAmerica Full timeAt OneAmerica Financial, our purpose is to create more certainty for our customers that leads to better moments, every day. Our commitment is to advance stability and growth in every solution and relationship. We deliver financial strength that builds for generations, and we are always aspiring, looking ahead, and collaborating to achieve more, together....
-
Operations Associate, Retirement Services
4 weeks ago
Indianapolis, United States American United Life Ins Co Full timeJob DescriptionJob DescriptionAt OneAmerica Financial, our purpose is to create more certainty for our customers that leads to better moments, every day. Our commitment is to advance stability and growth in every solution and relationship. We deliver financial strength that builds for generations, and we are always aspiring, looking ahead, and collaborating...
-
Indianapolis, United States Ascension Full timeAscension has provided thousands of associates and caregivers a rewarding career in healthcare since 1902. We strive to expand access to high-quality, low-cost, person-centered care and services for all. At Naab Road-Practice Operations, caregivers can find both a jumpstart to their careers and clinical education opportunities. If you are looking for a...