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Director, Swap Dealer Compliance
4 weeks ago
Our client, a well-respected boutique bank, is seeking to add a Director to their Swap Dealer Compliance Team. This is an amazing opportunity to join a top firm with an excellent corporate culture, benefits, and compensation package.
Qualifications
- Bachelor's degree in Finance/Economics or related field from a top institution preferred
- Thorough understanding of the Swap Dealer Regulations
- OTC Derivatives Experience a Must
- 10+ years of relevant compliance experience
- Strong organizational, analytical, communication skills
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Director, Swap Dealer Compliance
3 weeks ago
New York, United States Greenwood Martin Full timeOur client, a well-respected boutique bank, is seeking to add a Director to their Swap Dealer Compliance Team. This is an amazing opportunity to join a top firm with an excellent corporate culture, benefits, and compensation package.QualificationsBachelor's degree in Finance/Economics or related field from a top institution preferredThorough understanding of...
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Director, Swap Dealer Compliance
4 weeks ago
New York, United States Greenwood Martin Full timeOur client, a well-respected boutique bank, is seeking to add a Director to their Swap Dealer Compliance Team. This is an amazing opportunity to join a top firm with an excellent corporate culture, benefits, and compensation package.QualificationsBachelor's degree in Finance/Economics or related field from a top institution preferredThorough understanding of...
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Director, Swap Dealer Compliance
1 week ago
New York, New York, United States Greenwood Martin Full timeOur client, a highly regarded boutique bank, is looking to hire a Director for their Swap Dealer Compliance Team. This role presents a fantastic opportunity to become part of a leading company with a great work environment, perks, and competitive salary.RequirementsObtained a Bachelor's degree in Finance/Economics or a related field from a reputable...
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Swap Dealer Compliance Officer
3 weeks ago
New York, United States Societe Generale SA Full time**Welcome to the Societe Generale Careers website.** Swap Dealer Compliance Officer Permanent contract| New York| Compliance **Swap Dealer Compliance Officer** New York, United States Permanent contract Compliance ** Responsibilities** * Recommend and implement changes to the Swap Dealer and SBSD Compliance Programs, relevant policies and procedures on an...
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Swap Dealer Compliance Officer
2 months ago
New York, United States Societe Generale SA Full time**Welcome to the Societe Generale Careers website.** Swap Dealer Compliance Officer Permanent contract| New York| Compliance **Swap Dealer Compliance Officer** New York, United States Permanent contract Compliance ** Responsibilities** * Recommend and implement changes to the Swap Dealer and SBSD Compliance Programs, relevant policies and procedures on an...
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Senior Manager, US Audit, Swap Dealer Compliance
3 weeks ago
New York, United States scotia.design Full timeTitle: Senior Manager, US Audit, Swap Dealer Compliance Requisition ID: 93952 Join the Global Community of Scotiabankers to help customers become better off. The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide independent and objective assurance over the design and...
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Senior Manager, US Audit, Swap Dealer Compliance
2 months ago
New York, United States scotia.design Full timeTitle: Senior Manager, US Audit, Swap Dealer Compliance Requisition ID: 93952 Join the Global Community of Scotiabankers to help customers become better off. The Audit Department is the 3rd Line of Defense and plays a key role in the internal control system of the Bank. Its mandate is to provide independent and objective assurance over the design and...
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VP Compliance Testing Swap Dealer
3 weeks ago
New York, United States Experis Full timeOur top banking client is seeking a Vice President of Compliance Monitoring & Testing (Swaps) to join their office in New York City. This position will play an integral role in the development of the Monitoring and Testing program, and will have coverage over the banks Swap Dealer Operations. Job Title: Vice President, Compliance Monitoring &...
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VP Compliance Testing Swap Dealer
3 weeks ago
New York, United States Experis Full timeOur top banking client is seeking a Vice President of Compliance Monitoring & Testing (Swaps) to join their office in New York City. This position will play an integral role in the development of the Monitoring and Testing program, and will have coverage over the banks Swap Dealer Operations. Job Title: Vice President, Compliance Monitoring &...
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VP Compliance Testing Swap Dealer
4 weeks ago
New York, United States Experis Full timeOur top banking client is seeking a Vice President of Compliance Monitoring & Testing (Swaps) to join their office in New York City. This position will play an integral role in the development of the Monitoring and Testing program, and will have coverage over the banks Swap Dealer Operations. Job Title: Vice President, Compliance Monitoring &...
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VP Compliance Testing Swap Dealer
4 weeks ago
New York, New York, 10172, Manhattan, NY, United States Experis Full timeOur top banking client is seeking a Vice President of Compliance Monitoring & Testing (Swaps) to join their office in New York City. This position will play an integral role in the development of the Monitoring and Testing program, and will have coverage over the banks Swap Dealer Operations. Job Title: Vice President, Compliance Monitoring & Testing...
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VP Compliance Testing Swap Dealer
3 weeks ago
New York, New York, 10172, Manhattan, NY, United States Experis Full timeOur top banking client is seeking a Vice President of Compliance Monitoring & Testing (Swaps) to join their office in New York City. This position will play an integral role in the development of the Monitoring and Testing program, and will have coverage over the banks Swap Dealer Operations. Job Title: Vice President, Compliance Monitoring & Testing...
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New York, United States TD Bank Group Full timeWe are working to deliver a legendary mobile experience. If your experience is less than optimal, please visit us on a desktop or laptop. **Vice President Swap Dealer and SBSD Compliance, TD Securities** 349440BR Securities / Wholesale Banking New York , NY February 15, 2022 **Company Overview** TD Securities provides a wide range of M&A advisory,...
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Swap Dealer Head of Regulatory Reporting
1 week ago
New York, United States Tandym Group Full timeA tech investment firm in New York City is currently seeking an experienced Finance professional to join their growing team as their new Head of Regulatory Reporting Swap Dealer. In this role, the Head of Regulatory Reporting Swap Dealer will be responsible for establishing, maintaining, and developing the company's swap dealer financial and regulatory...
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New York, United States Jefferies & Company, Inc. Full time**Vice President, Broker Dealer/Swap Dealer Capital Reporting Lead** **Responsibilities**: The US Regulatory Controllers is an integral part of the Finance Controllers Group within Corporate division of Jefferies. The team is responsible for the regulatory policy making and production reporting processes and controls for capital, customer protection and...
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Legal and Compliance Director
1 month ago
New York, United States Galaxy Digital Full timeWho You Are: The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible for establishing, maintaining and developing Galaxy's related compliance program for the relevant activities. Both the swap dealer and the CPO/CTA are both direct subsidiaries of...
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Legal and Compliance Director
3 weeks ago
New York, United States Galaxy Digital Full timeWho You Are: The Legal & Compliance Director will be a Compliance Officer of both the Swap Dealer and the Commodity Pool Operator/Commodity Trade Advisor and will be responsible for establishing, maintaining and developing Galaxy's related compliance program for the relevant activities. Both the swap dealer and the CPO/CTA are both direct subsidiaries of...
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Swap Compliance Lead
3 weeks ago
New York, United States Larson Maddox Full timeOur client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO) in maintaining adherence to the CEA, CFTC regulations, and pertinent international regulations. K ey Duties and Responsibilities: Perform trade surveillance and real-time...
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Swap Compliance Lead
4 weeks ago
New York, United States Larson Maddox Full timeOur client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO) in maintaining adherence to the CEA, CFTC regulations, and pertinent international regulations. K ey Duties and Responsibilities: Perform trade surveillance and real-time...
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Swap Compliance Lead
1 month ago
New York, United States Larson Maddox Full timeOur client is looking for an experienced Compliance Officer to join their Swap Execution Compliance team. In this role, you will support the Swap Execution Chief Compliance Officer (CCO) in maintaining adherence to the CEA, CFTC regulations, and pertinent international regulations. Key Duties and Responsibilities:Perform trade surveillance and real-time...