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Associate Counsel

4 months ago

New York, United States Webull Financial Full time

Associate Counsel

New York, NY (in-office)


Webull is seeking a highly motivated junior or mid-level attorney to support our legal team and business units. This position provides a great opportunity for growth and development in a dynamic company. This position will report to our Associate General Counsel.


Responsibilities

  • Provide legal and regulatory advice to business teams with respect to a broad mix of transactional, risk management, and compliance needs.
  • Support and advise the compliance department on regulatory inquiries and enforcement actions; participate in enforcement matters as needed.
  • Collaborate with and manage outside counsel.
  • Manage ongoing litigation and arbitration at all phases, including represent the firm in smaller litigation and arbitration matters, as appropriate.
  • Coordinate and participate in all aspects of discovery and internal investigations.
  • Provide additional assistance to business and other legal team members as needed, including on contracts, marketing, product development, and other issues.


Requirements

  • JD from an accredited law school and member in good standing of at least one state bar.
  • 3+ years experience in a law firm or regulatory enforcement
  • Broker-dealer experience significantly preferred. Other eor regulatory experience will be considered a plus


Core Competencies

  • A multi-tasker with excellent analytical and legal skills.
  • Team player with strong interpersonal skills and ability to collaborate.
  • Strong verbal and written communication skills.
  • Strong business judgment and strategic thinking.
  • Creative problem solver.
  • Proven ability to work independently under pressure and meet deadlines.