Senior Corporate Securities Attorney
2 months ago
Our client, leading publicly listed Mining company is looking for a 10 plus years experienced Corporate Securities Attorneys to support the corporate legal department and the company compliance with governance-related requirements under U.S. Securities and Exchange Commission (SEC) rules and regulations, NYSE listing standards, and other applicable requirements.
Responsibilities include:
• Prepare and review SEC filings (including annual, quarterly, proxy statement, and beneficial ownership reports) and other securities work as needed.
• Develop and maintain policies for compliance with securities-related regulatory requirements, including the Sarbanes-Oxley Act, CYSE rules, and proxy advisory firm policies.
• Review and maintain corporate governance policies and procedures, including Board and committee charters, corporate policies and guidelines.
• Manage corporate governance and support the Board and committee meetings, such as preparation of meeting materials, resolutions, minutes, and relevant research.
• Advise on investor relations matters, including quarterly results’ publications, scripts and announcements, investor communications, appropriate disclosures, investor outreach, and other investor relations activities.
• Assist HR Operations as well as Performance and Rewards Departments on employment, equity plans and executive compensation matters.
• Prepare Board resolutions and provide assistance with Board and committee materials.
• Provide oversight and manager new regulations and rules that the company may become subject to and advise on relevant corporate governance, investor relations, insider trading, and other public company policies and processes.
All applicants should have a JD and should be admitted to the Bar of a US Jurisdiction.
Knowledge of equity compensation plans and executive compensation is required.
Expertise in federal securities laws and filings and corporate governance matters, including stock exchange listing rules is required. 7 + years of experience with securities law and fillings for US public company advisory at a top law firm and/or in-house at a U.S. public company is required.
Preference for experience with foreign private issuer and domestic registrant requirements. The position offers an excellent pay, bonus, equity, and very competitive benefits.
For immediate consideration, please contact amy,thomas@roberthalf.com.
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