SVP, Advertising Compliance Review
4 months ago
My client is a $22 billion dollar asset management company looking to bring on board a "SVP, Advertising Compliance Review” to join their team. They are in the office 1-day per week.
Responsibilities:
Review marketing materials across the firm’s investment strategies to ensure compliance with applicable regulations (e.g., SEC, FINRA, non-US) and internal policies.
Provide guidance to the business on advertising and performance reporting best practices in support of marketing and sales efforts
Facilitate the review of the firm’s marketing materials (including social media) and select third-party collateral.
Provide clear, succinct instructions and rationale when requesting changes to material.
Review of materials for external distribution to existing RIA clients
Researching, recommending, and participating in projects to help enhance the firm’s compliance programs and processes.
Conduct training for relevant staff on certain compliance policies and procedures
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Compliance Analyst II, Advertising
2 weeks ago
Chicago, United States Guild Mortgage Full timeGuild Mortgage Company, closing loans and opening doors since 1960. As a mortgage banking firm, we are dedicated to serving the homeowner/buyer. Our goal is to provide affordable home financing for our customers, utilizing the best terms available while providing a level of professionalism and service unsurpassed in the lending industry.Position SummaryThe...
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Compliance Associate, Marketing Review
4 weeks ago
Chicago, Illinois, United States Corient Private Wealth LLC Full timeCompliance Associate, Marketing Review Job DescriptionAt Corient Private Wealth LLC, we are seeking a highly skilled Compliance Associate to join our Marketing Review team. As a key member of our team, you will play a crucial role in maintaining our organization's compliance with laws, regulations, and internal policies while optimizing our operational...
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Compliance Associate Marketing Review
1 week ago
Chicago, United States Corient Full timeJoin a team that values your ambition and empowers your growthAt Corient, we help high- and ultra-high-net-worth individuals, families and high achievers of all types enjoy a full life, while enabling them to preserve their wealth for future generations, and provide for the people, causes and communities they care about. We focus on exceeding expectations,...
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Advertising Coordinator
4 weeks ago
Chicago, Illinois, United States Create Chicago Full timeJob OverviewCreate Chicago is seeking a highly organized and creative Advertising Assistant to support the planning, execution, and analysis of advertising campaigns. This role involves working closely with our creative and account teams to gain valuable hands-on experience while contributing to high-profile projects for clients across various industries.Key...
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Compliance Specialist
1 month ago
Chicago, Illinois, United States SNI Financial Full timeJob Summary:The Compliance Associate is a critical role within SNI Financial, responsible for ensuring the Bank's compliance with regulatory requirements and applicable policies, procedures, and practices. This position collaborates in the identification, measurement, and monitoring of compliance risks within the Bank, while also assisting with developing,...
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Compliance Associate
1 month ago
Chicago, United States SNI Financial Full timeJob Summary: The Compliance Associate is responsible for ensuring the Bank complies with regulatory requirements and applicable policies, procedures, and practices, and collaborating in the identification, measurement, and monitoring of compliance risks within the Bank. The position may also assist with developing, implementing, and administering aspects of...
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Digital Advertising Operations Manager
4 weeks ago
Chicago, Illinois, United States Synergy Interactive Full timeKey ResponsibilitiesAs a key member of the Synergy Interactive team, you will be responsible for developing and executing strategic plans to optimize ad operations processes and workflows, ensuring seamless execution and delivery of advertising campaigns.You will manage a team of ad operations professionals, providing leadership, guidance, and support to...
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Medical Reviewer
1 month ago
North Chicago, Illinois, United States Spectraforce Technologies Full timeJob Title: Medical Reviewer/Safety ReviewerLocation: Mettawa IL 60045Duration: 12 MonthsHealth related background: BSN/PharmD, (at a minimum Pharma Experience, 1-5 yrs experience would be ideal) Experience with the application of FDA OPDP regulations, guidance regarding Advertising and Promotion (a plus would be for international regulations experience)...
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Compliance Analyst
2 months ago
Chicago, United States Phillip Capital Inc. Full timePhillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to grow your skills and make meaningful, visible contributions to both your team and the...
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Compliance Analyst
1 month ago
chicago, United States Phillip Capital Inc. Full timePhillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to grow your skills and make meaningful, visible contributions to both your team and the...
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Compliance Analyst
2 months ago
chicago, United States Phillip Capital Inc. Full timePhillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to grow your skills and make meaningful, visible contributions to both your team and the...
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Strategic Media and Advertising Director
4 weeks ago
Chicago, Illinois, United States American Family Insurance Agency Staff Full timeJob SummaryThe Director of American Family Advertising and Media will be responsible for developing and executing a comprehensive advertising and media strategy that enhances the American Family Insurance brand. This seasoned marketing professional will lead the Brand Advertising and Media teams, overseeing their performance and growth, and will have...
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Relationship Manager
1 month ago
Chicago, United States Disability Solutions Full timeAt Associated Bank we strive to create an inclusive culture where different perspectives are valued and recognized as strengths critical to our success. If you thrive in an environment where your growth and development are encouraged and supported, then Associated Bank may be the right place for you.As a Relationship Manager on our Commercial & Industrial...
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Medicare Compliance Specialist
1 month ago
Chicago, Illinois, United States OneDigital Full timeMedicare Compliance Expert OpportunityWe are seeking a highly skilled and experienced Medicare Compliance Expert to join our team at OneDigital. As a key member of our legal and compliance department, you will play a critical role in ensuring the company's compliance with Medicare regulations and requirements.Key Responsibilities:Monitor and manage all...
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Chicago, United States DePaul Full timePart-time Faculty, Public Relations and Advertising Full-time Faculty Positions Full-time faculty positions will be posted on a per-opening basis. Postings are organized by college/school and department. Applicants will be evaluated at the college/school level for the position which they are submitting an application. Unless noted by a close date,...
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Chicago, United States DePaul University Full timePart-time Faculty, Public Relations and Advertising Full-time Faculty Positions Full-time faculty positions will be posted on a per-opening basis. Postings are organized by college/school and department. Applicants will be evaluated at the college/school level for the position which they are submitting an application. Unless noted by a close date,...
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Chicago, United States DePaul University Full timePart-time Faculty, Public Relations and Advertising Full-time Faculty Positions Full-time faculty positions will be posted on a per-opening basis. Postings are organized by college/school and department. Applicants will be evaluated at the college/school level for the position which they are submitting an application. Unless noted by a close date,...
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Chicago, United States DePaul Full timePart-time Faculty, Public Relations and Advertising Full-time Faculty Positions Full-time faculty positions will be posted on a per-opening basis. Postings are organized by college/school and department. Applicants will be evaluated at the college/school level for the position which they are submitting an application. Unless noted by a close date,...
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Compliance Analyst
2 weeks ago
Chicago, IL, United States Phillip Capital Inc. Full timePhillip Capital Inc. Employment Opportunity in Chicago or New York Compliance Analyst Phillip Capital Inc. is dually registered with the SEC/FINRA as a self-clearing broker dealer and the CFTC as a registered Futures Commission Merchant (FCM). We offer the opportunity to grow your skills and make meaningful, visible contributions to both your team and the...
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Senior Manager
3 weeks ago
Chicago, United States United Airlines Full timeDescription There’s never been a more exciting time to join United Airlines. We’re on a path towards becoming the best airline in the history of aviation. Our shared purpose – Connecting People, Uniting the World – is about more than getting people from one place to another. It also means that as a global company that operates in hundreds of...