Investment Management and Securities Associate

4 days ago

Hamilton, United States Stark & Stark Full time

Since 1933, Stark & Stark has developed innovative legal solutions to meet our client's needs. With experienced attorneys in more than 30 practice areas, and a philosophy of putting the law to work for our clients is the basis for building and maintaining our practice.


Stark & Stark's Hamilton office is seeking applications from Investment management and Securities attorneys with exceptional credentials and a genuine passion for the law.


Responsibilities

  • Monitor, identify, and advise clients on regulatory changes.
  • Handle a wide range of matters related to investment adviser and broker-dealer regulatory and compliance topics.
  • Provide compliance and regulatory support and guidance to a large and diverse investment advisory client base.
  • Provide guidance on a full range of issues associated with investment advisers, hedge funds, and broker-dealers including regulatory/compliance matters, investment vehicles and industry best practices.
  • Draft review and or revise advisory agreements and provide support on practical business matters.


Requirements:

Law Degree required; Prior role as a law firm associate and/or with in-house compliance or legal department; work experience focused on RIA and financial services business.


  • Must be a member of the New Jersey State Bar Associate.
  • 3+ years of related legal experience.
  • Possess a working knowledge of the laws, rules, regulations, and market practice governing registered investment advisers, broker-dealers, hedge funds, private equity, and alternative assets.
  • Provide prompt and professional service.
  • Ability to produce outstanding written work.
  • Possess the experience and confidence to interact professionally with senior management, clients, and clients’ representatives.
  • Demonstrated track record of effectively solving problems to a successful resolution and have a willingness and ability to master new laws and regulations as they develop.
  • Must have familiarity with laws and regulations governing the operation of UCITS funds; the Securities Exchange Act; and rules and regulation governing the operation of US broker-dealers, including federal and state securities laws and FINRA regulations.
  • Must be skilled in negotiation and drafting skills.
  • Possess superior verbal and written communication skills.
  • Demonstrate strong integrity and professionalism.
  • Ability to multi-task.
  • Exercise judgment and the ability to work autonomously and as an effective member of a team; and intellectual curiosity and the ability to problem solve independently.


Benefits

Stark & Stark is committed to the health and well-being of its staff members. The firm offers a full range of benefits, including traditional major medical and hospitalization coverage, a prescription plan, a dental plan, a vision plan, life insurance, accidental death, and dismemberment coverage, a profit sharing, and a 401(k) plan, paid vacation, and paid holidays.


Equal Opportunity Employer

Stark & Stark’s policy is to make employment decisions based on merit, ability, and competence. Except where required by law, employment practices shall not be influenced or affected by an applicant’s or staff member’s race, color, religion, sex, national origin, age, or any other characteristic provided by law. Qualified minorities, females, veterans, and attorneys with disabilities are encouraged to apply. It is also our policy to provide a work environment that is free of harassment of any kind, including that which is sexual, age-related, or ethnic.


Mansfield Rule

As part of its continued efforts to actively recruit and advance the recruitment, development, and promotion of diverse lawyers, Stark & Stark is participating in Diversity Lab’s Midsize Mansfield Rule initiative. The Mansfield Rule is named for Arabella Mansfield, the first woman admitted to practice law in the United States. It measures whether law firms affirmatively consider diverse lawyers for hiring, advancement, and significant leadership roles.

Under this initiative, we strive for a candidate pool consisting of at least 30% women, attorneys from underrepresented racial and/or ethnic groups, lawyers with disabilities, and/or LGBTQ+ attorneys. The Mansfield Rule initiative also includes a commitment by Stark & Stark to be transparent in our internal governance, particularly with our selection guidelines and job descriptions for firm management roles and committees.

  • Investment Management and Securities Associate

    1 day ago

    hamilton, United States Stark & Stark Full time

    Since 1933, Stark & Stark has developed innovative legal solutions to meet our client's needs. With experienced attorneys in more than 30 practice areas, and a philosophy of putting the law to work for our clients is the basis for building and maintaining our practice.Stark & Stark's Hamilton office is seeking applications from Investment management and...

  • Investment Management and Securities Associate

    14 hours ago

    hamilton, United States Stark & Stark Full time

    Since 1933, Stark & Stark has developed innovative legal solutions to meet our client's needs. With experienced attorneys in more than 30 practice areas, and a philosophy of putting the law to work for our clients is the basis for building and maintaining our practice.Stark & Stark's Hamilton office is seeking applications from Investment management and...

  • FT Associate Asset Protection

    3 weeks ago

    Hamilton, United States Giant Food Full time

    Who Is Giant? With over 2 million weekly customers and annual sales topping $5 billion, Giant is the #1 grocer in the Baltimore-Washington area. What began as one store on Georgia Avenue in Washington D.C. in 1936, now has grown to over 160 stores spanning across D.C., Maryland, Virginia and Delaware. Giant's mission is beyond stocking groceries on...

  • Warehouse Inventory Specialist

    3 days ago

    Hamilton, Ohio, United States Staffmark Investment, LLC Full time

    Warehouse Cycle Counter Job DescriptionWe are seeking a detail-oriented and organized Warehouse Cycle Counter to join our team at Staffmark Investment, LLC. As a key member of our warehouse operations, you will be responsible for monitoring and controlling inventory to ensure accuracy and efficiency.Key Responsibilities:Conduct regular physical counts to...

  • Electronics Security Specialist

    4 days ago

    Hamilton, Virginia, United States Active Security Consulting Full time

    Job SummaryActive Security Consulting is seeking a highly skilled and experienced Security Technician to join our team. As a Security Technician, you will be responsible for installing, maintaining, and repairing industrial security equipment and associated cabling and infrastructure.Key ResponsibilitiesInstall, configure, and maintain electronic security...

  • Armed Security Officer

    4 weeks ago

    Hamilton, Ohio, United States Ochsner Clinic Foundation Full time

    About Ochsner HealthWe are a leading healthcare organization dedicated to serving, healing, leading, educating, and innovating. Our commitment to excellence has earned us numerous awards and recognition, and we are proud of our team's hard work and dedication.Job SummaryWe are seeking a highly skilled and experienced Armed Security Officer to join our team....

  • Mobile Associate

    2 months ago

    Hamilton, United States T-Mobile US, Inc. Full time

    At T-Mobile, we invest in YOU! Our Total Rewards Package ensures that employees get the same big love we give our customers. All team members receive a competitive base salary and compensation package - this is Total Rewards. Employees enjoy multiple Mobile, Associate, Customer Experience, Total Rewards, Customer Service, Benefits

  • Campus Security Specialist

    3 weeks ago

    Hamilton, New York, United States Colgate University Full time

    Campus Safety OfficerColgate University is seeking a highly skilled and dedicated Campus Safety Officer to join our team. As a key member of our safety and security team, you will be responsible for ensuring the safety and well-being of our students, faculty, and staff.Key Responsibilities:Patrol campus grounds and buildings to prevent and respond to...

  • Security Officer

    2 days ago

    Hamilton, Ohio, United States Chenega Corporation Full time

    **Job Summary**Chenega Corporation is seeking a highly skilled and experienced Security Officer to join our team. As a key member of our security team, you will be responsible for ensuring the safety and security of our facilities, employees, and visitors.**Key Responsibilities**• Provide protective service work, including guarding buildings and property,...

  • Network Security Specialist

    4 weeks ago

    Hamilton, Ohio, United States Armstrong Group Full time

    Network Security Engineer – Network & Transport OpsAre you a skilled professional looking for a challenging role in a dynamic organization? Do you enjoy working in a collaborative environment where your expertise is valued and respected? If so, we invite you to apply for the Network Security Engineer – Network & Transport Ops position at Armstrong...

  • Network Security Specialist

    3 weeks ago

    Hamilton, Ohio, United States Armstrong Group Full time

    Job Title: Network Security SpecialistAs a Network Security Specialist at Armstrong Group, you will play a critical role in ensuring the security and integrity of our network infrastructure. Your primary responsibility will be to design, implement, and maintain robust security measures to protect our systems and data from cyber threats.Key...

  • Network Security Engineer

    3 days ago

    Hamilton, Ohio, United States Armstrong Group Full time

    Network Security Engineer - Network & Transport OpsAre you a motivated professional looking to grow your career in a dynamic and supportive environment? Do you thrive in a collaborative team setting where innovation and expertise are valued? If so, we invite you to explore this exciting opportunity to join our team at Armstrong Group.Job Summary:The Network...

  • Security Shift Supervisor

    3 weeks ago

    Hamilton, Ohio, United States Allied Universal® Full time

    Job Title: Security Shift SupervisorAt Allied Universal, we are seeking a highly skilled and experienced Security Shift Supervisor to join our team. As a Security Shift Supervisor, you will be responsible for supervising and coordinating the delivery of quality services on a specific shift at an assigned customer. You will act as a liaison between site...

  • Spa Associate

    5 months ago

    Hamilton, United States Hand and Stone Massage and Facial Spa Full time

    Job Description:  Hand & Stone Massage and Facial Spa is a national franchise that specializes in massage, facials, and hair removal services. With over 500 locations across the US and Canada, the Hand & Stone brand is a leader in the membership-based spa services industry.Hand and Stone Massage and Facial Spa, located in Mays Landing, is seeking a spa...

  • Asset Protection Associate

    4 days ago

    Hamilton, Virginia, United States Giant Food Full time

    Job SummaryWe are seeking a highly skilled and detail-oriented Asset Protection Associate to join our team at Giant Food. As an Asset Protection Associate, you will play a critical role in protecting our company's retail store assets by investigating the loss of assets, including merchandise, money, and property.Key ResponsibilitiesInvestigate and resolve...

  • Sales Associate Dairy Products

    4 weeks ago

    Hamilton, Ohio, United States Nexus Dynamics Full time

    Job Opportunity: Sales Associate Dairy ProductsWe are seeking a highly motivated and customer-focused Sales Associate to join our team in the dairy products department. As a Sales Associate, you will be responsible for providing excellent customer service, ensuring a positive shopping experience, and promoting our products to customers.Key...

  • Sales Associate or Sales Manager

    1 month ago

    Hamilton, Kansas, United States Tire Discounters Full time

    **Job Summary**Tire Discounters is seeking a highly motivated and customer-focused Sales Associate or Sales Manager to join our team. As a Sales Associate or Sales Manager, you will be responsible for providing exceptional customer service, evaluating customer needs, and recommending products and services to meet those needs.**Key Responsibilities:**Evaluate...

  • Engineering Project Manager

    1 month ago

    Hamilton, Ohio, United States American Water Enterprises Full time

    About American Water EnterprisesWe are a leading water and wastewater utility company in the United States, committed to providing safe, clean, and reliable drinking water and wastewater services to our customers.Job SummaryWe are seeking a highly skilled Engineering Project Manager to join our team. As a key member of our project delivery team, you will be...

  • Warehouse Associate

    1 week ago

    Hamilton, United States Adecco Full time

    Job DescriptionJob DescriptionAdecco has partnered with an Internation Logistics company to assist them in finding several Warehouse Associates for their West Chester, OH location. As a Warehouse Associate in, you’ll play an important role in making sure freight gets where it needs to go. You’ll work alongside a top caliber management team that...

  • Retail Sales Associate

    4 weeks ago

    Hamilton, Montana, United States Ranch and Home Supply LLC Full time

    {"title": "Retail Sales Associate", "description": "Job SummaryAt Ranch and Home Supply LLC, we're committed to delivering exceptional customer experiences. As a Retail Sales Associate, you'll play a vital role in helping customers find the products they need. Your knowledge, enthusiasm, and positive attitude will make all the difference in creating a...