Current jobs related to Investment Management and Securities Associate - hamilton - Stark & Stark

  • FT Associate Asset Protection

    3 months ago

    Hamilton, United States Giant Food Full time

    Who Is Giant? With over 2 million weekly customers and annual sales topping $5 billion, Giant is the #1 grocer in the Baltimore-Washington area. What began as one store on Georgia Avenue in Washington D.C. in 1936, now has grown to over 160 stores spanning across D.C., Maryland, Virginia and Delaware. Giant's mission is beyond stocking groceries on...

  • Shipping and Receiving Associate

    1 month ago

    Hamilton, United States Staffmark Investment, LLC Full time

    Get ready for an exciting career with a company dedicated to driving your future forward and committed to empowering the next generation! Staffmark has partnered with a successful logistics company evolving constantly to keep up with the demands of the market and their customers. We love opportunities where we get to make a difference, so join a team of...

  • LIHTC Community Manager

    3 days ago

    Hamilton, United States Venture Communities Full time

    Job DescriptionJob DescriptionCompany Overview: Venture (Venture Real Estate Co. & Venture Communities) is a boutique private equity real estate investment and management firm with a sterling track record. Venture partners with investors to acquire legacy-building multifamily real estate assets with significant upside potential.Venture was founded in March...

  • Front Office Management Associate

    2 weeks ago

    Hamilton, Georgia, United States Southeastern Dental Center Full time

    We are looking for a highly motivated Front Office Management Associate to join our team at Southeastern Dental Center in Georgia.">About Us:Southeastern Dental Center is a private practice dental office with two locations in Hamilton and Columbus, GA. We are committed to providing exceptional patient care and creating a positive work environment for our...

  • RV Park Guest Service Associate

    2 weeks ago

    Hamilton, Montana, United States Summit Management Group, Inc. Full time

    Job SummaryWe are seeking a detail-oriented and organized individual to fill the role of RV Park Guest Service Associate.This seasonal position requires working 40 hours per week from May 1st to September 30th and offers a competitive salary of $25-$30 per hour depending on experience.Main ResponsibilitiesResponding to phone calls and making...

  • Security Architect/Engineer

    3 weeks ago

    Hamilton, United States Nightwing Full time

    Nightwing provides technically advanced full-spectrum cyber, data operations, systems integration and intelligence mission support services to meet our customers’ most demanding challenges. Our capabilities include cyber space operations, cyber defense and resiliency, vulnerability research, ubiquitous technical surveillance, data intelligence, lifecycle...

  • Shred-it Collection Associate

    2 weeks ago

    Hamilton, Ohio, United States Stericycle Full time

    About Stericycle">Stericycle is a leading provider of compliance-based solutions that protect people and brands, promote health and well-being, and safeguard the environment. Job Description:">The Shred-it Collection Associate role involves collecting and destroying confidential documents from various locations, adhering to strict security protocols. You...

  • Amusement Center Associate

    2 weeks ago

    Hamilton, Missouri, United States Stars and Strikes Full time

    Job OverviewWe are seeking energetic and friendly individuals to join our team as Amusement Center Associates at Stars and Strikes Family Entertainment Center.

  • Licensed Practical Nurse

    2 days ago

    Hamilton, United States CommonSail Investment Group Full time

    Licensed Practical Nurse (LPN)StoryPoint of FairfieldPart-Time: Wednesday nights 7pm-7amMust haves from you to be a Nurse Supervisor/LPN:• Licensed Practical Nurse (LPN) in the state. Assisted Living/Memory Care experience preferred.• Prior supervisory experience required.• Punctuality and professionalism are important factors.• Passionate about...

  • Summer Associate

    3 days ago

    Hamilton, United States Core One Full time

    Core One is at the forefront of devising analytical, operational and technical solutions to our Nation's most complex national security challenges. Core One is a privately held company headquartered in Sterling, Virginia. We are at the frontier of innovative ideas and creative solutions to solve our nation's most complex challenges. We bring unique...

  • Security Leadership Position

    1 month ago

    Hamilton, Ohio, United States MSCCN Full time

    Allied Universal, the leading security and facility services company in North America, is seeking a dynamic Security Shift Supervisor to join their team. This exciting opportunity offers a competitive salary of $20.18 per hour for full-time positions.Job Description:The ideal candidate will supervise and coordinate the delivery of quality services on a...

  • Revenue Finance Associate

    2 days ago

    Hamilton, United States Rockefeller Capital Management Full time

    About Rockefeller Capital ManagementRockefeller Capital Management was established in 2018 as a leading independent financial advisory services firm. Originally founded in 1882 as the family office of John D. Rockefeller, the Firm has evolved to offer strategic advice to ultra- and high-net-worth individuals and families, institutions, and corporations from...

  • Design Engineer

    1 day ago

    Hamilton, United States Diversified Full time

    Design Engineer - Electronic Security Systems Sterling, VA, USA Req #3905 Friday, December 20, 2024 At Diversified, we don't just follow tech trends - we set them by leveraging the best in technology and ongoing advisory services to transform businesses. Our comprehensive suite of solutions is engineered to help our clients build connections that make a...

  • SALES FLOOR ASSOCIATE

    1 day ago

    Hamilton, United States Dollar Tree Full time

    Dollar Tree - 1015 MADISON MARKETPLACE [Retail Associate / Cashier / Team Member] As a Sales Floor Associate at Dollar Tree, you'll: Handle all sales transactions while operating assigned cash register; Maintain security of all cash; Maintain a high level of good customer service; Protect all company assets; Maintains a pleasant, friendly, cooperative...

  • Community Associate

    4 hours ago

    Hamilton Twp, United States Regus Management Group LLC Full time

    Community Associate 100 Horizon Center Blvd. 1st and 2nd Floors 08691 Hamilton The world of work is changing...short commutes, flexibility, and convenience are the minimum standards employees want when it comes to how they want to work! At IWG, we are leading the way. We've built the world's largest workspace network so that our customers can work from...

  • Warehouse Associate

    3 months ago

    Hamilton, United States Adecco Full time

    Job DescriptionJob DescriptionAdecco has partnered with an Internation Logistics company to assist them in finding several Warehouse Associates for their West Chester, OH location. As a Warehouse Associate in, you’ll play an important role in making sure freight gets where it needs to go. You’ll work alongside a top caliber management team that...

  • Community Associate

    4 days ago

    Hamilton Twp, United States Regus Management Group, LLC Full time

    Community Associate 100 Horizon Center Blvd. 1st and 2nd Floors 08691 Hamilton The world of work is changing...short commutes, flexibility, and convenience are the minimum standards employees want when it comes to how they want to work! At IWG, we are leading the way. We've built the world's largest workspace network so that our customers can work from...

  • Detention Facility Associate

    2 weeks ago

    Hamilton, Georgia, United States Harris County Full time

    About the PositionHarris County, Georgia is seeking a highly skilled Detention Officer to join their team at the jail. The ideal candidate will have a strong background in law enforcement and be able to maintain a safe and secure environment for inmates.The successful candidate will have an HSD or GED, and more than 2 years of experience in law enforcement...

  • Sr. Network Security Tools Engineer

    2 weeks ago

    Hamilton, United States Nightwing Full time

    Nightwing provides technically advanced full-spectrum cyber, data operations, systems integration and intelligence mission support services to meet our customers’ most demanding challenges. Our capabilities include cyber space operations, cyber defense and resiliency, vulnerability research, ubiquitous technical surveillance, data intelligence, lifecycle...

  • Retail Sales Associate

    4 months ago

    Hamilton, United States AAA Mid Atlantic Full time

    Join Us Today! Unlock Your Sales Potential at AAA Club Alliance! Are you passionate about delivering exceptional service while driving sales success? Join our team and be part of a dynamic retail environment where every interaction counts. Don't wait any longerapply now and take the next step towards a rewarding career! Work-Life Balance: + No Sundays: Enjoy...

Investment Management and Securities Associate

3 months ago

hamilton, United States Stark & Stark Full time

Since 1933, Stark & Stark has developed innovative legal solutions to meet our client's needs. With experienced attorneys in more than 30 practice areas, and a philosophy of putting the law to work for our clients is the basis for building and maintaining our practice.


Stark & Stark's Hamilton office is seeking applications from Investment management and Securities attorneys with exceptional credentials and a genuine passion for the law.


Responsibilities

  • Monitor, identify, and advise clients on regulatory changes.
  • Handle a wide range of matters related to investment adviser and broker-dealer regulatory and compliance topics.
  • Provide compliance and regulatory support and guidance to a large and diverse investment advisory client base.
  • Provide guidance on a full range of issues associated with investment advisers, hedge funds, and broker-dealers including regulatory/compliance matters, investment vehicles and industry best practices.
  • Draft review and or revise advisory agreements and provide support on practical business matters.


Requirements:

Law Degree required; Prior role as a law firm associate and/or with in-house compliance or legal department; work experience focused on RIA and financial services business.


  • Must be a member of the New Jersey State Bar Associate.
  • 3+ years of related legal experience.
  • Possess a working knowledge of the laws, rules, regulations, and market practice governing registered investment advisers, broker-dealers, hedge funds, private equity, and alternative assets.
  • Provide prompt and professional service.
  • Ability to produce outstanding written work.
  • Possess the experience and confidence to interact professionally with senior management, clients, and clients’ representatives.
  • Demonstrated track record of effectively solving problems to a successful resolution and have a willingness and ability to master new laws and regulations as they develop.
  • Must have familiarity with laws and regulations governing the operation of UCITS funds; the Securities Exchange Act; and rules and regulation governing the operation of US broker-dealers, including federal and state securities laws and FINRA regulations.
  • Must be skilled in negotiation and drafting skills.
  • Possess superior verbal and written communication skills.
  • Demonstrate strong integrity and professionalism.
  • Ability to multi-task.
  • Exercise judgment and the ability to work autonomously and as an effective member of a team; and intellectual curiosity and the ability to problem solve independently.


Benefits

Stark & Stark is committed to the health and well-being of its staff members. The firm offers a full range of benefits, including traditional major medical and hospitalization coverage, a prescription plan, a dental plan, a vision plan, life insurance, accidental death, and dismemberment coverage, a profit sharing, and a 401(k) plan, paid vacation, and paid holidays.


Equal Opportunity Employer

Stark & Stark’s policy is to make employment decisions based on merit, ability, and competence. Except where required by law, employment practices shall not be influenced or affected by an applicant’s or staff member’s race, color, religion, sex, national origin, age, or any other characteristic provided by law. Qualified minorities, females, veterans, and attorneys with disabilities are encouraged to apply. It is also our policy to provide a work environment that is free of harassment of any kind, including that which is sexual, age-related, or ethnic.


Mansfield Rule

As part of its continued efforts to actively recruit and advance the recruitment, development, and promotion of diverse lawyers, Stark & Stark is participating in Diversity Lab’s Midsize Mansfield Rule initiative. The Mansfield Rule is named for Arabella Mansfield, the first woman admitted to practice law in the United States. It measures whether law firms affirmatively consider diverse lawyers for hiring, advancement, and significant leadership roles.

Under this initiative, we strive for a candidate pool consisting of at least 30% women, attorneys from underrepresented racial and/or ethnic groups, lawyers with disabilities, and/or LGBTQ+ attorneys. The Mansfield Rule initiative also includes a commitment by Stark & Stark to be transparent in our internal governance, particularly with our selection guidelines and job descriptions for firm management roles and committees.