Director of Investor Operations

2 weeks ago


Baton Rouge, United States Robert Half Full time

We are seeking a motivated and team-oriented Director of Investor Operations to manage client onboarding, process account changes and maintenance, and support financial planning initiatives. In this role, you will leverage your skills to ensure a seamless client experience and utilize financial planning software to create tailored financial plans. A positive attitude and a collaborative approach are essential for success in this position.


Key Responsibilities:

  • Oversee and streamline the client onboarding process, ensuring accuracy and compliance.
  • Handle account updates, changes, and maintenance with a client-first mindset.
  • Learn and utilize financial planning software to develop personalized financial plans.
  • Work closely with team members to address client needs and achieve business goals.
  • Maintain regulatory compliance, including adherence to Series 6 and 63 requirements.


Requirements:

  • Active Series 6 and 63 licenses.
  • Experience in investment account management, client services, or financial planning.
  • Ability to quickly learn and adapt to financial planning software and tools.
  • Positive attitude, strong interpersonal skills, and a collaborative team player.
  • Excellent attention to detail and ability to prioritize tasks in a fast-paced environment.



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