Compliance and Regulatory Reporting VP

Job DescriptionJob DescriptionVP Consumer Regulatory Compliance Officer located onsite in Manhattan with a foreign bank Base salary $100-135K based on experience and skillsRequired Education and Experience: BA or BS required. A minimum of 5-7 years of experience in compliance management with a banking institution. 1. Knowledge of federal laws pertaining to...

A New York City-based financial services organization is currently seeking an experienced professional to join their staff as their newVP, Regulatory Reporting. In this role, the VP, Regulatory Reporting will be responsible for drivingchange that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards...

A New York City-based financial services organization is currently seeking an experienced professional to join their staff as their newVP, Regulatory Reporting. In this role, the VP, Regulatory Reporting will be responsible for drivingchange that enhances the quality of data for financial regulatory reporting, secure compliance with enterprise data standards...

Job DescriptionJob DescriptionScismic is supporting the growth of a late-stage, publicly traded biopharmaceutical company developing targeted radiotherapies to deliver cancer-killing radiation with cellular level precision to treat patients with high unmet medical needs.  Their vision is to build a specialty, hospital-focused radiotherapeutics company that...

Job DescriptionJob DescriptionScismic is supporting the growth of a late-stage, publicly traded biopharmaceutical company developing targeted radiotherapies to deliver cancer-killing radiation with cellular level precision to treat patients with high unmet medical needs.  Their vision is to build a specialty, hospital-focused radiotherapeutics company that...

**About Us: - ** Since its founding in 2017, Prometheum has leveraged its deep expertise in securities law, blockchain and trading to create a compliant ecosystem for digital asset securities that enables all investors to seamlessly invest in digital assets securities. Prometheum has relied on its strong diverse team to build the required tools to service...

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Job DescriptionJob DescriptionJob Description:We are seeking a skilled Regulatory Reporting Developer to join our dynamic team in New York City. The ideal candidate will possess expertise in Alteryx, Power BI, and Python, along with hands-on experience in regulatory reporting within the banking sector, particularly CCAR (Comprehensive Capital Analysis and...

About the Position We are looking for a Regulatory Reporting Analyst to join our Compliance team and help us meet our firmwide reporting obligations. You'll develop a broad understanding of our trade flows, the evolving regulatory landscape, and the systems that keep us compliant as you work with colleagues across the firm alongside our Technology, Trading,...

**Regulatory and Exam Management, VP - Hybrid** - The Operations & Technology (O&T) Chief Operating Office (COO) is a driving force in delivering value to our organization, our businesses, regulators, and stakeholders. With responsibility for Risk and Control, Quality Assurance, Transformation, and O&T Regulatory Management, the O&T COO enables the...

The Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will have a high level of visibility within the organization with opportunities...

The Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will have a high level of visibility within the organization with opportunities...

Compliance Consultancy Director - Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Job DescriptionJob DescriptionJob Description:The role will be responsible for various operational requirements surrounding hedge fund regulatory compliance reporting. This includes, but is not limited to, SEC Form PF, CFTC Form CPO-PQR, EU Investment Fund Reporting (AIFMD) and OPERA reporting. The role will also include certain aspects of management...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Compliance Consultancy Director – Previous Compliance Funds Experience and 1940 Act/NFA/CFTC Knowledge Required Ref: 4015G3 $200K - $220K + Bonus + Benefits   New York City Our Client, a growing and dynamic regulatory consulting firm based in New York and London, are looking to hire an experienced compliance professional to join their New York Regulatory...

Reporting to: VP of Product Department: Product Full Time/Salaried Salary Range:$110-130K Location:This position is based in our New York City office, 3 days a week in the SOHO Office Position Overview: We are seeking a highly skilled and experienced Regulatory Manager to join our team. The Regulatory Manager will be responsible for ensuring compliance with...

The Lead Analyst position is an integral member of the Global Regulatory Reporting (GRR). This is a high profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). The position will have a high level of visibility within the organization with opportunities...

Reporting to: VP of Product Department: Product Full Time/Salaried Salary Range:$110-130K Location: This position is based in our New York City office, 3 days a week in the SOHO Office Position Overview: We are seeking a highly skilled and experienced Regulatory Manager to join our team. The Regulatory Manager will be responsible for ensuring compliance with...

Lead the regulatory efforts for IND-enabling activities, including the preparation of the Investigational New Drug (IND) application for our groundbreaking oncology and CNS therapies targeted for submission this year and early next.Be the go for all things regulatory and acting as a key voice to the future of all trials, SOPs and strategy for these early...