Risk Director

1 month ago


Dallas, United States BGSF Full time

Job Summary: We are seeking an experienced Risk Director to join our team. The ideal candidate will be responsible for overseeing the monitoring of margin and option accounts, anticipating market shifts that may pose risks, and leading efforts to enhance monitoring systems. This role requires a strategic understanding of market interconnections, firm operations, and underlying accounts, as well as strong leadership capabilities.

Key Responsibilities:

  • Oversee the monitoring of margin and option accounts to ensure compliance with regulatory and internal risk management standards.
  • Anticipate and assess market shifts to identify potential risks in margin and option accounts.
  • Develop and implement strategic measures to mitigate identified risks.
  • Lead the collaboration with IT and other departments to enhance monitoring systems and tools.
  • Analyze account data to identify trends, systemic risks, and areas for improvement.
  • Provide strategic direction and regular reports on account statuses, risks, and mitigation strategies to senior management.
  • Stay updated on industry trends, regulatory changes, and best practices in margin and option account management.
  • Design and refine systems for monitoring margin and option accounts.
  • Lead and mentor a team of risk professionals to ensure a cohesive approach to risk management and account oversight.
  • Develop and implement policies and procedures for effective risk management.

Qualifications:

  • Bachelor’s degree in Finance, Economics, Business, or a related field; advanced degree preferred.
  • Extensive experience in credit lending, margin oversight, and options trading.
  • Strong strategic understanding of financial markets, risk management, and regulatory requirements.
  • Proven track record in designing and implementing monitoring systems.
  • Excellent analytical skills and attention to detail.
  • Strong leadership, communication, and collaboration skills.
  • Proactive attitude with the ability to anticipate and address potential issues.
  • Professional certifications such as CFA, FRM, or similar are highly preferred.

Preferred Qualifications:

  • Advanced degree in a related field.
  • Extensive experience with specific monitoring software and tools.
  • Familiarity with the latest technological advancements in financial risk management.


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