Compliance Program Specialist

2 weeks ago


Cupertino, United States MindSource Full time

Job Title: Program Specialist IV

Duration: 12 months

Location : Cupertino, CA Hybrid


We are seeking a dynamic individual who thrives in collaborative environments with minimal formal structure and is adept at navigating changing landscapes with competing priorities. The ideal candidate will possess comprehensive knowledge of financial services products, coupled with a natural curiosity and excellent communication skills.


Summary:

• Assist in the development and organization of the Compliance Program across our company's financial services products.

• Develop comprehensive documentation pertaining to existing processes, controls, and approaches to laws and regulations.

• Collaborate on the creation of standardized documentation, consolidating customer agreements, sample materials, and customer communications.

• Support the Operations team in establishing a centralized repository of customer communications across all products.

• Aid the Marketing compliance team in the ongoing maintenance of a repository for marketing communications.



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