![Crédit Agricole CIB Limited](https://media.trabajo.org/img/noimg.jpg)
Senior Auditor
1 week ago
Vacancy details
General information
Entity
About Crdit Agricole Corporate and Investment Bank (Crdit Agricole CIB)
Crdit Agricole CIB is the corporate and investment banking arm of Crdit Agricole Group, the 10th largest banking group worldwide in terms of balance sheet size (The Banker, July
8,600 employees in more than 30 countries across Europe, the Americas, Asia-Pacific, the Middle-East and North Africa, support the Bank's clients, meeting their financial needs throughout the world.
Crdit Agricole CIB offers its large corporate and institutional clients a range of products and services in capital market activities, investment banking, structured finance, commercial banking and international trade.
The Bank is a pioneer in the area of climate finance, and is currently a market leader in this segment with a complete offer for all its clients.
For more information, please visit
Twitter:
LinkedIn:
By working every day in the interest of society, we are a group committed to diversity and inclusion. All our positions are open to people with disabilities.
Reference
Update date
16/04/2024
Job description
Business type
Types of Jobs - General Inspection / Audit
Job title
Senior Auditor - Capital Markets (Associate)
Contract type
Permanent Contract
Job summary
Key Responsibilities:
The Audit Associate is expected to work independently under minimum supervision, provide appropriate effective challenge of the control environment, and manage his/her time to meet all deliverable dates to keep the audit plan on schedule.
I - Conduct of assignment
The Audit Associate is responsible for carrying out audit work as assigned by the Lead Auditor within the defined timeframes in accordance with IGE methodology and procedures and Internal Audit standards.
- Independently carry out audit planning and fieldwork of audit coverage, including:
- A preliminary assessment of the audited activity highlighting the related risks and controls
- Interviews, testing and analysis of the results of the controls planned in the audit program
- Documented awareness of the regulatory requirements, impacts, and/or expectations pertaining to coverage area(s).
- Provide comprehensive documentation in test sheets the controls performed and conclusions reached
- Identify and report on strengths and weaknesses of the audited areas, analyse the root causes and risk impact of the identified weaknesses, develop remediation and recommendations to address the audit findings and conclude on the effectiveness of the control setup and business practices
- Maintain open communication with auditees during coverage to prevent confusion or surprises, including documenting issues and identifying owners during the audit
- Present audit conclusions to IGE management and to the management of the audited unit (debriefing presentation, final audit report, etc.)
- Keep the Lead Auditor in charge of the assignment/ Local Head of Audit informed of the progress on the audit work assigned, and escalate any issues that may impact or delay the audit's execution, or raise any other relevant information on the assigned audit and the risk and control environment
- Conduct recommendations followups through the monitoring of remediation status and corrective actions taken by Management prior to closing any recommendations
- Properly archive of any supporting documentation, audit evidence and deliverables in the designated IGE tools.
II - Team management
On some engagements the Audit Associate may be asked to assist more junior team members or external resources by providing:
- Guidance on audit techniques and expected deliverables
- Feedback on documentation and conclusions of test results and findings
- Assistance in developing collaborative and productive relationships within the team with close coordination throughout the International Network and with auditees
Supplementary Information
III - IGE Continuous Improvement Program / Transversal topicsThe Audit Associate contributes to the continuous improvement of IGE methodologies and processes.
In addition to the audit responsibilities, she/he can be requested to:
- Provide input to update audit guides, scorecards or training materials related to specific activities based on existing knowledge, documentation, interviews, etc.
- Participate in one or several knowledge communities within IGE
The Audit Associate should be current on banking and regulatory matters and must always seek training to maintain sufficient knowledge of the audited area.
She/he must complete all the mandatory trainings within the defined timelines.Management and Reporting
Direct reporting line to the Compliance Lead Auditor
During an assignment, the Audit Associate may also report to a global Audit Lead in charge of the assignment
Key Internal contacts
Auditees ( 2nd line CACIB Compliance and CUSO Compliance, Compliance Monitoring), other control functions
Key External contacts
The Audit Associate may be asked to coordinate co-source resources on engagements
Salary Range:
$100k - 130k
Position location
Geographical area
America, United States Of America
City
NEW YORK
Candidate criteria
Minimal education level
Bachelor Degree / BSc Degree or equivalent
Academic qualification / Speciality
Required:
- Bachelor or Masters' degree in accounting, business, finance, engineering or related field
Preferred:
- Industry recognized certification (CPA, CIA, CISA, ACAMS)
Level of minimal experience
3-5 years
Experience
Required:
2-5 year experience in audit (internal / external) or comparable control function in banking organization
Preferred:
In-depth knowledge of bank operations and products
Required skills
Required:
- Analytical skills
- Organization
- Verbal and written communication skills
- Ability to work autonomously under deliverable timelines
- Team spirit
- Proficiency in Word, Excel and PowerPoint
- Fluent in English
Preferred:
- Relationship management
- Ability to work in multi-disciplinary and multicultural teams
- Basic French
Technical skills required
Required:
- Auditing techniques or knowledge of Bank activities pertaining to trading, operations, corporate lending
- Understanding of the risks generated by banking / securities activities
Preferred:
- Understanding of Capital Market and Financing strategy, products, processes, controls and risks
-
Senior Auditor
1 week ago
New York, New York, United States Tandym Group Full timeA renowned financial services company situated in New York City is currently in search of a proficient Auditor with expertise in Model Risk to join their team as a Senior Auditor within the Internal Audit Department. The selected candidate will play a key role in conducting internal audits focused on model risk across different levels of complexity, ensuring...
-
Senior Auditor
1 week ago
New York, New York, United States Tandym Group Full timeOur client, a leading bank in New York City, is currently looking for a skilled and detail-oriented professional to join their team as a Senior Auditor focusing on Market and Liquidity Risk.As a Senior Auditor in this role, you will be responsible for conducting various audit tasks such as planning, testing, identifying issues, and preparing audit...
-
Senior IT Auditor
1 week ago
New York, New York, United States The New York Times Full timeThe mission of The New York Times is to seek the truth and help people understand the world. That means independent journalism is at the heart of all we do as a company. It's why we have a world-renowned newsroom that sends journalists to report on the ground from nearly 160 countries. It's why we focus deeply on how our readers will experience our...
-
Senior Auditor
1 month ago
New York, New York, United States ConEdison Full timeSenior Auditor - FinanceJob Info112426Posting Expiration Date:Jun 30, 2024Schedule Type:Full-TimeMinimum Salary:$95000Maximum Salary:$130000Organization:AuditingDepartment:Cust Ops Finance & ProcurSection:AUDITING Cust Ops Fin &ProcmntLocation:NY-New York-4 Irving Pl HeadquartersSimilar JobsSenior Analyst, Climate Risk and Resilience Group ) Sr Analyst,...
-
Senior Auditor
3 weeks ago
New York, New York, United States ConEdison Full timeSenior Auditor - FinanceJob Info112426Posting Expiration Date:Jun 30, 2024Schedule Type:Full-TimeMinimum Salary:$95000Maximum Salary:$130000Organization:AuditingDepartment:Cust Ops Finance & ProcurSection:AUDITING Cust Ops Fin &ProcmntLocation:NY-New York-4 Irving Pl HeadquartersSimilar JobsSenior Analyst, Climate Risk and Resilience Group ) Sr Analyst,...
-
Senior Auditor I, Vice President
1 week ago
New York, New York, United States MUFG - Mitsubishi UFJ Financial Group, Inc. Full timeThe Senior Auditor I role within Internal Audit is responsible for leading independent, objective assurance and consulting activities designed to evaluate and assess the effectiveness of the Banks governance, risk management and control processes. T Audit, Auditor, Vice President, Sales, Experience, President, Accounting
-
Senior Auditor- Risk Management
2 months ago
New York, New York, United States Selby Jennings Full timeA leading Canadian-based bank headquartered in Chicago is looking to hire a Senior Auditor to assist senior management in executing audits for the Risk Management line of business, which includes conducting risk assessments and evaluating internal controls to ensure compliance with regulatory standards.The Senior Auditor will report to the Internal Audit...
-
Senior Auditor- Wealth Management
2 months ago
New York, New York, United States Selby Jennings Full timeA leading Canadian- based bank headquartered in Chicago is looking to hire a Senior Auditor to help scale the business' Wealth Management Portfolio team, focusing on the audit portfolio for the Wealth Management line of business which includes the fiduciary account administration, investment management, and private banking. The role is expected to be in...
-
Senior Auditor- Wealth Management
3 weeks ago
New York, New York, United States Selby Jennings Full timeA leading Canadian- based bank headquartered in Chicago is looking to hire a Senior Auditor to help scale the business' Wealth Management Portfolio team, focusing on the audit portfolio for the Wealth Management line of business which includes the fiduciary account administration, investment management, and private banking. The role is expected to be in...
-
Senior Auditor- Commercial Banking/Credit Risk
3 weeks ago
New York, New York, United States Selby Jennings Full timeA leading Canadian- based bank headquartered in Chicago is looking to hire a Senior Auditor to help scale the business' Commercial Banking/Credit Risk team. This role is expected to be in office 1-2x per week and can sit out of Chicago, NYC, Boston, OR Atlanta. The Senior Auditor will report to senior management to conduct risk-focused audits and contribute...
-
Senior Auditor- Commercial Banking/Credit Risk
2 months ago
New York, New York, United States Selby Jennings Full timeA leading Canadian- based bank headquartered in Chicago is looking to hire a Senior Auditor to help scale the business' Commercial Banking/Credit Risk team. This role is expected to be in office 1-2x per week and can sit out of Chicago, NYC, Boston, OR Atlanta. The Senior Auditor will report to senior management to conduct risk-focused audits and contribute...
-
Senior Quality Assurance Auditor
3 weeks ago
New York, New York, United States Brinks Full timeThe Brink's name is a promise to respect the trust we've earned in over 150 years in business. Every employee honors that promise by offering the highest levels of service and support to our customers. We take pride in our work, and we share a passion about our future. Learn why so many people have made the choice to join our team - and stay here. Job...
-
Senior Quality Assurance Auditor
1 month ago
New York, New York, United States Brinks Full timeThe Brink's name is a promise to respect the trust we've earned in over 150 years in business. Every employee honors that promise by offering the highest levels of service and support to our customers. We take pride in our work, and we share a passion about our future. Learn why so many people have made the choice to join our team - and stay here. Job...
-
Senior Finance Auditor
3 days ago
New York, New York, United States Pfizer Full timeWhy Patients Need YouYour in-depth knowledge and financial skills will keep our products in production and our innovators innovating. Whether you are part of establishing, coordinating, researching, or administering financial operations, your role is critical to getting our medicines in the hands of the people who need them most, faster, and more efficiently...
-
Senior Auditor
4 weeks ago
New York, New York, United States Bank of America Full timeJob Description:At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day.One of the keys to driving Responsible Growth is being a great place to work for our...
-
Compliance Auditor Consultant
1 month ago
New York, New York, United States Michael Page Full timeAbout Our Client Our client is a french investment bank located in New York, NY. They primarily focuses on providing corporate and investment banking services to clients. These services may include investment banking, corporate finance, capital markets, structured finance, and advisory services. The New York office likely serves a wide range of clients,...
-
Clinical Compliance Auditor
1 week ago
New York, New York, United States VillageCare Full timeAre you a Registered Nurse with a passion for ensuring compliance? Join our team at VillageCare as a Full-Time Clinical Compliance Auditor and take the next step in your career from the comfort of your own home. This fully remote position offers a competitive salary ranging from $102,000 to $115,000, providing a rewarding opportunity for professional growth...
-
Lead Auditor
1 week ago
New York, New York, United States New York City, NY Full timePLEASE NOTE: This position is open only to current City of New York Employees serving in a permanent civil service title of Staff Analyst. The Office of the New York City Comptroller's Bureau of Audit (Bureau) is responsible for conducting audits and other reviews of matters relating to or affecting the City's finances, operations, and programs. The Bureau...
-
Senior Manager, Auditor
4 weeks ago
New York, New York, United States Pfizer Full timeROLE SUMMARYThe Senior Manager, Auditor is responsible for the delivery and execution of the global Quality Assurance (QA) program audit activities on assigned GCP portfolio/programs/entities. This role is responsible for GCP Oversight and for assuring the compliance of projects, products and programs with Pfizer Standard Operating Procedures (SOPs),...
-
Senior Manager, Auditor
3 weeks ago
New York, New York, United States Pfizer Full timeROLE SUMMARYThe Senior Manager, Auditor is responsible for the delivery and execution of the global Quality Assurance (QA) program audit activities on assigned GCP portfolio/programs/entities. This role is responsible for GCP Oversight and for assuring the compliance of projects, products and programs with Pfizer Standard Operating Procedures (SOPs),...