Senior Auditor

1 week ago


New York, New York, United States Tandym Group Full time

A renowned financial services company situated in New York City is currently in search of a proficient Auditor with expertise in Model Risk to join their team as a Senior Auditor within the Internal Audit Department. The selected candidate will play a key role in conducting internal audits focused on model risk across different levels of complexity, ensuring adherence to IIA standards and IAD policies and procedures.

Roles and Responsibilities:

The Senior Auditor will be responsible for:

  • Leading and overseeing audits from start to finish, including planning, testing, issue identification, workpaper review, and reporting
  • Supervising audit teams to carry out high-quality reviews within designated timelines
  • Effectively communicating with stakeholders and senior audit management to clearly outline audit strategies, testing results, and corrective actions
  • Aiding in the implementation and execution of IAD's comprehensive audit plan and assurance responsibilities
  • Participating in periodic monitoring and risk assessment processes to recognize business trends and changes in the business risk landscape
  • Contributing to special projects related to enhancing business processes or strategic initiatives within departments
  • Monitoring and confirming the resolution of issues identified by the department and regulatory bodies
  • Cultivating and sustaining a collaborative and robust partnership with AD business leaders, external auditors, and regulators
  • Performing any other necessary tasks as required
Requirements:
  • Minimum of 5 years of experience in Internal Audit within the Banking and/or Financial sector
  • Hold a Bachelor's Degree in Accounting, Finance, or a related Quantitative field
  • Proficient in Banking / Capital Markets products
  • Thorough knowledge of relevant regulatory standards (including Model Risk (SR 11-7)
  • Sound grasp of Audit methodologies, Internal Controls, and workpaper criteria
  • Strong analytical, numerical, and investigative abilities
  • Outstanding interpersonal skills
  • Exceptional written and verbal communication skills
  • Keen eye for detail
  • Highly organized and systematic approach to work

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