Brokerage Trade Desk Specialist

2 weeks ago


Johnston, United States Citizens Full time
Job Description

Description

Join our team as a Trade Desk Specialist at Citizens Bank, N.A. As a Licensed Series 7 and 63 colleague, you will provide top-notch service in trade entry, order execution, account maintenance, and customer service in a fast-paced environment. Products include managed accounts, mutual funds, fixed income, and equities. We are looking for a highly motivated and team-oriented colleague who excels in communication, collaboration, and identifying operational improvement opportunities.

Primary responsibilities include

  • Trade entry, order execution, and quality control
  • Submit trades for various financial products over the phone and through paperwork
  • Ensure compliance with regulatory requirements
  • Assist financial advisors with trade corrections and operational support
  • Learn and train in all aspects of the trade desk operations
  • Work with teams to enhance processes and efficiencies
  • Collaborate with Risk and Legal teams to address customer issues

Qualifications, Education, Certifications, and Professional Credentials

  • 2 - 3 years of experience in Financial Services
  • Experience in a call center environment is a plus
  • Series 7 & 63 licenses required
  • Strong problem-solving and multitasking skills
  • Ability to work well in a team

Hours & Work Schedule

  • Hours per Week: 40
  • Work Schedule: Monday to Friday

Why Join Our TeamAt Citizens, we foster diversity, equity, and inclusion, making decisions based on experience, performance, and ability. We offer equal opportunities for career growth and advancement to all colleagues and applicants. Citizens Bank, N.A. and its affiliates are committed to providing a workplace that values every individual.



  • Johnston, United States Citizens Full time

    Description As a Licensed Series 7 and 63 colleague you will provide world class service in trade entry, order execution, account maintenance and customer service. Products include but not limited to managed accounts, mutual funds, fixed income and equities. We are seeking a highly motivated, team-oriented colleague who will be able to work individually as...


  • Johnston, United States Citizens Full time

    **Description** As a Licensed Series 7 and 63 colleague you will provide world class service in trade entry, order execution, account maintenance and customer service. Products include but not limited to managed accounts, mutual funds, fixed income and equities. We are seeking a highly motivated, team-oriented colleague who will be able to work individually...


  • Johnston, United States Citizens Full time

    Description As a Licensed Series 7 and 63 colleague you will provide world class service in trade entry, order execution, account maintenance and customer service. Products include but not limited to managed accounts, mutual funds, fixed income and equities. We are seeking a highly motivated, team-oriented colleague who will be able to work individually as...


  • Johnston, United States Citizens Full time

    Job DescriptionDescriptionAs a Licensed Series 7 and 63 colleague you will provide world class service in trade entry, order execution, account maintenance and customer service. Products include but not limited to managed accounts, mutual funds, fixed income and equities. We are seeking a highly motivated, team-oriented colleague who will be able to work...


  • Johnston, United States Citizens Full time

    DescriptionAs a Licensed Series 7 and 63 colleague you will provide world class service in trade entry, order execution, account maintenance and customer service. Products include but not limited to managed accounts, mutual funds, fixed income and equities. We are seeking a highly motivated, team-oriented colleague who will be able to work individually as...


  • Johnston, United States Citizens Full time

    Description As a Licensed Series 7 and 63 colleague you will provide world class service in trade entry, order execution, account maintenance and customer service. Products include but not limited to managed accounts, mutual funds, fixed income and equities. We are seeking a highly motivated, team-oriented colleague who will be able to work individually as...


  • Johnston, United States Citizens Full time

    Description As a Licensed Series 7 and 63 colleague you will provide world class service in trade entry, order execution, account maintenance and customer service. Products include but not limited to managed accounts, mutual funds, fixed income and equities. We are seeking a highly motivated, team-oriented colleague who will be able to work individually as...


  • Johnston, United States Citizens Full time

    Citizens Financial Group, Inc. is one of the nation’s oldest and largest financial institutions, with $220.4 billion in assets as of March 31, ns Securities Inc. helps its customers reach their potential by listening to them and understanding their needs to offer tailored advice, ideas, and solutions. In Consumer Banking, Citizens Securities Inc. provides...


  • Johnston, United States Citizens Financial Group, Inc. Full time

    Citizens Financial Group, Inc. is one of the nations oldest and largest financial institutions, with $220.4 billion in assets as of March 31, 2024. Citizens Securities Inc. helps its customers reach their potential by listening to them and understan Client Service, Brokerage, Specialist, Financial Advisor, Broker, Service, Retail


  • Johnston, United States Citizens Full time

    Wealth Management – Brokerage Client Service SpecialistAbout the Company: Citizens Financial Group, Inc. is a leading financial institution dedicated to providing tailored advice, ideas, and solutions to help customers reach their financial potential. They offer integrated banking experiences through various channels across multiple states.Description: The...


  • Johnston, United States Citizens Full time

    Description Citizens Financial Group, Inc. is one of the nations oldest and largest financial institutions, with $220.4 billion in assets as of March 31, 2024.Citizens Securities Inc. helps its customers reach their potential by listening to them and understanding their needs to offer tailored advice, ideas, and solutions. In Consumer Banking, Citizens...


  • Johnston, United States Citizens Financial Group, Inc. Full time

    Citizens Financial Group, Inc. is recognized as one of the nation's well-established and leading financial institutions. With a robust asset base of $220.4 billion as of March 31, 2024, the company has been serving its customers with dedication and expertise for many years. Citizens Securities Inc. is committed to assisting clients in realizing their...


  • Johnston, United States Citizens Full time

    DescriptionCitizens Financial Group, Inc. is one of the nation’s oldest and largest financial institutions, with $220.4 billion in assets as of March 31, 2024.Citizens Securities Inc. helps its customers reach their potential by listening to them and understanding their needs to offer tailored advice, ideas, and solutions. In Consumer Banking, Citizens...


  • Johnston, United States Citizens Full time

    Job DescriptionDescriptionCitizens Financial Group, Inc. is one of the nation’s oldest and largest financial institutions, with $220.4 billion in assets as of March 31, 2024.Citizens Securities Inc. helps its customers reach their potential by listening to them and understanding their needs to offer tailored advice, ideas, and solutions. In Consumer...


  • Johnston, United States Citizens Full time

    **Description** Citizens Financial Group, Inc. is one of the nation’s oldest and largest financial institutions, with $220.4 billion in assets as of March 31, 2024.Citizens Securities Inc. helps its customers reach their potential by listening to them and understanding their needs to offer tailored advice, ideas, and solutions. In Consumer Banking,...


  • Johnston, United States Citizens Full time

    **Description** Citizens Financial Group, Inc. is one of the nation’s oldest and largest financial institutions, with $220.4 billion in assets as of March 31, 2024.Citizens Securities Inc. helps its customers reach their potential by listening to them and understanding their needs to offer tailored advice, ideas, and solutions. In Consumer Banking,...

  • Specialist

    4 weeks ago


    Johnston, United States HCL Technologies Ltd. Full time

    Job Description (Posting). Desk side lead (1.) To provide support for on call escalations and doing root cause analysis of given issue (2.) To independently resolve tickets within agreed SLA of ticket volume and time (3.) To adhere to quality standards, regulatory requirements and company policies (4.) Work on value adding activities such Knowledge base...


  • Johnston, United States Citizens Full time

    As the investment portfolio Sr. Manager, you will assist in management of a portfolio within the investment office. T his role is designed to provide enhanced opportunity and responsibility. As the candidate grows within the role, will begin with Portfolio reporting and analytics before transitioning to a trading and analytics role through time. The initial...


  • Johnston, United States Citizens Full time

    DescriptionAs the investment portfolio Sr. Manager, you will assist in management of a portfolio within the investment office. T his role is designed to provide enhanced opportunity and responsibility. As the candidate grows within the role, will begin with Portfolio reporting and analytics before transitioning to a trading and analytics role through...


  • Johnston, United States Monro MufflerBrake Full time

    Monro, Inc. CarX parent company, Monro, Inc. is one of the nation's largest auto service companies and major tire retailer. We own and operate more than 1,200 stores in 32 states and our stock trades on the Nasdaq (MNRO). The Monro family of brands includes some the most recognizable names in the industry-Monro Auto Service and Tire Centers, Mr. Tire, Tire...