Senior Compliance Officer

Provide Independent Risk Management coverage of FINRA licensed bankers in Commercial Banking. Liaise with Corporate and Investment Banking partners to ensure a consistent securities Compliance program across coverage areas. Oversee, advise and provid Compliance Officer, Lead, Compliance, Officer, Senior, Regulatory, Business Services

A large bank is hiring for Compliance Officers and looking to do interviews immediately This role could convert to a direct hire role.Contract Length: Duration: 9 monthsCharlotte, NC - onsite 3 days a week in UptownRate: $57-61 an hourTop Requirements:Previous experience in compliance within the markets/trading industry, preferably with knowledge of...

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status.Need...

Make a difference in the lives of others while personally thrivingJoin Bridge Senior Living - APPLY TODAYNow Hiring Detail Oriented Business Office Director to join our team of leadersWhat you can expect as a Business Office Director:Incentivized Annual Bonus OpportunitiesTuition reimbursementCompetitive pay401(k) with company matchNext Day Pay with...

The Compliance Officer implements broader planning for Trust and Wealth business unit fiduciary compliance programs in order to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. As a subject matter expert in compliance...

Establish, implement, and maintain risk standards and programs to drive compliance with federal, state, agency, legal and regulatory and Corporate Policy requirements. Oversee the Front Line's execution and challenges appropriately on compliance rela Compliance Specialist, Employee, Compliance, Compliance Manager, Specialist, Senior, Retail, Banking

Location: Charlotte, NCPosition: Compliance OfficerSUMMARYPosition serves as the BDI (Business Diversity & Inclusion) Compliance Officer, responsible for coordination of supplier diversity and inclusion policies, guidelines, and procedures. Serves as the liaison between Mecklenburg County and the business community with primary focus on identifying MWSBEs...

The Enterprise Compliance Officer is responsible for providing dedicated support for Wealth Management in administering the global regulatory review process for the approval of communications and managing the team that provides advice and guidance regarding the applicability of rules, regulatory and jurisdictional requirements, internal review standards,...

The Enterprise Compliance Officer is responsible for providing dedicated support for Wealth Management in administering the global regulatory review process for the approval of communications and managing the team that provides advice and guidance regarding the applicability of rules, regulatory and jurisdictional requirements, internal review standards, and...

The Enterprise Compliance Officer is responsible for providing dedicated support for Wealth Management in administering the global regulatory review process for the approval of communications and managing the team that provides advice and guidance regarding the applicability of rules, regulatory and jurisdictional requirements, internal review standards, and...

The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under limited supervision, this job focuses on...

The Compliance Senior Associate supports broader planning of business unit compliance programs to ensure organization functions are in compliance with all relevant laws, regulations, and policies and to prevent illegal, unethical, or improper business practices within the organization. Working independently under limited supervision, this job focuses on...

Job ID X) DescriptionThe IT Compliance Analyst will be responsible for ensuring that our organization complies with all relevant regulatory requirements and internal policies related to IT systems and controls. This role involves working closely with auditors, stakeholders, and cross-functional teams to assess, develop, and implement IT compliance...

Job ID X) DescriptionThe IT Compliance Analyst will be responsible for ensuring that our organization complies with all relevant regulatory requirements and internal policies related to IT systems and controls. This role involves working closely with auditors, stakeholders, and cross-functional teams to assess, develop, and implement IT compliance...

Job ID X) DescriptionThe IT Compliance Analyst will be responsible for ensuring that our organization complies with all relevant regulatory requirements and internal policies related to IT systems and controls. This role involves working closely with auditors, stakeholders, and cross-functional teams to assess, develop, and implement IT compliance...

BOMLooking for our next all-star employee with assisted living experience. Charter Senior Living of Charlotte is dedicated to the care and wellbeing of our residents. It is our goal to assure that our residents' lives are enhanced through compassionate care and honoring their life stories and legacy. Our mission " To Enhance the Human Spirit" not only...

Senior Trust Officer Charlotte, North Carolina **Job Description:** At Bank of America, we are guided by a common purpose to help make financial lives better through the power of every connection. Responsible Growth is how we run our company and how we deliver for our clients, teammates, communities and shareholders every day. One of the keys to driving...

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status.Need...

The position is described below. If you want to apply, click the Apply Now button at the top or bottom of this page. After you click Apply Now and complete your application, you'll be invited to create a profile, which will let you see your application status and any communications. If you already have a profile with us, you can log in to check status.Need...

RCN Capital, LLC is a national, direct private lender providing time-sensitive, bridge financing to real estate investors to fund the purchase of non-owner occupied residential and commercial properties, provide bridge loans, and provide real estate-backed lines of credit.We are seeking a Senior Underwriter to join their fast-paced lending team. The Senior...